WITNESSETH:Investment Advisory Agreement • June 26th, 2003 • Hotchkis & Wiley Funds /De/
EXHIBIT 99.(G) CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of October 10, 2001, between HOTCHKIS AND WILEY FUNDS, an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the...Custodian Agreement • October 19th, 2001 • Hotchkis & Wiley Funds /De/ • New York
PURCHASE AGREEMENTPurchase Agreement • October 19th, 2001 • Hotchkis & Wiley Funds /De/
EXHIBIT 99.(E)(1) DISTRIBUTION AGREEMENT HOTCHKIS AND WILEY FUNDS 725 South Figueroa Street, Suite 3900 Los Angeles, California 90017 THIS AGREEMENT is made as of this 17th day of October, 2001, by and between Hotchkis and Wiley Funds, a Delaware...Distribution Agreement • October 19th, 2001 • Hotchkis & Wiley Funds /De/ • Delaware
BY-LAWS OFHotchkis & Wiley Funds /De/ • August 30th, 2001
WITNESSETH:Administration Agreement • October 19th, 2001 • Hotchkis & Wiley Funds /De/ • Arkansas
DISTRIBUTION AGREEMENT HOTCHKIS AND WILEY FUNDS 725 South Figueroa Street, 39th Floor Los Angeles, California 90017 THIS AGREEMENT is made as of this 25th day of July, 2002, and amended and restated as of October 29, 2002, and again as of August 28,...Distribution Agreement • August 28th, 2003 • Hotchkis & Wiley Funds /De/ • Delaware
EXHIBIT 99.(H)(1) FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 19th day of October, 2001, by and between Hotchkis and Wiley Funds, a Delaware business trust (the "Trust") and Firstar Mutual Fund Services, LLC,...Fund Accounting Servicing Agreement • October 19th, 2001 • Hotchkis & Wiley Funds /De/ • Wisconsin
HOTCHKIS AND WILEY FUNDS INVESTMENT ADVISORY AGREEMENT HW Opportunities MP FundInvestment Advisory Agreement • December 18th, 2023 • Hotchkis & Wiley Funds /De/ • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 12th day of December, 2023, by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of HW Opportunities MP Fund, a series of the Trust (the “Fund”), and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”).
EXHIBIT 99.(H)(3) TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 19th day of October, 2001, by and between Hotchkis and Wiley Funds, a Delaware business trust (the "Trust") and Firstar Mutual Fund Services, LLC,...Transfer Agent Servicing Agreement • October 19th, 2001 • Hotchkis & Wiley Funds /De/ • Wisconsin
HOTCHKIS AND WILEY FUNDS SELLING GROUP AGREEMENTSelling Group Agreement • August 28th, 2003 • Hotchkis & Wiley Funds /De/ • Arkansas
EXHIBIT 99.(a)(1) AGREEMENT AND DECLARATION OF TRUSTHotchkis & Wiley Funds /De/ • August 27th, 2004 • Delaware
WITNESSETH:Funds Investment Advisory Agreement • October 18th, 2002 • Hotchkis & Wiley Funds /De/
EXHIBIT 99.(E)(2) HOTCHKIS AND WILEY FUNDS SELLING GROUP AGREEMENTHotchkis & Wiley Funds /De/ • October 19th, 2001 • Arkansas
ADDENDUM TO EXPENSE CAP AGREEMENT THIS ADDENDUM TO EXPENSE CAP AGREEMENT ("Addendum"), effective as of August 28, 2003, is entered into between Hotchkis and Wiley Capital Management, LLC, as investment advisor ("Advisor"), and the Hotchkis and Wiley...Expense Cap Agreement • August 28th, 2003 • Hotchkis & Wiley Funds /De/
EXHIBIT 99.(H)(2) LICENSE AGREEMENT RELATING TO USE OF NAME AGREEMENT made as of the 17th day of October, 2001, by and between HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company ("Licensor"), and HOTCHKIS AND WILEY FUNDS,...License Agreement • October 19th, 2001 • Hotchkis & Wiley Funds /De/
BY-LAWS OF HOTCHKIS AND WILEY FUNDSHotchkis & Wiley Funds /De/ • August 27th, 2021
HOTCHKIS AND WILEY FUNDS ADDENDUM TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • August 29th, 2006 • Hotchkis & Wiley Funds /De/
THIS ADDENDUM dated as of the 23rd day of August, 2006, to the Fund Administration Servicing Agreement, dated as of February 18, 2005, as amended as of February 8, 2006 (the "Agreement"), is entered by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
WITNESSETH:Investment Advisory Agreement • August 27th, 2004 • Hotchkis & Wiley Funds /De/ • Delaware
HOTCHKIS AND WILEY FUNDS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • August 29th, 2023 • Hotchkis & Wiley Funds /De/ • Delaware
THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 29th day of August, 2023 by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A below (each, a “Fund” and collectively, the “Funds”), and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”). The Funds and the Advisor previously entered into similar Operating Expense Limitation Agreements with respect to the Funds (the “Prior Agreement”), and now desire to amend and restate the Prior Agreements. For avoidance of doubt, this Agreement supersedes and replaces the Prior Agreements.
