BETWEENAgreement and Plan of Merger • March 16th, 2004 • Carver Bancorp Inc • Savings institution, federally chartered • New York
EXHIBIT 4.1 GUARANTEE AGREEMENT BY AND BETWEEN CARVER BANCORP, INC.Guarantee Agreement • November 14th, 2003 • Carver Bancorp Inc • Savings institution, federally chartered • New York
Page ---- TABLE OF CONTENTS..............................................................i CARVER FEDERAL SAVINGS BANK RETIREMENT INCOME PLAN FOREWORD....................1 SECTION I Definitions.........................................................2...Carver Bancorp Inc • June 30th, 2003 • Savings institution, federally chartered • New York
W I T N E S S E T H : ---------------------Employment Agreement • June 29th, 2001 • Carver Bancorp Inc • Savings institution, federally chartered • New York
EXHIBIT 10.13 SECURITIES PURCHASE AGREEMENT dated January 11, 2000Securities Purchase Agreement • July 14th, 2000 • Carver Bancorp Inc • Savings institution, federally chartered • New York
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1 (f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Entities (as such term is defined in the Schedule 13G)...Joint Filing Agreement • January 15th, 2002 • Carver Bancorp Inc • Savings institution, federally chartered
1 EXHIBIT 10.13 CONSULTING AGREEMENT This CONSULTING AGREEMENT ("Agreement") is made and entered into as of this 1st day of October, 1997 by and between CARVER BANCORP, INC. ("Company"), a Delaware corporation having its executive offices at 75 West...Consulting Agreement • July 14th, 1998 • Carver Bancorp Inc • Savings institution, federally chartered • New York
TRUST AGREEMENTTrust Agreement • June 29th, 2004 • Carver Bancorp Inc • Savings institution, federally chartered
CARVER BANCORP, INC., AS ISSUER INDENTURE DATED AS OF SEPTEMBER 17, 2003 U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEEIndenture • November 14th, 2003 • Carver Bancorp Inc • Savings institution, federally chartered • New York
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • April 6th, 2006 • Carver Bancorp Inc • Savings institution, federally chartered • New York
WITNESSETH:Employment Agreement • June 30th, 1997 • Carver Bancorp Inc • Savings institution, federally chartered • New York
WITNESSETHEmployment Agreement • June 29th, 2004 • Carver Bancorp Inc • Savings institution, federally chartered
WITNESSETH:Employment Agreement • July 1st, 2002 • Carver Bancorp Inc • Savings institution, federally chartered • New York
SECURITIES PURCHASE AGREEMENT by and between THE UNITED STATES DEPARTMENT OF THE TREASURY and CARVER BANCORP, INC. Dated as of August 6, 2020Securities Purchase Agreement • August 6th, 2020 • Carver Bancorp Inc • Savings institution, federally chartered • New York
THIS SECURITIES PURCHASE AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”) is dated as of August 6, 2020, and is entered into by and between the United States Department of the Treasury (the “Seller”) and Carver Bancorp, Inc., a Delaware corporation (the “Company”).
AGREEMENTAgreement and General • February 3rd, 2005 • Carver Bancorp Inc • Savings institution, federally chartered • New York
1 EXHIBIT 10.14 REGISTRATION RIGHTS AGREEMENT Dated January 11, 2000Registration Rights Agreement • July 14th, 2000 • Carver Bancorp Inc • Savings institution, federally chartered • New York
SECTION 1. EMPLOYMENT. ----------Bank Employment Agreement • June 29th, 2001 • Carver Bancorp Inc • Savings institution, federally chartered • New York
1 EXHIBIT 10.15 IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE IN AND FOR NEW CASTLE COUNTY -------------------------------------X IN RE CARVER BANCORP, INC. : Cons. C.A. No. 17743 -------------------------------------X SETTLEMENT AGREEMENT AND...Settlement Agreement and Mutual Release • July 14th, 2000 • Carver Bancorp Inc • Savings institution, federally chartered
Stock OptionEquity Incentive Plan • November 19th, 2020 • Carver Bancorp Inc • Savings institution, federally chartered
This stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2014 Equity Incentive Plan (the “Plan”) of Carver Bancorp, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided to each person granted a stock option pursuant to the Plan. The holder of this Option (the “Participant”) hereby accepts this Option, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the Committee appointed to administer the Plan (“Committee”) or the Board will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Capitalized terms used herein but not defined will have the same meaning as in the Plan.
