securities company definition
securities company means any company, or financial institution licensed to undertake securities business under this Act.
securities company means the party who carries out business as underwriter, securities trade broker and/or investment manager as referred to under the Capital Market Law.
securities company means a securities company licensed to undertake securities business in the category of securities brokerage, securities dealing or securities underwriting and a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of investment units;
More Definitions of securities company
securities company means a securities company licensed to undertake securities business in the category of securities dealing;
securities company means any company licensed to undertake securities businesses under the law on securities and exchange;
securities company means a securities company licensed to undertake securities business in the following categories, excluding a securities company which is a commercial bank under the law on financial institution business2, life insurance company under the law on life insurance3 and financial institution established under other laws:
securities company means a company licensed to undertake securities business in the category of securities brokerage or securities dealing which is not limited to debt instruments or investment units;
securities company means a company which carries on a business of trading in securities on behalf of others and, without limiting the generality of the foregoing, includes a company which carries on business as-
securities company means the party engaging in business activity as an Underwriter, Stock Broker, and/or Investment Manager as referred to in the Capital Market Law.
securities company means a company obtaining license under the law on securities and exchange1 to undertake securities business in the following categories: