Selling Firm definition

Selling Firm has the meaning given to it in Section 2(1);

Selling Firm has the meaning ascribed thereto in paragraph 3(a);

Selling Firm has the meaning ascribed thereto in Section 4(a) of this Agreement;

Examples of Selling Firm in a sentence

• Each Underwriter shall require any Selling Firm appointed by such Underwriter to agree to the foregoing and such Underwriter shall be severally responsible for the compliance by such Selling Firm with the provisions of this Agreement.

• Distributor shall take reasonable steps to ensure that any Selling Firm and its Selling Firm Representatives soliciting applications for Contracts are duly and appropriately licensed and registered to engage in the sale of such Contracts under all applicable securities and insurance laws, rules and regulations prior to the execution of a Selling Agreement.

• NW or Distributor reserves the right, in its discretion, to terminate its Selling Agreement with a Selling Firm, at any time and shall promptly notify each other when such an event occurs.

• NW reserves the right, in its reasonable discretion, to (i) refuse to appoint any Representative or Selling Firm Representative, (ii) refuse to renew any such appointment or (iii) terminate any appointment, consistent with its duties and responsibilities under applicable laws, rules and regulations.

• NW shall maintain appointment files pertaining to appointed Representatives and Selling Firm Representatives.

More Definitions of Selling Firm

Selling Firm has the meaning given to it in Section 4(a);

Selling Firm has the meaning ascribed thereto in the second paragraph of this Agreement;

Selling Firm has the meaning ascribed to such term above;

Selling Firm has the meaning ascribed thereto in Section 10.1;

Selling Firm has the meaning ascribed thereto in Section 4(a) of this Agreement; “SR&ED” has the meaning ascribed thereto in Section 8(mmm) of this Agreement;

Selling Firm has the meaning given to it in Section 4(a) of this Agreement; “standard term sheet” has the meaning ascribed thereto under NI 41-101;

Selling Firm has the meaning given to that term in the fifth paragraph of this Agreement;