Securities Regulator means the government department, agency, board or commission, or self-regulatory organization which regulates the sale of Securities in the applicable jurisdiction;
Securities Regulator means the government department, agency, board or commission, or self-regulatory organization which regulates the sale of Securities in the applicable jurisdiction. ▪ "spouse" means a spouse for the purposes of the Tax Laws;
Securities Regulator means, in respect of any jurisdiction, the securities regulator or other securities regulatory authority of that jurisdiction;
Examples of Securities Regulator in a sentence
The Borrower has not taken any action to cease to be a reporting issuer in any jurisdiction in which it is a reporting issuer, and has not received any notification from a Securities Regulator seeking to revoke the Borrower’s reporting issuer status.
At the date hereof, there are no outstanding unresolved comments of the TSX or any Securities Regulator in respect of the technical disclosure made in the Public Disclosure Documents.
More Definitions of Securities Regulator
Securities Regulator is defined in Section 9.2.1 (Permitted Disclosures).
Securities Regulator has the meaning set forth in Section 9.2.3.
Securities Regulator means the SEC or any comparable Governmental Authority in any applicable non-U.S. jurisdiction.
Securities Regulator means a Canadian Securities Regulatory Authority, the SEC or any stock exchange or quotation;
Securities Regulator means the Bermuda Monetary Authority, the Bermuda Stock Exchange or other entity or agency that has statutory responsibility and authority for the administration of the securities legislation in Bermuda.
Securities Regulator means the securities commission or equivalent securities regulatory authority in a province or territory.
Securities Regulator means any one of them, as the context requires.