FACILITIES AGREEMENT for a US$195,656,899.82 Term Loan and a US$350,000,000 Revolving Credit FacilityAgreement • April 13th, 2006 • Top Tankers Inc. • Deep sea foreign transportation of freight • London
Contract Type FiledApril 13th, 2006 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT TOP SHIPS INC.Top Ships Inc. • October 11th, 2022 • Deep sea foreign transportation of freight
Company FiledOctober 11th, 2022 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 7, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Top Ships Inc., a Republic of the Marshall Islands corporation (the “Company”), up to _____ common shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company, par value $0.01 per share (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Exhibit 4.45 MEMORANDUM OF AGREEMENT Dated: 14/03/2006 PAGEON SHIPPING COMPANY LIMITED of Limassol, Cyprus Hereinafter called the Sellers, have agreed to sell, and COMOROS SHIPPING LIMITED of Nicosia, Cyprus Hereinafter called the Buyers, have agreed...Memorandum of Agreement • April 20th, 2007 • Top Tankers Inc. • Deep sea foreign transportation of freight • London
Contract Type FiledApril 20th, 2007 Company Industry Jurisdiction
UNDERWRITING AGREEMENT between TOP SHIPS, INC. and AEGIS CAPITAL CORP., as Representative of the Several UnderwritersUnderwriting Agreement • June 4th, 2014 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledJune 4th, 2014 Company Industry JurisdictionThe undersigned, Top Ships, Inc., a corporation formed under the laws of the Republic of The Marshall Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
STARCRAFT MARINE CO. (1) as Owner GRAMOS SHIPPING COMPANY INC. (2) as ChartererTop Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry
ICON DOUBTLESS, LLC (1) as OwnerTop Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry
GuaranteeTop Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry
KEMP MARITIME S.A. (1) as Owner IDI SHIPPING COMPANY LIMITED (2) as ChartererTop Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry
FORM OF PRE-FUNDED COMMON STOCK PURCHASE WARRANT TOP SHIPS INC.Top Ships Inc. • February 16th, 2023 • Deep sea foreign transportation of freight • New York
Company FiledFebruary 16th, 2023 Industry JurisdictionTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Top Ships Inc., a Marshall Islands corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
TOP TANKERS INC. as Charter Guarantor (3) and FORTIS BANK (NEDERLAND) N.V. (4)Top Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry
COMMON STOCK PURCHASE WARRANT TOP SHIPS, INC.Common Stock Purchase Warrant • October 24th, 2018 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledOctober 24th, 2018 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the "Warrant") certifies that, for value received, [ ] or its assigns (the "Holder") is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the "Initial Exercise Date") and on or prior to 5:00 p.m. (New York City time) on February [__], 2019 (the "Termination Date") but not thereafter, to subscribe for and purchase from Top Ships, Inc., a Republic of the Marshall Islands corporation (the "Company"), up to [3,500,000 ] shares (as subject to adjustment hereunder, the "Warrant Shares") of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
andTop Tankers Inc. • August 1st, 2005 • Deep sea foreign transportation of freight • New York
Company FiledAugust 1st, 2005 Industry Jurisdiction
andIndenture • August 1st, 2005 • Top Tankers Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledAugust 1st, 2005 Company Industry Jurisdiction
Exhibit 4.60 ADDENDUM NO. 1 dated 16 June 2006 to a "Barecon 2001" bareboat charter dated 14 March 2006 (the "Charter") made between, Tucker Navigation Co. (the "Original Owners") as owners and Falakro Shipping Company Limited (the "Charterers") as...Top Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 10th, 2020 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledJuly 10th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of July 6, 2020, between Top Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Exhibit 4.67 Private & Confidential DATED 16 JUNE 2006 SUPPLEMENTAL AGREEMENT relating to a memorandum of agreement dated 14 March 2006 in relation to m.v. FaithfulSupplemental Agreement • April 20th, 2007 • Top Tankers Inc. • Deep sea foreign transportation of freight • Marshall Islands
Contract Type FiledApril 20th, 2007 Company Industry Jurisdiction
FIRST SUPPLEMENTAL AGREEMENTAgreement • April 20th, 2007 • Top Tankers Inc. • Deep sea foreign transportation of freight
Contract Type FiledApril 20th, 2007 Company Industry
TOP Ships Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of December 6, 2022 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 14th, 2022 • Top Ships Inc. • Deep sea foreign transportation of freight • Delaware
Contract Type FiledDecember 14th, 2022 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of December 6, 2022 (“Agreement”), between TOP Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST” or the “Warrant Agent”).
