Securities Regulator definition

Securities Regulator means the government department, agency, board or commission, or self-regulatory organization which regulates the sale of Securities in the applicable jurisdiction;
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Securities Regulator has the meaning set forth in Section 7.5.2.
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Securities Regulator is defined in Section 9.3.1(a) (Disclosure).
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Examples of Securities Regulator in a sentence

  • On the Closing Date, no Cease Trade Order shall have been issued by any Canadian Securities Regulator and no proceedings for such purpose, to the knowledge of the Company, will be pending or threatened.

  • Each Party acknowledges and agrees that the other Party may submit this Agreement to, or file this Agreement with, the Securities Regulators or other Persons as may be required by Applicable Law, and if a Party submits this Agreement to, or files this Agreement with, any Securities Regulator or other Person as may be required by Applicable Law, such Party agrees to consult with the other Party with respect to the preparation and submission of a confidential treatment request for this Agreement.

  • The Company has not taken any action to cease to be a "reporting issuer" in any jurisdiction in which it is a reporting issuer and has not received any notification from a Canadian Securities Regulator seeking to revoke the Company's reporting issuer status.


More Definitions of Securities Regulator

Securities Regulator means the government department, agency, board or commission, or self-regulatory organization which regulates the sale of Securities in the applicable jurisdiction.
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Securities Regulator means a commission, registrar or other entity or agency that has statutory responsibility and authority for the administration of the securities legislation of a Province or Territory of Canada.
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Securities Regulator has the meaning set forth in Section 9.2.1.
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Securities Regulator means a Canadian Securities Regulatory Authority, the SEC or any stock exchange or quotation;
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Securities Regulator means the Bermuda Monetary Authority, the Bermuda Stock Exchange or other entity or agency that has statutory responsibility and authority for the administration of the securities legislation in Bermuda.
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Securities Regulator means the securities commission or equivalent securities regulatory authority in a province or territory.
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Securities Regulator means the SEC or any comparable Governmental Authority in any applicable non-U.S. jurisdiction.
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