PERFORMANCE COMPENSATION PLAN OF CARVER BANCORP, INC. INCENTIVE AWARD AGREEMENTIncentive Award Agreement • July 18th, 2007 • Carver Bancorp Inc • Savings institution, federally chartered • New York
This Incentive Award Agreement (“Agreement”) is intended to set forth the terms and conditions on which a Incentive Award, consisting of certain cash payments, has been granted under the Performance Compensation Plan of Carver Bancorp, Inc. (“Plan”). Set forth below are the specific terms and conditions applicable to this Incentive Award. Attached as Exhibit A is a copy of the Plan.
EXHIBIT 4.2 CARVER BANCORP, INC. MANAGEMENT RECOGNITION PLAN PLAN SHARE AGREEMENTPlan Plan Share Agreement • February 26th, 2004 • Carver Bancorp Inc • Savings institution, federally chartered • New York
AGREEMENT BY AND BETWEEN Carver Federal Savings Bank New York, New York andAgreement by And • May 27th, 2016 • Carver Bancorp Inc • Savings institution, federally chartered
Carver Federal Savings Bank, New York, New York ("Bank") and the Comptroller of the Currency of the United States of America ("Comptroller" or "OCC") wish to protect the interests of the depositors, other customers, and shareholders of the Bank, and, toward that end, wish the Bank to operate safely and soundly and in accordance with all applicable laws, rules and regulations.
Contract of Sale Between CARVER FEDERAL SAVINGS BANK F/K/A CARVER FEDERAL SAVINGS AND LOAN ASSOCIATION (“Seller”) and CHOMPOL LLC (“Purchaser”) dated December 13, 2017 Premises:Contract of Sale • February 21st, 2018 • Carver Bancorp Inc • Savings institution, federally chartered
CONTRACT OF SALE (“Contract”) dated December 13, 2017 between Carver Federal Savings Bank f/k/a Carver Federal Savings and Loan Association (“Seller”), with offices located at 75 West 125th Street, New York, New York, and CHOMPOL LLC, a limited liability company (“Purchaser”), having an office c/o Gatsby Enterprises, LLC, 347 5th Avenue, Suite 300, New York, New York 10016.
STOCK PURCHASE AGREEMENT by and between Carver Bancorp, Inc. and Wells Fargo Central Pacific Holdings, Inc. dated as of February 1, 2021Stock Purchase Agreement • February 1st, 2021 • Carver Bancorp Inc • Savings institution, federally chartered • Delaware
THIS AGREEMENT (this “Agreement”) is made and entered into as of the 1st day of February, 2021, by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and Wells Fargo Central Pacific Holdings, Inc., a Delaware corporation (the “Investor”).
WITNESSETH:Holding Company Employment Agreement • June 30th, 1997 • Carver Bancorp Inc • Savings institution, federally chartered • New York
FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT ENTERED INTO AS OF JUNE 1, 1999 BETWEEN CARVER BANCORP, INC. AND DEBORAH C. WRIGHTEmployment Agreement • February 17th, 2009 • Carver Bancorp Inc • Savings institution, federally chartered
Carver Bancorp, Inc., a corporation organized and existing under the laws of the state of Delaware (the “Corporation”) has entered into an Employment Agreement as of June 1, 1999 (the “Agreement”) with Deborah C. Wright (“Wright”), whereby Wright is employed as President and Chief Executive Officer of the Corporation. The Corporation and Wright now desire to amend the Agreement by adding a Section 32 to comply with the provisions of the Capital Purchase Program of the Troubled Asset Relief Program (“TARP”) of the Emergency Economic Stabilization Act of 2008 to read as follows:
STOCKHOLDER RIGHTS AGREEMENTStockholder Rights Agreement • July 6th, 2011 • Carver Bancorp Inc • Savings institution, federally chartered
This Stockholder Rights Agreement (this “Agreement”) is made and entered into as of June 29, 2011, by and among Carver Bancorp, Inc., a Delaware corporation (the “Company”), and the several purchasers signatory hereto (each a “Purchaser” and collectively, the “Purchasers”).
