Securities and Commodities Laws definition

Securities and Commodities Laws. The term shall mean the "1933 Act", the Securities Act of 1933, as amended, the "1934 Act", the Securities Exchange Act of 1934, as amended, the "1940 Act", and the "CEA", the Commodities Exchange Act, as amended.

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Securities and Commodities Laws. The terms the "1933 Act" shall mean the Securities Act of 1933, as amended, the "1934 Act" shall mean the Securities Exchange Act of 1934, as amended, the "1940 Act" shall mean the Investment Company ▇▇▇ ▇▇▇▇, as amended, and the "CEA" shall mean the Commodities Exchange Act, as amended.

Securities and Commodities Laws any one or more of the Advisers Act, the 1933 Act, the 1934 Act, the 1940 Act and the CE Act, to the extent each is applicable to the Managing Member or the Company.

Examples of Securities and Commodities Laws in a sentence

PNC Bank undertakes to comply with all applicable requirements of the Securities and Commodities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to all duties to be performed by PNC Bank hereunder.
In construing the meaning or application of the Securities and Commodities Laws, the Managing Member may consider the effect of any applicable order or interpretive release issued by the Securities and Exchange Commission or the Commodity Futures Trading Commission, as the case may be, or any applicable “no action” or interpretive position issued by the staff of either such Commission, that modifies or interprets the Securities and Commodities Laws.
PNC Bank undertakes to comply with all applicable requirements of the Securities and Commodities Laws, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to all duties to be performed by PNC Bank hereunder.
With respect to each respective Fund, PFPC undertakes to comply with all applicable requirements of the Securities and Commodities Laws and with the requirements of such other laws that are applicable to the duties to be performed by PFPC with respect to such Fund hereunder as are reasonably requested of PFPC by such Fund and as are acceptable to PFPC (such acceptance by PFPC not to be unreasonably withheld).
The Company and the Related Entities will maintain, or where necessary establish, an effective system for internal and, where possible, confidential reporting by, and protection of, directors, officers, employees, and, where appropriate, agents and business partners concerning violations of the Securities and Commodities Laws or the Company’s and the Related Entities’ compliance code, policies, and procedures regarding the Securities and Commodities Laws.

More Definitions of Securities and Commodities Laws

Securities and Commodities Laws. The term "Securities and Commodities Laws" shall mean the "1933 Act" which shall mean the Securities Act of 1933, the "1934 Act" which shall mean the Securities Exchange Act of 1934, the 1940 Act, and the "CEA" which shall mean the Commodities Exchange Act, each as amended. (h) "Shares". The term "Shares" shall mean the shares of stock of any series or class of the Fund, or, where appropriate, units of beneficial interest in a trust where the Fund is organized as a Trust. (i) "Property". The term "Property" shall mean: (i) any and all securities and other investment items which the Fund may from time to time deposit, or cause to be deposited, with PNC Bank or which PNC Bank may from time to time hold for the Fund; (ii) all income in respect of any of such securities or other investment items; (iii) all proceeds of the sale of any of such securities or investment items; and (iv) all proceeds of the sale of securities issued by the Fund, which are received by PNC Bank from time to time, from or on behalf of the Fund. (j) "Written Instructions". The term "Written Instructions" shall mean written instructions signed by one Authorized Person and received by PNC Bank. The instructions may be delivered by hand, mail, tested telegram, cable, telex or facsimile sending device.

Securities and Commodities Laws means the "1933 Act" which shall mean the Securities Act of 1933, the "1934 Act" which shall mean the Securities Exchange Act of 1934, the 1940 Act, and the "CEA" which shall mean the Commodities Exchange Act, each as amended. (h) "Shares". The term "Shares" shall mean the shares of stock of any series or class of the Fund, or, where appropriate, units of beneficial interest in a trust where the Fund is organized as a Trust. (i) "Property". The term "Property" shall mean: (i) any and all securities and other investment items which the Fund may from time to time deposit, or cause to be deposited, with PNC Bank or which PNC Bank may from time to time hold for the Fund; (ii) all income in respect of any of such securities or other investment items; (iii) all proceeds of the sale of any of such securities or investment items; and (iv) all proceeds of the sale of securities issued by the Fund, which are received by PNC Bank from time to time, from or on behalf of the Fund. (j) "Written Instructions". The term "Written Instructions" shall mean written instructions signed by one Authorized Person and received by PNC Bank. The instructions may be delivered by hand, mail, tested telegram, cable, telex or facsimile sending device.

Securities and Commodities Laws. The terms the

Securities and Commodities Laws. The terms the "1933 Act" shall mean the Securities Act of 1933, as amended, the

Securities and Commodities Laws means the "1933 Act," the Securities Act of 1933, as amended, the "1934 Act," the Securities Exchange Act of 1934, as amended, the 1940 Act, and the "CEA," the Commodities Exchange Act, as amended. (g) "Shares." The term "Shares" shall mean the shares of stock of any series or class of the Fund, or, where appropriate, units of beneficial interest in a trust where the Fund is organized as a Trust. (h) "Written Instructions." The term "Written Instructions" shall mean written instructions signed by two Authorized Persons and received by PFPC. The instructions may be delivered by hand, mail, tested telegram, cable, telex or facsimile sending device.