Transfer-Restricted Security definition
Transfer-Restricted Security means any Security that constitutes a “restricted security” (as defined in Rule 144); provided, however, that such Security will cease to be a Transfer-Restricted Security upon the earliest to occur of the following events:
Transfer-Restricted Security means a Note that is a restricted security as defined in Rule 144(a)(3) under the Securities Act.
Transfer-Restricted Security means a Security required to bear the restricted legend set forth in the form of Security set forth in Exhibit A of this Indenture.
Examples of Transfer-Restricted Security in a sentence
Each Exercise Share will bear a legend substantially to the same effect as the Restricted Security Legend if the Warrant upon the Exercise of which such Exercise Share was issued was (or would have been had it not been Exercised) a Transfer-Restricted Security at the time such Exercise Share was issued; provided, however, that such Exercise Share need not bear such a legend if the Company determines, in its reasonable discretion, that such Exercise Share need not bear such a legend.
More Definitions of Transfer-Restricted Security
Transfer-Restricted Security shall have the meaning assigned to Registrable Note in the Registration Rights Agreement.
Transfer-Restricted Security has the meaning set forth in Section 2.12(f).
Transfer-Restricted Security means an issued and outstanding security that has not been sold to or through a broker, dealer or underwriter in a public distribution or other public securities transaction or sold in a transaction exempt from the registration and prospectus delivery requirements of the Securities Act under Rule 144(k) promulgated thereunder (or any successor rule) other than Rule 144A.
Transfer-Restricted Security means any Security that constitutes a “restricted security” (as defined in Rule 144); provided, however, that such Security will cease to be a Transfer- Restricted Security upon the earliest to occur of the following events:
Transfer-Restricted Security means a Security required to bear the restricted legend set forth in the form of Security set forth as Exhibit A attached hereto.
Transfer-Restricted Security means an issued and outstanding security that has not been sold to or through a broker, dealer or underwriter in a public distribution or other public securities transaction or sold in a transaction exempt from the registration and prospectus delivery requirements of the Securities Act under Rule 144(k) promulgated thereunder (or any successor rule other than Rule 144A). A security shall cease being a Transfer Restricted Security if (i) all stop transfer instructions or notations and restrictive legends with respect to such security are eligible to be removed, and (ii) the Holder has received an opinion of counsel to the Company, to the effect that such shares in holder's hands are freely transferable in any public or private transaction without registration under the Securities Act (or holder has waived receipt of such opinion).
Transfer-Restricted Security means any Note or share of Common Stock issued upon conversion thereof that constitutes a “restricted security” (as defined in Rule 144); provided, however, that such Note or share will cease to be a Transfer-Restricted Security upon the earliest to occur of the following events: