Securities Regulator definition
Securities Regulator means, in respect of any jurisdiction, the securities regulator or other securities regulatory authority of that jurisdiction;
Securities Regulator means the government department, agency, board or commission, or self-regulatory organization which regulates the sale of Securities in the applicable jurisdiction;
Securities Regulator means the government department, agency, board or commission, or self-regulatory organization which regulates the sale of Securities in the applicable jurisdiction. ▪ “spouse” means a spouse for the purposes of the Tax Laws and other laws applicable to this Fund;
Examples of Securities Regulator in a sentence
Notwithstanding anything to the contrary herein, it is hereby understood and agreed that if a Party seeks to make a disclosure to a Securities Regulator as set forth in this Section 7.5, and the other Party provides comments within the respective time periods or constraints specified herein or within the respective notice, the Party seeking to make such disclosure or its counsel, as the case may be, shall in good faith consider incorporating such comments.
More Definitions of Securities Regulator
Securities Regulator has the meaning set forth in Section 7.5.2.
Securities Regulator is defined in Section 9.3.1(a) (Disclosure).
Securities Regulator means a commission, registrar or other entity or agency that has statutory responsibility and authority for the administration of the securities legislation of a Province or Territory of Canada.
Securities Regulator means a Canadian Securities Regulatory Authority, the SEC or any stock exchange or quotation;
Securities Regulator means the Bermuda Monetary Authority, the Bermuda Stock Exchange or other entity or agency that has statutory responsibility and authority for the administration of the securities legislation in Bermuda.
Securities Regulator means the securities commission or equivalent securities regulatory authority in a province or territory.
Securities Regulator means the SEC or any comparable Governmental Authority in any applicable non-U.S. jurisdiction.