Securities Commission means the Securities Commission Malaysia established under the SCA.

Securities Commission means in any jurisdiction in Canada, the commission, person or other authority authorized to administer any legislation relating to trading in securities and/or to the registration or licensing of persons engaged in trading securities;

Examples of Securities Commission in a sentence

English translation of the consolidated financial statements originally filed in Spanish with the Argentine Securities Commission (“CNV”).
Any breach of any such requirement has been reported in the mandatory reporting to Securities Commission Malaysia on a monthly basis.
The Ontario Securities Commission takes the position that if an issuer retains an employee whose primary job function is to actively solicit members of the public for the purposes of selling the issuer’s securities, the issuer and its employee are in the business of selling securities.
It is the Manager’s responsibility to ensure full compliance of all requirements under the Guidelines on Unit Trust Funds issued by Securities Commission Malaysia.
In Ontario, compliance with the filing and fee payment requirements applicable to an unregistered exempt international dealer under Ontario Securities Commission Rule 13-502 Fees satisfies the annual notification requirement in subsection (5).

More Definitions of Securities Commission

Securities Commission means the Securities Commission established under section 3 of the Securities Commission Act 1993 [Act 498];

Securities Commission means the British Columbia Securities Commission.

Securities Commission means the securities regulatory authorities in each of the provinces of Canada.

Securities Commission means the Securities Commission established under the Securities Commission Act 1993;

Securities Commission means any one of the Securities Commissions;

Securities Commission means in any jurisdiction, the commission, person or other authority authorized to administer any legislation in force relating to the offering and/or sale of securities or commodity futures to the public and/or to the registration or licensing of persons engaged in trading securities or commodity futures;