1 EXHIBIT 99.(a)(1) AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration • August 30th, 2001 • Hotchkis & Wiley Funds /De/ • Delaware
HOTCHKIS & WILEY FUNDS FORM OF FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENTThe Distribution Agreement • September 6th, 2023 • Hotchkis & Wiley Funds /De/
THIS FIRST AMENDMENT dated as of the [•] day of [•], 2023, to the Distribution Agreement, dated as of September 30, 2021, (the “Agreement”), is entered into by and among HOTCHKIS & WILEY FUNDS, a Delaware statutory trust (the “Trust”), HOTCHKIS & WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”).
HOTCHKIS AND WILEY FUNDS FORM OF OPERATING EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 6th, 2023 • Hotchkis & Wiley Funds /De/ • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the [ ] day of [ ], 2023 by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A below (the, “Fund”), and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”).
HOTCHKIS AND WILEY FUNDS OPERATING EXPENSE LIMITATION AGREEMENTHotchkis and Wiley Funds Operating Expense Limitation Agreement • April 10th, 2017 • Hotchkis & Wiley Funds /De/ • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 10th day of April, 2017 by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A below (each, a “Fund” and collectively, the “Funds”), and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”).
HOTCHKIS AND WILEY FUNDS AMENDMENT NO. 1 TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 29th, 2007 • Hotchkis & Wiley Funds /De/
THIS AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made as of January 1, 2007, by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of the Hotchkis and Wiley Large Cap Value Fund (the “Fund”), and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • August 29th, 2005 • Hotchkis & Wiley Funds /De/ • California
THIS AGREEMENT is made and entered into as of this 18th day of February, 2005, by and between Hotchkis and Wiley Funds, a Delaware statutory trust (the “Trust”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
HOTCHKIS AND WILEY FUNDS AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • August 27th, 2010 • Hotchkis & Wiley Funds /De/
THIS AMENDMENT dated as of the 12th day of May, 2010, to the Amended and Restated Fund Accounting Servicing Agreement, dated as of October 26, 2005, as amended January 1, 2008 and February 5, 2009 (the "Fund Accounting Agreement"), is entered into by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
HOTCHKIS & WILEY FUNDS SIXTH AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • December 28th, 2012 • Hotchkis & Wiley Funds /De/
THIS SIXTH AMENDMENT dated as of the ____ day of October, 2012, to the Distribution Agreement, dated as of February 18, 2005, as amended August 15, 2005, February 6, 2006, January 1, 2008, February 5, 2009, and November 17, 2010 (the "Agreement"), is entered into by and among HOTCHKIS & WILEY FUNDS, a Delaware statutory trust (the "Trust"), HOTCHKIS & WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor").
OPERATING EXPENSE LIMITATION AGREEMENTHotchkis and Wiley Funds Operating Expense Limitation Agreement • May 15th, 2020 • Hotchkis & Wiley Funds /De/ • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 29th day of August, 2020 by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A below (each, a “Fund” and collectively, the “Funds”), and HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”).
HOTCHKIS AND WILEY FUNDS ADDENDUM TO OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • December 30th, 2010 • Hotchkis & Wiley Funds /De/
THIS ADDENDUM TO EXPENSE CAP AGREEMENT (“Addendum”), effective as of November 17, 2010, is entered into between Hotchkis and Wiley Capital Management, LLC, as investment advisor (“Advisor”), and the Hotchkis and Wiley Funds (the “Funds”) on behalf of the Hotchkis and Wiley Capital Income Fund (the “Capital Income Fund”).
HOTCHKIS AND WILEY FUNDS AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • August 29th, 2008 • Hotchkis & Wiley Funds /De/
THIS AMENDMENT dated as of the 1st day of January, 2008, to the Fund Administration Servicing Agreement, dated as of February 18, 2005, as amended February 8, 2006 and August 23, 2006, (the "Fund Administration Agreement"), is entered by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
HOTCHKIS AND WILEY FUNDS FIFTH AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • December 30th, 2010 • Hotchkis & Wiley Funds /De/
THIS FIFTH AMENDMENT dated as of the 17th day of November, 2010, to the Distribution Agreement, dated as of February 18, 2005, as amended August 15, 2005, February 6, 2006, January 1, 2008 and February 5, 2009 (the "Agreement"), is entered into by and among HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the "Trust"), HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor").
HOTCHKIS AND WILEY FUNDS AMENDMENT TO OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • August 29th, 2008 • Hotchkis & Wiley Funds /De/
THIS AMENDMENT TO OPERATING EXPENSE LIMITATION AGREEMENT (“Amendment”), effective as of August 20, 2008, is entered into by and between Hotchkis and Wiley Capital Management, LLC, as investment advisor (“Advisor”), and the Hotchkis and Wiley Funds (the “Funds”).
DISTRIBUTION AGREEMENTDistribution Agreement • August 29th, 2005 • Hotchkis & Wiley Funds /De/ • California
THIS AGREEMENT is made and entered into as of this 18th day of February, 2005, by and among Hotchkis and Wiley Funds, a Delaware statutory trust (the “Trust”), Hotchkis and Wiley Capital Management, LLC, a Delaware limited liability corporation (the “Advisor”), and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
HOTCHKIS AND WILEY FUNDS AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • August 29th, 2008 • Hotchkis & Wiley Funds /De/
THIS AMENDMENT dated as of the 1st day of January, 2008, to the Amended and Restated Fund Accounting Servicing Agreement, dated as of October 26, 2005, (the "Fund Accounting Agreement"), is entered by and between HOTCHKIS AND WILEY FUNDS, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
