Selling Firms definition

Selling Firms has the meaning specified in section 5.1;

Selling Firms means the Underwriters together with other investment dealers and brokers which participate in the offer and sale of the Offered Securities under the terms of this Agreement, including this Schedule “C”;

Selling Firms has the meaning given to that term in Section 4(a);

Examples of Selling Firms in a sentence

• Selling Firms shall be registered as a broker-dealer under the 1934 Act and as a member of FINRA.

• Distributor shall not use, and shall take reasonable steps to ensure that Selling Firms do not use, any promotional, sales or advertising materials that have not been approved by NW.

• NW shall be responsible for furnishing Distributor and Selling Firms with sufficient quantities of Applications, Prospectuses and other materials to assure an adequate supply for use by Distributor and Selling Firms in their distribution and solicitation activities with respect to the Contracts.

• Such delivery shall also confirm that the Corporation consents to the use by the Underwriters and Selling Firms of the Offering Documents in connection with the Distribution of the Offered Shares in compliance with the provisions of this Agreement.

• Subject to NW's prior approval, NW authorizes Distributor to enter into Selling Agreements, on such terms and conditions that are consistent with this Agreement, with one or more Selling Firms that agree to participate in the solicitation of sales of the Contracts.

More Definitions of Selling Firms

Selling Firms shall have the meaning ascribed thereto in section 10.1;

Selling Firms has the meaning ascribed thereto in Section 5(1)(a) hereof;

Selling Firms means such investment dealers and brokers through which the Underwriters may sell Securities to the public under the terms of this Agreement.

Selling Firms has the meaning given to that term in Section 3.1 of this Agreement;

Selling Firms has the meaning ascribed thereto in Section 2.2;

Selling Firms has the meaning given to it in paragraph 2.1(a); “Sponsor” means Sunstone X’Xxxxx Hotel Management Inc.;

Selling Firms has the meaning given to it in paragraph 2.1.1;