Unregistered Securities definition

Unregistered Securities. The meaning specified in Section 5.17(c).

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

Unregistered Securities. Securities or debt obligations issued without registration under the Securities Act.

Unregistered Securities means the Warrants and the Warrant Shares.

Examples of Unregistered Securities in a sentence

Such Purchaser is not, to such Purchaser’s knowledge, purchasing the Unregistered Securities as a result of any advertisement, article, notice or other communication regarding the Unregistered Securities published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or, to the knowledge of such Purchaser, any other general solicitation or general advertisement.
The Company agrees to timely file a Form D with respect to the Unregistered Securities as required under Regulation D and to provide a copy thereof, promptly upon request of any Purchaser.
The Company shall take such action as the Company shall reasonably determine is necessary in order to obtain an exemption for, or to qualify the Unregistered Securities for, sale to the Purchasers at the Closing under applicable securities or “Blue Sky” laws of the states of the United States, and shall provide evidence of such actions promptly upon request of any Purchaser.
The Company acknowledges and agrees that a Purchaser may from time to time pledge pursuant to a bona fide margin agreement with a registered broker-dealer or grant a security interest in some or all of the Unregistered Securities to a financial institution that is an “accredited investor” as defined in Rule 501(a) under the Securities Act and, if required under the terms of such arrangement, such Purchaser may transfer pledged or secured Unregistered Securities to the pledgees or secured parties.
Certificates for Unregistered Securities subject to legend removal hereunder shall be transmitted by the Transfer Agent to the Purchaser by crediting the account of the Purchaser’s prime broker with the Depository Trust Company System as directed by such Purchaser.

More Definitions of Unregistered Securities

Unregistered Securities means securities or debt obligations issued without registration under the Securities Act.

Unregistered Securities means: (a) Non-United States based governmental securities exempt from registration, or (b) non-publicly traded Limited Partnerships, Private Placements, or Real Estate Investment Trusts.

Unregistered Securities means, collectively, Unregistered Notes and Unregistered Shares.

Unregistered Securities has the meaning set forth in Section 2.2(d).

Unregistered Securities means Securities which are not registered Securities and are payable to the bearer thereof; provided, however, that if at any time there is more than one series of Securities, “Securities” with respect to the Indenture for such series shall mean the Securities authenticated and delivered under such Indenture for such series, exclusive, however, of the Securities of any series authenticated and delivered under any other Indenture.

Unregistered Securities means the Debentures, the Series E-1 Warrants, the Series E-2 Warrants, the Series E-5 Warrants, the Series E-6 Warrants, the Conversion Shares, the Series E-1 Warrant Shares, the Series E-2 Warrant Shares, the Series E-5 Warrant Shares and the Series E-6 Warrant Shares.

Unregistered Securities means the Debentures, the Warrants, the portion of the Preferred Stock not registered for issuance off the Registration Statement and the Unregistered Underlying Shares.