Securities Broker definition

Securities Broker means the registered securities broker acceptable to the Company who agrees to effect the cashless exercise of an Option pursuant to Section 5(d) hereof.

Securities Broker means the registered securities broker acceptable to the Company who agrees to effect the cashless exercise of an Option pursuant to Section 8.05 hereof.

Securities Broker means a registered securities broker acceptable to the Board who agrees to effect the cashless exercise of an Option.

Examples of Securities Broker in a sentence

• We further agree that agreement executed between the Securities Broker and PCM/T&C (as the case may be) for providing the settlement and custody services will be the integral part of this contract and will be binding on me/us.

• The cashless exercise shall be effected by the Participant delivering to the Securities Broker instructions to exercise all or part of the Option, including instructions to sell a sufficient number of shares of Common Stock to cover the costs and expenses associated therewith.

• The cashless exercise shall be effected by the Participant delivering to the Securities Broker instructions to sell a sufficient number of Shares to cover the costs and expenses associated therewith.

• The cashless exercise shall be effected by the Participant delivering to the Securities Broker instructions to sell a sufficient number of shares of Stock to cover the cost and expenses associated therewith.

• Payment by means of a cashless exercise shall be effected by the Participant delivering to the Securities Broker irrevocable instructions to sell a sufficient number of shares of Stock to cover the cost and expenses associated therewith and to deliver such amount to the Company.

More Definitions of Securities Broker

Securities Broker. “securities broker” means a person who is engaged for all or part of the person’s time in the

Securities Broker or “securities dealer” means a person engaged in the business of buying or selling of securities;

Securities Broker means a trading right entitlement certificate holder or “TRE” certificate holder who, by way of business, —

Securities Broker is defined in the Recitals who is also Clearing Member of Clearing House;

Securities Broker means a judicial person licensed by the Authority, who shall carry out the business of effecting transactions in securities for account of others or in the business of dealings in securities for his own account (but not simply as an investor) and such person shall not be considered as a financial institution;

Securities Broker means a registered securities broker acceptable to the Company who agrees to effect the cashless exercise of an Option pursuant to paragraph 5(d) below.

Securities Broker means a person who is engaged for all or part of the person’s time in the business of buying and selling securities and who, in the transaction concerned, acts for, or buys a security from, or sells a security to, a customer;