Securities Party definition

Securities Party or “Securities Parties” means any or all of the Company and the Subsidiary Guarantors.
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Securities Party means the Issuer and any Guarantor.
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Examples of Securities Party in a sentence

  • No notice or demand on any Securities Party in any case shall entitle any Securities Party to any other or further notice or demand in similar or other circumstances.

  • After the effective date of the Agreement, within 15 days after receipt by Party A of the RMB 150,000,000 loan from Galaxy Securities, Party A shall provide the RMB 150,000,000 (RMB ONE HUNDRED AND FIFTY MILLION YUAN ONLY) loan to Party B.

  • Such order shall also prohibit any member of the Settling Securities Plaintiff Class from settling any claim against PwC without also obtaining from PwC a release running in favor of every Released Securities Party that is at least as broad as the Securities Release; provided, however that this bar order shall not apply to any indemnification obligations owed by Hanover under its by-laws or Articles of Incorporation to the other Settling Defendants.

  • The releases contained in this Section (the "Securities Releases") shall apply to each and every member of the Settling Securities Plaintiff Class and their counsel, including Lead Counsel, each and every Released Securities Party and each and every Settling Securities Defendants' Counsel, and the respective successors and assigns of any of the foregoing, whether directly or indirectly, representatively, derivatively or in any other capacity.

  • If the Underlying Security Issuer has deferred payments of interest on the Underlying Securities, Party A’s and Party B’s payments will also be deferred.

  • No waiver of any provision of this Agreement or consent to any departure by any Securities Party therefrom shall in any event be effective unless the same shall be permitted by paragraph (b) of this Section 8.10, and then such waiver or consent shall be effective only in the specific instance and for the purpose for which given.

  • With respect to any notice requiring such transfer of cash, Additional Purchased Securities or Purchased Securities, Party B may request that Party A provide a statement in reasonable detail setting forth the Market Value of the Purchased Securities of the underlying Transactions and the sources of the prices utilized in its calculation of the Margin Deficit or Margin Excess (as applicable).

  • Except during the continuance of an Event of Default, each Guarantor may receive payments, receivables or advances from any other Securities Party on account of the Subordinated Obligations.

  • After the effective date of the Agreement, within 15 days after receipt by Party A of the RMB 160,000,000 loan from Zheshang Securities, Party A shall provide the RMB 160,000,000 (RMB ONE HUNDRED AND SIXTY MILLION YUAN ONLY) loan to Party B.

Related to Securities Party

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Securities Regulators means collectively, the securities regulators or other securities regulatory authorities in the Selling Jurisdictions;

  • Securities System means the Federal Reserve Book-Entry System, a clearing agency which acts as a Securities Depository, or another book entry system for the central handling of securities (including an Eligible Securities Depository).

  • Securities and Futures Ordinance means the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong);

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Securities Claim means any Claim, whether or not the subject of an existing lawsuit, arising from the rescission of a purchase or sale of a debtor security, for damages arising from the purchase or sale of any such security, or for reimbursement or contribution allowed under section 502 of the Bankruptcy Code on account of any such Claim.

  • Securities Entitlement means the rights and property interests of an Entitlement Holder with respect to a Financial Asset as set forth in Part 5 of Article 8 of the Uniform Commercial Code of the State of New York, as the same may be amended from time to time.

  • Securities Documents means all reports, offering circulars, proxy statements, registration statements and all similar documents filed, or required to be filed, pursuant to the Securities Laws.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Commodity Futures Trading Commission means the independent regulatory agency established by congress to administer the Commodity Exchange Act.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Securities Collateral means, collectively, the Pledged Securities, the Intercompany Notes and the Distributions.

  • Pledged Securities means any promissory notes, stock certificates or other securities now or hereafter included in the Pledged Collateral, including all certificates, instruments or other documents representing or evidencing any Pledged Collateral.

  • Canadian Securities Regulatory Authorities means, collectively, the securities regulatory authority in each of the provinces and territories of Canada;

  • Partner Jurisdiction Financial Institution means (i) any Financial Institution established in a Partner Jurisdiction, but excluding any branch of such Financial Institution that is located outside the Partner Jurisdiction, and (ii) any branch of a Financial Institution not established in the Partner Jurisdiction, if such branch is located in the Partner Jurisdiction.

  • Listing Agent means CACEIS Bank Luxembourg.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Structuring Agent means PNC Capital Markets LLC, a Pennsylvania limited liability company.