Swap Dealer definition

Swap Dealer means a “swap dealer” as defined in Section 1a(49) of the Act and CFTC Regulation 1.3(qqqq).
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Swap Dealer or "SD" — means a person who is required to register or is registered as a swap dealer under the Act and Commission Rules.
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Swap Dealer means a “swap dealer” as defined in Section 1a(49) of the CEA and CFTC Regulation 1.3(ggg) thereunder.
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Examples of Swap Dealer in a sentence

  • In addition, information concerning lever- age transactions shall be made avail- able upon request of the Executive ▇▇- ▇▇▇▇▇▇, the Director of the Division of Swap Dealer and Intermediary Over- sight, the Director of the Division of Market Oversight or the Director of the Division of Enforcement, or other designees, at a time and place and in such form and manner as may be speci- fied in the request.

  • Documentation for the Interest Rate Protection Agreement shall be in a standard International Swap Dealer Association Agreement and shall provide for the method of calculating the reimbursable amount of the provider's credit exposure in a reasonable and customary manner.

  • TT4P is not a Registered Investment Advisor (“RIA”), Financial Advisor (“FI”), Broker-Dealer (“BD”) Commodity Trading Advisor (“CTA”), a Futures Commission Merchant (“CPO”), Introducing Broker (“IB”) or Commodity Pool Operator (“CPO”), or Swap Dealer, nor does TT4P represent to be a RIA, FI, BD, CTA, FCM, IB, CPO or Swap Dealer.

  • Documentation for the Required Interest Rate Hedge shall be in a standard International Swap Dealer Association Agreement, shall provide for the method of calculating the reimbursable amount of the provider’s credit exposure in a reasonable and customary manner, shall be reasonably satisfactory to the Administrative Agent and shall not require that any collateral be provided as security for such agreement.

  • WUBS is not registered with the U.S. Commodity Futures Trading Commission as a Commodity Trading Advisor, as a Swap Dealer, or in any other capacity.


More Definitions of Swap Dealer

Swap Dealer means a “swap dealer” as defined in Section 1a(49) of the Commodity Exchange Act and CFTC Rule 1.3 thereunder.
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Swap Dealer and “swaps dealer” means any entity which—
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Swap Dealer means “swap dealer” as defined in Section 1a(49) of the Commodity Exchange Act and CFTC Regulations § 1.3(ggg) thereunder, duly registered with the CFTC.
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Swap Dealer shall have the meaning given the term in Section 1a(49) of the CEA and Section 3(a)(76) of the Exchange Act.
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Swap Dealer means a Person registered (fully or provisionally) with the CFTC as a “swap dealer” as defined in Section 1a(49) of the Commodity Exchange Act and CFTC Regulation 1.3(ggg).
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Swap Dealer means a person registered (fully or provisionally) with the CFTC as a “swap dealer” as defined in Section 1a(49) of the Commodity Exchange Act and CFTC Regulation 1.3(ggg)
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Swap Dealer or “SD” means a party to an FX Agreement that has represented in writing that it is registered (fully or provisionally) with the CFTC as a “swap dealer” as defined in Section 1a(49) of the Commodity Exchange Act and CFTC Regulation 1.3(ggg) thereunder, provided that the term “Swap Dealer” also includes, as appropriate, any Associated Person of such Swap Dealer.
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