Securities Broker definition

Securities Broker means the registered securities broker acceptable to the Company who agrees to effect the cashless exercise of an Option pursuant to Section 5(d) hereof.
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Securities Broker means the registered securities broker acceptable to the Company who agrees to effect the cashless exercise of an Option pursuant to Section 8.05 hereof.
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Securities Broker means a registered securities broker acceptable to the Board who agrees to effect the cashless exercise of an Option.
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Examples of Securities Broker in a sentence

  • The cashless exercise shall be effected by the Participant delivering to the Securities Broker instructions to exercise all or part of the Option, including instructions to sell a sufficient number of shares of Common Stock to cover the costs and expenses associated therewith.

  • In case any dispute in connection with the Transaction between the Securities Broker and the Customer is not settled amicably, either Party may refer the same to the Arbitration in accordance with the arbitration procedures prescribed in PSX Regulations.

  • If neither Secured Party nor Debtor has delivered a suitable entitlement order with respect to the Pledged Securities, Broker may, at its option, deposit such Pledged Securities with a court of competent jurisdiction or establish a successor account at another institution.

  • The Optionee authorizes and directs the Company to deliver such shares to the Securities Broker and authorizes and directs the Securities Broker to sell the shares and remit the proceeds to the Company for the payment of withholding taxes.

  • Consultant further acknowledges that it is not a Securities Broker Dealer or a Registered Investment Advisor.


More Definitions of Securities Broker

Securities Broker. “securities broker” means a person who is engaged for all or part of the person’s time in the
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Securities Broker or “securities dealer” means a person engaged in the business of buying or selling of securities;
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Securities Broker means a trading right entitlement certificate holder or “TRE” certificate holder who, by way of business,
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Securities Broker means a registered securities broker acceptable to the Company who agrees to effect the cashless exercise of an Option pursuant to paragraph 5(d) below.
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Securities Broker is defined in the Recitals who is also Clearing Member of Clearing House;
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Securities Broker means a person who is engaged for all or part of the person’s time in the business of buying and selling securities and who, in the transaction concerned, acts for, or buys a security from, or sells a security to, a customer;
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Securities Broker means a person engaged in the business of buying or selling securities for the account of a customer.
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