Examples of Trading Policies and Procedures in a sentence
The policies and procedures for personal trading are set forth in full detail in the AllianceBernstein Personal Trading Policies and Procedures, included in the Code as Appendix A.
Unless expressly stated otherwise in writing, all Contracts and other transactions entered into between FOREX.com and Customer shall be governed by the terms of this Customer Agreement, as amended from time to time (including, without limitation, FOREX.com’s Trading Policies and Procedures).
Upon becoming an Access Person, each Access Person will receive a copy of the Code, along with the Loomis Sayles Insider Trading Policies and Procedures and Loomis Sayles Gifts, Business Entertainment and Political Contributions Policies and Procedures.
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Notwithstanding the provisions of this Paragraph, Customer acknowledges, understands and agrees that all non-market orders are accepted by FOREX.COM and undertaken on an “best-efforts basis” in accordance with the relevant provisions of the Trading Policies and Procedures, as amended from time to time.
Prior to making any such personal investments, AB employees must pre-clear the transaction, in accordance with the Personal Trading Policies and Procedures, attached as Appendix A of this Code, and should consult as appropriate with their supervisor, the Conflicts Officer, General Counsel, Chief Compliance Officer or other representative of the Legal and Compliance Department.
Prior to making any such personal investments, AllianceBernstein employees must pre-clear the transaction, in accordance with the Personal Trading Policies and Procedures, attached as Appendix A of this Code, and should consult as appropriate with their supervisor, the Conflicts Officer, General Counsel, Chief Compliance Officer or other representative of the Legal and Compliance Department.
In entering your trading Orders with FOREX.com Canada, you agree, represent, warrant and certify that you understand and accept these Trading Policies and Procedures, as they are set forth here and as may be amended from time to time by FOREX.com Canada, in its sole discretion, and you agree to comply with these Trading Policies and Procedures as currently in effect at any time.
Prior to making any such personal investments, AllianceBernstein employees must pre-clear the transaction, in accordance with the Personal Trading Policies and Procedures, attached as Exhibit A of this Code, and should consult as appropriate with their supervisor, the Conflicts Officer, General Counsel, Chief Compliance Officer or other representative of the Legal and Compliance Department.
Notwithstanding the provisions of this Paragraph, Customer acknowledges, understands and agrees that all non-market orders are accepted by FOREX.com and undertaken on a “best-efforts basis” in accordance with the relevant provisions of the Trading Policies and Procedures, as amended from time to time.