Unlisted Securities definition

Unlisted Securities means securities other than listed securities.

Unlisted Securities means securities that are not—

Unlisted Securities means securities which have been approved by the Depository for deposit in accordance with Rule 17.07(3);

Examples of Unlisted Securities in a sentence

• In circumstances where the closing price is not within the bid-ask spread, the Manager determines the point within the bid-ask spread that is most representative of fair value based on the specific facts and circumstances.Valuation of Unlisted Securities and Other InvestmentsThe fair value of financial assets and liabilities that are not traded in an active market, including over-the-counter derivatives, is determined using valuation techniques.

• The Unlisted Securities and listed non-trading equities are not included in the VaR for the equity trading position, and are managed through delegated limits.

• The availability of the Units under the Partial Cash and Unlisted Securities Alternative is limited to a maximum of 427,069 Units which would comprise 249,835,365 New Topco Preferred Ordinary Shares and 2,521,762 New Topco Ordinary Shares, representing approximately 25.2 per cent.

• If relief is claimed for shares or securities quoted on the Unlisted Securities Market (USM) on the basis that such shares fall within the meaning of “unquoted” the relief can be allowed but Legislation Branch should be informed.

• Risk associated with Unlisted Securities Securities which are not quoted on the stock exchanges are inherently illiquid in nature and carry a larger liquidity risk in comparison with securities that are listed on the exchanges or offer other exit options to the investors, including put options.

More Definitions of Unlisted Securities

Unlisted Securities has the meaning specified in Section 3.04(a).

Unlisted Securities means securities that are not listed on a securities exchange; and

Unlisted Securities under the preceding paragraph means bonds, share certificates, share option certificates and other securities specified by Cabinet Order for which it is particularly necessary to ensure appropriate transactions that do not correspond to:

Unlisted Securities means Securities which are not listed on the JSE.

Unlisted Securities means pursuant to COLL 5.2.8R (4), transferable securities or

Unlisted Securities means pursuant to COLL 5.2.8R (4), transferable securities or approved money market instruments (as defined in the glossary to the FCA Handbook) other than those referred to in COLL 5.2.8R (3);“US Persons”a person who falls within the definition of “US Person” as defined in rule 902 of regulation S of the United States Securities Act 1933;“Valuation Point”the point, whether on a periodic basis or for a particular valuation, at which the ACD carries out a valuation of the Scheme Property for the Company or a Fund (as the case may be) for the purpose of determining the price at which Shares of a Class may be issued, cancelled or redeemed. For details of the Valuation Point of a Fund please see Appendix I;“VAT”UK value added tax. 1.1 Headings used in this Prospectus are for convenience only and shall not affect their meaning or legal effect. 1.2 References in the main body of the Prospectus to paragraphs mean paragraphs in the main body of the Prospectus unless otherwise stated. Similarly, references in an Appendix to paragraphs mean paragraphs in the relevant Appendix unless otherwise stated. 1.3 Unless the context otherwise requires, references to the plural shall include the singular and vice versa; words importing a gender include every gender; references to persons include bodies corporate and unincorporated. 1.4 References to statutes, statutory provisions, regulations, or FCA Rules shall include those statutes, provisions, regulations, or FCA Rules as amended, extended, consolidated, substituted or re- enacted from time to time (including those laws re-enacted in domestic law as a result of the UK’s exit from the EU).

Unlisted Securities means securities which are not quoted on a recognised stock exchange.