PREFERRED STOCK PURCHASE AGREEMENT by and between Carver Bancorp, Inc. and J.P. Morgan Chase Community Development Corporation dated as of September 27, 2021Preferred Stock Purchase Agreement • September 30th, 2021 • Carver Bancorp Inc • Savings institution, federally chartered • Delaware
THIS AGREEMENT (this “Agreement”) is made and entered into as of the 27th day of September, 2021, by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and J.P. Morgan Chase Community Development Corporation, a Delaware corporation (the “Investor”).
EXCHANGE AGREEMENT by and between CARVER BANCORP, INC. and THE UNITED STATES DEPARTMENT OF THE TREASURYExchange Agreement • July 6th, 2011 • Carver Bancorp Inc • Savings institution, federally chartered • New York
EXCHANGE AGREEMENT, dated as of June 29, 2011 (this “Agreement”) by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and the United States Department of the Treasury (the “Investor”). All capitalized terms used herein and not otherwise defined shall have the respective meanings ascribed to them in the Exchange Agreement.
STOCK PURCHASE AGREEMENTStock Purchase Agreement • July 6th, 2011 • Carver Bancorp Inc • Savings institution, federally chartered • New York
This Stock Purchase Agreement (this “Agreement”) is dated as of June 28, 2011, by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and ____________, a __________ corporation (together with its successors and assigns, the “Purchaser”).
Restricted Stock Award AgreementRestricted Stock Award Agreement • November 19th, 2020 • Carver Bancorp Inc • Savings institution, federally chartered • New York
This restricted stock award agreement (“Restricted Stock Award” or “Agreement”) is subject to the provisions of the 2014 Equity Incentive Plan (the “Plan”) of Carver Bancorp, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided to each person granted a Restricted Stock Award pursuant to the Plan. The holder of this Restricted Stock Award (the “Participant”) hereby accepts this Restricted Stock Award, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the Committee appointed to administer the Plan (“Committee”) or the Company's Board of Directors will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term “Company” will includ
EXHIBIT 10.12 HOLDING COMPANY EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT ("Agreement") is made and entered into as of June 1, 1999, by and between CARVER BANCORP, INC., a publicly held business corporation organized and operating under the laws of...Holding Company Employment Agreement • June 29th, 1999 • Carver Bancorp Inc • Savings institution, federally chartered • New York
STOCK PURCHASE AGREEMENT by and between Carver Bancorp, Inc. and J.P. Morgan Chase Community Development Corporation dated as of February 16, 2021Stock Purchase Agreement • February 22nd, 2021 • Carver Bancorp Inc • Savings institution, federally chartered • Delaware
THIS AGREEMENT (this “Agreement”) is made and entered into as of the 16th day of February, 2021, by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and J.P. Morgan Chase Community Development Corporation, a Delaware corporation (the “Investor”).
BANK EMPLOYMENT AGREEMENTBank Employment Agreement • April 22nd, 2015 • Carver Bancorp Inc • Savings institution, federally chartered • New York
This EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of January 1, 2015, by and between CARVER FEDERAL SAVINGS BANK, a savings bank organized and operating under the federal laws of the United States and having an office at 75 West 125th Street, New York, New York 10027 (“Bank”) and MICHAEL T. PUGH, an individual (“Executive”). For purposes of this Agreement, Carver Bancorp, Inc. will be referred to as (the “Holding Company”).
FORM OF EMPLOYEE LETTER AGREEMENT --------------------------------- CONFIDENTIAL ------------ [Date] [Employee Name] [Address Line 1] [Address Line 2] Dear [Employee Name]: On behalf of the Board of Directors, I am pleased to extend this offer of...Employee Letter Agreement • June 29th, 2001 • Carver Bancorp Inc • Savings institution, federally chartered
