Unlisted Securities definition

Unlisted Securities means securities other than listed securities.
Unlisted Securities means securities that are not—
Unlisted Securities means securities which have been approved by the Depository for deposit in accordance with Rule 17.07(3);

Examples of Unlisted Securities in a sentence

  • Xxxxxx Unlisted Securities will be dealt with by private treaty in accordance with the process and terms set out in Schedule 5 of this document.

  • Sample companies are defined as high tech if they are included in the so called techMARK segment of the London Stock Exchange.4 The sample was selected by initially selecting all companies on techMARK that conducted a new issue during 1992-98, excluding new issues other than IPOs (such as rights issues, introductions and transfers from the lower tier, the Unlisted Securities Market, to the upper tier, the Official List).


More Definitions of Unlisted Securities

Unlisted Securities has the meaning specified in Section 3.04(a).
Unlisted Securities means securities that are not listed on a securities exchange; and
Unlisted Securities under the preceding paragraph means bonds, share certificates, share option certificates and other securities specified by Cabinet Order for which it is particularly necessary to ensure appropriate transactions that do not correspond to:
Unlisted Securities means Securities which are not listed on the JSE.
Unlisted Securities means pursuant to COLL 5.2.8R (4), transferable securities or
Unlisted Securities means pursuant to COLL 5.2.8R (4), transferable securities or approved money market instruments (as defined in the glossary to the FCA Handbook) other than those referred to in COLL 5.2.8R (3);“US Persons”a person who falls within the definition of “US Person” as defined in rule 902 of regulation S of the United States Securities Act 1933;“Valuation Point”the point, whether on a periodic basis or for a particular valuation, at which the ACD carries out a valuation of the Scheme Property for the Company or a Fund (as the case may be) for the purpose of determining the price at which Shares of a Class may be issued, cancelled or redeemed. For details of the Valuation Point of a Fund please see Appendix I;“VAT”UK value added tax. 1.1 Headings used in this Prospectus are for convenience only and shall not affect their meaning or legal effect. 1.2 References in the main body of the Prospectus to paragraphs mean paragraphs in the main body of the Prospectus unless otherwise stated. Similarly, references in an Appendix to paragraphs mean paragraphs in the relevant Appendix unless otherwise stated. 1.3 Unless the context otherwise requires, references to the plural shall include the singular and vice versa; words importing a gender include every gender; references to persons include bodies corporate and unincorporated. 1.4 References to statutes, statutory provisions, regulations, or FCA Rules shall include those statutes, provisions, regulations, or FCA Rules as amended, extended, consolidated, substituted or re- enacted from time to time (including those laws re-enacted in domestic law as a result of the UK’s exit from the EU).
Unlisted Securities means securities which are not quoted on a recognised stock exchange.