Securities Business definition

Securities Business means to engage in the sale, distribution and underwriting of, and deal in, stocks, bonds, debentures, notes or other securities.

Securities Business means any of the following securities businesses:

Securities Business means to engage in the sale, distribution and underwriting of, and deal in, stocks, bonds, debentures, notes or other securities. For purposes of this regulation and Title 5, Section 1101(a)(1)b, a subsidiary that is a bank or insured institution, as those terms are defined in the federal Bank Holding Company Act, 12 USC 1841, is not considered to be “engaged in the sale, distribution or underwriting of, or dealing in, securities”.

Examples of Securities Business in a sentence

• Each such notice must be received by the Administrative Agent not later than 11:00 a.m. (i) three U.S. Government Securities Business Days prior to the requested date of any Borrowing of, conversion to or continuation of SOFR Loans or of any conversion of SOFR Loans to Base Rate Loans, and (ii) on the requested date of any Borrowing of Base Rate Loans.

• SOFR Loans Before 11:00 a.m. three US Government Securities Business Days prior to the requested Drawdown Date.

• The Borrower may from time to time pay, subject to the payment of any funding indemnification amounts required by Section 3.4, all outstanding SOFR Advances, or, in a minimum aggregate amount of $100,000.00 or any integral multiple of $100,000.00 in excess thereof, any portion of the outstanding SOFR Advances upon two (2) U.S. Government Securities Business Days’ prior notice to the Agent.

More Definitions of Securities Business

Securities Business means the business of dealing in Securities; 「證券業務」 指證券交易之業務；

Securities Business means the business of dealing in securities;

Securities Business means the U.S. government securities business, as previously or currently conducted by Refco Securities, including execution, clearing, securities financing, securities lending, custody and trade processing in United States Government Securities and all activities related or ancillary thereto.

Securities Business means dealing in, or advising in relation to, securities;

Securities Business means a business that provides the services

Securities Business. 證券業務」 means the business of dealing in Securities and advising on Securities; and 指證券交易及就證券提供意見之業務; 及 “SFC” 「證監會」 means the Securities and Futures Commission. 指證券及期貨事務監察委員會。 Also: 而且:

Securities Business the business of soliciting, selling, servicing, and/or providing investment advice as to any equities, mutual funds, bonds, variable annuities, equity-indexed annuities, or any other investment product deemed “securities” under applicable Law.