Securities Business definition

Securities Business means to engage in the sale, distribution and underwriting of, and deal in, stocks, bonds, debentures, notes or other securities.

Securities Business means any of the following securities businesses:

Securities Business means to engage in the sale, distribution and underwriting of, and deal in, stocks, bonds, debentures, notes or other securities. For purposes of this regulation and Title 5, Section 1101(a)(1)b, a subsidiary that is a bank or insured institution, as those terms are defined in the federal Bank Holding Company Act, 12 USC 1841, is not considered to be “engaged in the sale, distribution or underwriting of, or dealing in, securities”.

Examples of Securities Business in a sentence

• For the sole purpose of calculating the interest rate for the Securities, "Business Day" shall be defined as any day on which dealings in deposits in Dollars are transacted in the London interbank market.

• For the sole purpose of calculating the interest rate for the Trust Securities, "Business Day" shall be defined as any day on which dealings in deposits in Dollars are transacted in the London interbank market.

• If the daily SOFR (“SOFRi”) does not so appear for any day, “i” in the Observation Period, SOFRi for such day “i” shall be SOFR published in respect of the first preceding U.S. Government Securities Business Day for which SOFR was published on the SOFR Administrator’s Website.

• They were asking questions, and so they wanted everyone's answers.

• A Notice of Prepayment received after 11:00 a.m. shall be deemed received on the next Business Day or U.S. Government Securities Business Day, as applicable.

More Definitions of Securities Business

Securities Business means the business of dealing in securities;

Securities Business means the business of dealing in Securities; 「證券業務」 指證券交易之業務；

Securities Business means the U.S. government securities business, as previously or currently conducted by Refco Securities, including execution, clearing, securities financing, securities lending, custody and trade processing in United States Government Securities and all activities related or ancillary thereto.

Securities Business. 證券業務」 means the business of dealing in Securities and advising on Securities; and 指證券交易及就證券提供意見之業務; 及 “SFC” 「證監會」 means the Securities and Futures Commission. 指證券及期貨事務監察委員會。 Also: 而且:

Securities Business means a business that provides the services

Securities Business the business of soliciting, selling, servicing, and/or providing investment advice as to any equities, mutual funds, bonds, variable annuities, equity-indexed annuities, or any other investment product deemed “securities” under applicable Law.

Securities Business means the business of dealing in or advising on securities and includes such other activity as may be prescribed;