as Charter Guarantor (3) and FORTIS BANK (NEDERLAND) N.V. (4)Top Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 10th, 2022 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledJune 10th, 2022 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 3, 2022, between Top Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
FORM OF COMMON STOCK PURCHASE WARRANTTop Ships Inc. • February 16th, 2023 • Deep sea foreign transportation of freight • New York
Company FiledFebruary 16th, 2023 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February 16, 2028 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Top Ships Inc., a Marshall Islands corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
TUCKER NAVIGATION CO. as OwnerTop Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 14th, 2022 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledDecember 14th, 2022 Company Industry Jurisdiction
TOP TANKERS INC., as Borrower, BYCredit Facility Agreement • April 13th, 2006 • Top Tankers Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledApril 13th, 2006 Company Industry Jurisdiction
FORM OF CLASS A COMMON STOCK PURCHASE WARRANT TOP SHIPS INC.Top Ships Inc. • November 7th, 2019 • Deep sea foreign transportation of freight • New York
Company FiledNovember 7th, 2019 Industry JurisdictionTHIS CLASS A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _______________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 7, 2020 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Top Ships Inc., a Marshall Islands corporation (the “Company”), up to _______________ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
15 March 2006 To: KOMARF HOPE 30 Shipping Company (the "Beneficiary") 1 In consideration of (i) the Beneficiary, which expression includes its successors and assignees), at our request, agreeing to let the m.v. "Stopless" (the "Ship") to VITSI...Top Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry
Form of Representative’s Warrant AgreementTop Ships Inc. • May 13th, 2014 • Deep sea foreign transportation of freight • Delaware
Company FiledMay 13th, 2014 Industry JurisdictionTHE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF 180 DAYS FOLLOWING THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT (DEFINED BELOW) TO ANYONE OTHER THAN (I) AEGIS CAPITAL CORP. OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF AEGIS CAPITAL CORP. OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.
426,000 SHARES OF COMMON STOCK, 1,154,000 PRE-FUNDED WARRANTS (EXERCISABLE FOR 1,154,000 SHARES OF COMMON STOCK) AND 1,580,000 WARRANTS (EXERCISABLE FOR 1,580,000 SHARES OF COMMON STOCK) OF TOP SHIPS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 12th, 2019 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledSeptember 12th, 2019 Company Industry JurisdictionThe undersigned, Top Ships Inc., a company incorporated under the laws of the Republic of the Marshall Islands (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Top Ships Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
FORM OF SECURITIES PURCHASE AGREEMENTForm of Securities Purchase Agreement • February 16th, 2023 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledFebruary 16th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of February 14, 2023, between Top Ships Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
TOP SHIPS INC. Up to US$19,700,000 of Common Shares EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • April 19th, 2022 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledApril 19th, 2022 Company Industry JurisdictionTop Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, common shares of the Company, par value $0.01 per share (the “Common Shares”), having an aggregate offering price of up to US$19,700,000 of Common Shares (the Common Shares subject to this Equity Distribution Agreement (this “Agreement”) being referred to herein as the “Shares”) on terms set forth herein. The Shares consist entirely of authorized but unissued Common Shares to be issued and sold by the Company.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 26th, 2020 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledJune 26th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 23, 2020, between Top Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 10th, 2022 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledJune 10th, 2022 Company Industry Jurisdiction
FORM OF CLASS C COMMON STOCK PURCHASE WARRANTTop Ships Inc. • December 14th, 2022 • Deep sea foreign transportation of freight • New York
Company FiledDecember 14th, 2022 Industry JurisdictionTHIS CLASS C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on December 6, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Top Ships Inc., a Marshall Islands corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 23rd, 2016 • Top Ships Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledNovember 23rd, 2016 Company Industry JurisdictionTHIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of November 22, 2016, by and among TOP SHIPS, INC., a Marshall Islands corporation (the "Company"), and YA II CD, Ltd., a Cayman Islands exempt limited partnership (the "Investor").
Guarantee 14 March 2006Top Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
Company FiledApril 20th, 2007 Industry