SOX Act definition

SOX Act means the Xxxxxxxx-Xxxxx Act of 2002.

SOX Act has the meaning ascribed to it in Section 3.11(b).

SOX Act means the Sxxxxxxx-Xxxxx Act of 2002, as amended.

Examples of SOX Act in a sentence

• The Trust has and retains primary responsibility for all compliance matters relating to the Fund, including but not limited to compliance with the 1940 Act, the Code, the SOX Act, the USA Patriot Act of 2001 and the policies and limitations of the Fund relating to its portfolio investments as set forth in its current prospectus and statement of additional information.

• The Trust has and retains primary responsibility for all compliance matters relating to the Fund, including but not limited to compliance with the 1940 Act, the Code, the SOX Act, the USA Patriot Act of 2002 and the policies and limitations of the Fund relating to its portfolio investments as set forth in its current prospectus and statement of additional information.

• The Trust has and retains primary responsibility for all compliance matters relating to the Fund, including but not limited to compliance with the 1940 Act, the Code, the SOX Act, the USA Patriot Act of 2001 and the policies and limitations of the Fund relating to its portfolio investments as set forth in its Prospectus and SAI.

• The Trust has and retains primary responsibility for all compliance matters relating to the Fund, including but not limited to compliance with the 1940 Act, the Code, the SOX Act, the USA Patriot Act of 2001 and the policies and limitations of the Trust relating to its portfolio investments as set forth in its Prospectus and SAI.

• The Fund has and retains primary responsibility for all compliance matters relating to the Fund, including but not limited to compliance with the 1940 Act, the Code, the SOX Act, the USA Patriot Act of 2001 and the policies and limitations of the Fund relating to its portfolio investments as set forth in its current prospectus and statement of additional information.

More Definitions of SOX Act

SOX Act means the Sarbanes-Oxley Act of 2002.

SOX Act has the meaning set forth in Section 3.1(d).

SOX Act has the meaning set forth in Section 4.06(a).

SOX Act has the meaning set forth in Section 4.02(j)(vii).

SOX Act means the Sarbanes-Oxley Act of 2002, and all rules and regulations promulgated thereunder.

SOX Act has the meaning set forth in Section 5.7(d).

SOX Act shall have the meaning set forth in Section 5.24.