INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 28th day of June, 2004, by and between OPPENHEIMER PRINCIPAL PROTECTED TRUST III (the "Trust"), and OPPENHEIMERFUNDS, INC. ("OFI"). WHEREAS, the Trust is an open-end series investment company...Investment Advisory Agreement • April 29th, 2005 • Oppenheimer Principal Protected Trust Iii
SERVICE AGREEMENT Agreement, dated September 24, 2004 among OppenheimerFunds, Inc. (the "Adviser"), Oppenheimer Principal Protected Trust III (the "Trust") on behalf of its series, Oppenheimer Principal Protected Main Street Fund III(R)(the "Fund"),...Service Agreement • October 4th, 2004 • Oppenheimer Principal Protected Trust Iii • New York
------------------------------------------------------------------------------- -- Merrill Lynch Bank USA Merrill Lynch International 4 World Financial Center 4 World Financial Center 9th Floor 5th Floor 250 Vesey Street 250 Vesey Street New York, New...Escrow Agreement • October 4th, 2004 • Oppenheimer Principal Protected Trust Iii • New York
ContractDistribution and Service Plan and Agreement • December 5th, 2006 • Oppenheimer Principal Protected Trust Iii
AMENDED AND RESTATED SERVICE PLAN AND AGREEMENT with OppenheimerFunds Distributor, Inc. For Class A Shares of Oppenheimer Principal Protected Main Street Fund III(R) a series of Oppenheimer Principal Protected Trust III This Amended and Restated...Service Plan and Agreement • December 5th, 2006 • Oppenheimer Principal Protected Trust Iii
AMENDED AND RESTATED SERVICE PLAN AND AGREEMENT with OppenheimerFunds Distributor, Inc. For Class A Shares of Oppenheimer Principal Protected Main Street Fund III® a series of Oppenheimer Principal Protected Trust IIIService Plan and Agreement • December 23rd, 2011 • Oppenheimer Principal Protected Trust Iii
This Amended and Restated Service Plan and Agreement (the “Plan”) is dated as of the 30th day of June, 2011, by and between Oppenheimer Principal Protected Main Street Fund III® (the “Fund”) and OppenheimerFunds Distributor, Inc. (the “Distributor”).
AMENDED AND RESTATED DISTRIBUTION AND SERVICE PLAN AND AGREEMENTDistribution and Service Plan and Agreement • December 5th, 2006 • Oppenheimer Principal Protected Trust Iii
BETWEENGeneral Distributor's Agreement • October 4th, 2004 • Oppenheimer Principal Protected Trust Iii
AMENDED AND RESTATED DISTRIBUTION AND SERVICE PLAN AND AGREEMENT With OppenheimerFunds Distributor, Inc. For Class C Shares ofDistribution and Service Plan and Agreement • December 23rd, 2011 • Oppenheimer Principal Protected Trust Iii
This Amended and Restated Distribution and Service Plan and Agreement (the “Plan”) is dated as of the 30th day of June, 2011, by and between Oppenheimer Principal Protected Main Street Fund III® (the “Fund”) and OppenheimerFunds Distributor, Inc. (the “Distributor”).
FINANCIAL WARRANTY AGREEMENTFinancial Warranty Agreement • October 25th, 2005 • Oppenheimer Principal Protected Trust Iii • Utah
SERVICE PLAN AND AGREEMENTPlan and Agreement • October 4th, 2004 • Oppenheimer Principal Protected Trust Iii
AMENDED AND RESTATED SERVICE AGREEMENTService Agreement • December 28th, 2009 • Oppenheimer Principal Protected Trust Iii • New York
Amended and Restated Service Agreement, dated as of June 30, 2009 (this “Agreement”) among OppenheimerFunds, Inc. (the “Adviser”), Oppenheimer Principal Protected Trust III (the “Trust”) on behalf of its series, Oppenheimer Principal Protected Main Street Fund III (the “Fund”), J.P. Morgan Chase Bank (the “Custodian”) and Main Place Funding, LLC (the “Warranty Provider”).
ASSIGNMENT AND CONSENT AGREEMENTAssignment and Consent Agreement • December 28th, 2009 • Oppenheimer Principal Protected Trust Iii • New York
THIS ASSIGNMENT AND CONSENT AGREEMENT (this “Agreement”) is entered into on June 30, 2009, by and among OPPENHEIMER PRINCIPAL PROTECTED TRUST III, an open-end management investment company organized as a business trust under the laws of the Commonwealth of Massachusetts (the “Trust”), on behalf of its series, OPPENHEIMER PRINCIPAL PROTECTED MAIN STREET FUND III (the “Fund”), OPPENHEIMERFUNDS, INC., a corporation organized under the laws of the State of Colorado (the “Adviser”), Merrill Lynch Bank USA, an industrial bank organized under the laws of the State of Utah (“Assignor”), and Main Place Funding, LLC, a limited liability company organized under the laws of the State of Delaware (“Assignee”).
