Shareholder Information definition

Shareholder Information shall have the meaning set forth in Section 2.1(i), 2.1(ii), and 2.1(iii) below.

Shareholder Information means notices, documents or information which the Company wishes or is required to communicate to shareholders including, without limitation, annual reports and accounts, summary financial statements, notices of meetings and proxy forms.

Shareholder Information has the meaning set forth in Section 2.4.

Examples of Shareholder Information in a sentence

• Price Services, or its agent, shall monitor the omnibus accounts for certain trading activity in accordance with the Fund’s excessive trading procedures and when certain activity is identified, pursuant to the Shareholder Information Agreement, Price Services, or its agent, shall request from the Intermediary Indirect Account personal and transaction data.

• Pursuant to the terms of the Shareholder Information Agreement, if Price Services, or its agent, determines that the Fund’s policy has been violated, Price Services, or its agents, shall instruct the Intermediary to restrict or prohibit future purchases of Fund shares by Indirect Account holders (or warn these Indirect Account holders when appropriate) identified by Price Services or its agent as having violated the policy.

• The Sub-Adviser also agrees to notify Adviser as soon as possible of any security breach or acquisition of Shareholder Information by an unauthorized person.

• Shareholder Information requests must be directed to the Intermediary's representatives as identified in Appendix A to this Agreement.

• The Fund agrees not to use the Shareholder Information received for any purpose (i) other than as necessary to comply with the provisions of Rule 22c-2, nor (ii) for any purpose not permitted under the privacy provisions of Title V of the Xxxxx-Xxxxx-Xxxxxx Act and comparable state laws, including, but not limited to marketing or any other similar purpose without the prior written consent of Intermediary.

More Definitions of Shareholder Information

Shareholder Information as such term is defined below.

Shareholder Information means as to any Proposing Shareholder or Requesting Shareholder:

Shareholder Information. The term "Shareholder Information" shall mean: (1) the taxpayer identification number ("TIN"); (2) the participant account number associated with the Shareholder; and (3) the amount, date and transaction type of every Purchase and Redemption of Shares held through an account maintained by each Plan during the period covered by the request.

Shareholder Information means, as to a Requesting Shareholder (as defined in Section 2.2(b)(ii)), Proposing Shareholder (as defined in Section 2.12(b)) or Nominating Shareholder (as defined in Section 2.13(b)), as the case may be, (i) the name and address of record of such person; (ii) the class and number of shares of the capital stock that are beneficially owned by such person; (iii) any option, warrant, convertible security, stock appreciation right, or similar right with an exercise or conversion privilege or a settlement payment or mechanism at a price related to any class or series of shares of the corporation or with a value derived in whole or in part from the value of any class or series of shares of the corporation, whether or not such instrument or right shall be subject to settlement in the underlying class or series of capital stock of the corporation or otherwise (a “Derivative Instrument”) directly or indirectly owned beneficially by such person and any other direct or indirect opportunity to profit or share in any profit derived from any increase or decrease in the value of shares of the corporation, (iv) any proxy, contract, arrangement, understanding, or relationship pursuant to which such person has a right to vote any shares of any security of the corporation, (v) any short interest of such person in any security of the corporation (for purposes hereof a person shall be deemed to have a short interest in a security if such person directly or indirectly, through any contract, arrangement, understanding, relationship or otherwise, has the opportunity to profit or share in any profit derived from any decrease in the value of the subject security); (vi) any rights to dividends on the shares of the corporation owned beneficially by such person that are separated or separable from the underlying shares of the corporation; (vii) any proportionate interest in shares of the corporation or Derivative Instruments held, directly or indirectly, by a general or limited partnership in which such person is a general partner or, directly or indirectly, beneficially owns an interest in a general partner; (viii) any performance-related fees (other than an asset-based fee) that such person is entitled to based on any increase or decrease in the value of shares of the corporation or Derivative Instruments, if any, as of the date of such notice, including any such interests held by members of such person’s immediate family sharing the same household; and (ix) any other information ...

Shareholder Information has the meaning set forth in Article 60(d)(i).

Shareholder Information. The term "Shareholder Information" shall mean:

Shareholder Information means: