SOX Compliant Entity definition

SOX Compliant Entity means an entity that either is required to be compliant with, or voluntarily is compliant with, all of the following provisions of the Sarbanes-Oxley Act of 2002: (i) the preapproval requirements of Section 201 (Section 10A(i) of the Securities Exchange Act of 1934); (ii) the Audit committee independence requirements of Section 301 (Section 10A(m)(3) of the Securities Exchange Act of 1934); and (iii) the Internal control over financial reporting requirements of Section 404 (Item 308 of SEC Regulation S-K).

SOX Compliant Entity means an entity that either is required to be compliant with, or voluntarily is compliant with, all of the following provisions of the Sarbanes-Oxley Act of 2002:

SOX Compliant Entity means an entity that either is required to be compliant with, or voluntarily is compliant with, all of the following provisions of the Sarbanes-Oxley Act of 2002 (15 USC Section 7201 et seq.): (i) the pre-approval requirements of Section 201 (Section 10A(i) of the Securities Exchange Act of 1934) (15 USC Section 78a et seq.)); (ii) the Audit Committee independence requirements of Section 301 (Section 10A(m)(3) of the Securities Exchange Act of 1934 (15 USC Section 78a et seq.)); and (iii) the internal control over financial reporting requirements of Section 404 (Item 308 of SEC Regulation S-K).

Examples of SOX Compliant Entity in a sentence

• This section shall not apply to foreign or alien insurers licensed in this state or an insurer that is a SOX Compliant Entity or a direct or indirect wholly-owned subsidiary of a SOX Compliant Entity.

• SOX Compliant Entity" means an entity that either is required to be compliant with, all of the following provisions of the Sarbanes-Oxley Act of 2002: (i) the preapproval requirements of section 201 (section 10A(i) of the Securities Exchange Act of 1934); (ii) the audit committee independence requirements of section 301 (section 10A(m)(3) of the Securities Exchange Act of 1934); and (iii) the internal control over financial reporting requirements of section 404 (item 308 of SEC regulation S-K0).

• This section shall not apply to an RRG that is a SOX Compliant Entity or a direct or indirect wholly-owned subsidiary of a SOX Compliant Entity.

• This Section shall not be applicable to foreign insurers authorized to transact insurance business in Puerto Rico or an insurer that is a SOX Compliant Entity or a direct or indirect wholly controlled subsidiary of a SOX Compliant Entity.

• I This section shall not apply to foreign or alien insurers2 licensed in this state or an insurer that is a SOX Compliant3 Entity or a direct or indirect wholly-owned subsidiary of a4 SOX Compliant Entity.

More Definitions of SOX Compliant Entity

SOX Compliant Entity means an entity that either is required to be compliant with or voluntarily is compliant with all of the following provisions of the Sarbanes- Oxley Act of 2002 or similar provisions of subsequently enacted similar federal law:

SOX Compliant Entity means an entity that either is required to be compliant with, or

SOX Compliant Entity means an entity that either is required to be compliant with, or voluntarily is compliant with, all of the following provisions of the Sarbanes-Oxley Act of 2002: (i) the preapproval requirements of § 201 (§ 10A(i) of the Securities Exchange Act of 1934);

SOX Compliant Entity means an entity that either is required to be

SOX Compliant Entity means an entity that either is

SOX Compliant Entity means an entity that either is required to be compliant with, or voluntarily is compliant with, each of the following provisions:

SOX Compliant Entity means an entity that either is required to be compliant with, or voluntarily is compliant with, all of the following provisions of the Sarbanes‑Oxley act of 2002 and the regulations promulgated under that act: