Short Sale definition

Short Sale means a “short sale” as defined in Rule 200 of Regulation SHO of the Exchange Act.
Short Sale has the meaning provided in Rule 3b-3 under the 1934 Act.
Short Sale means a Transaction for the sale of equities not owned by you at the time scheduled for settlement of the Sale Transaction.

Examples of Short Sale in a sentence

  • For so long as Investor holds any securities of Company, neither Investor nor any of its Affiliates will engage in or effect, directly or indirectly, any Short Sale of Common Stock.

  • For the purposes hereof, and in accordance with Regulation SHO, the sale by Investor of Common Shares after delivery of a Purchase Notice under a Pre-Paid Purchase, a Conversion Notice under the Note, or a Notice of Exercise under the Warrant or the Debt Warrant (collectively, a ”Notice”) of such number of Common Shares reasonably expected to be purchased under such Notice shall not be deemed a Short Sale.

  • For the purposes hereof, and in accordance with Regulation SHO, the sale after delivery of the Purchase Notices of such number of shares of Common Stock purchased under the applicable Purchase Notice shall not be deemed a Short Sale.

  • For the purposes hereof, and in accordance with Regulation SHO, the sale after delivery of an Advance Notice of such number of Ordinary Shares reasonably expected to be purchased under an Advance Notice shall not be deemed a Short Sale.


More Definitions of Short Sale

Short Sale means the sale of a security that is not owned by the seller at the time of the trade.
Short Sale has the meaning provided in Rule 200 promulgated under Regulation SHO under the 1934 Act.
Short Sale means any securities transaction in which a Person sells a number of shares or other units of a security that are not owned by such Person at the time of such sale.
Short Sale means a sale of a security, other than a derivative instrument, which the seller does not own either directly or through an agent or trustee and, for this purpose, a seller shall be considered to own a security if the seller:
Short Sale or "short sale transaction" means a transaction in which the residence in foreclosure is sold when:
Short Sale shall have the meaning set forth in Section 4.26 hereof.
Short Sale means any sale by an MMF of an instrument which the MMF does not own at the time of entering into the agreement to sell, including such sale where, at the time of entering into the agreement to sell, the MMF has borrowed or agreed to borrow the instrument for delivery at settlement, not including: