Morgan Stanley & Co. LLC FORM OF MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of June 1, 2011, is by and between Morgan Stanley & Co. LLC (“Morgan Stanley,” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an AAU with
PIMCO DYNAMIC INCOME FUND AGREEMENT AND DECLARATION OF TRUST January 19, 2011Agreement and Declaration of Trust • March 2nd, 2012 • PIMCO Dynamic Income Fund • Massachusetts
AGREEMENT AND DECLARATION OF TRUST made this 19th day of January, 2011, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided.
CUSTODIAN AGREEMENTCustodian Agreement • March 23rd, 2017 • PIMCO Dynamic Income Fund • Massachusetts
This Agreement, dated as of April 16, 2012, is between PIMCO DYNAMIC INCOME FUND a business trust organized and existing under the laws of The Commonwealth of Massachusetts (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
PIMCO DYNAMIC INCOME FUND COMMON SHARES CAPITAL ON DEMAND™ THIRD AMENDED AND RESTATED SALES AGREEMENTSales Agreement • September 28th, 2023 • PIMCO Dynamic Income Fund • New York
PIMCO Dynamic Income Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Second Amended and Restated Sales Agreement dated September 8, 2021, as amended (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Capital on Demand™ Third Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
This agreement is between Pacific Investment Management Company LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to the PIMCO Dynamic Income Fund (the “Fund”).
—] Shares PIMCO DYNAMIC INCOME FUND COMMON SHARES, PAR VALUE $0.00001 PER SHARE FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
FORM OF SYNDICATION FEE AGREEMENTSyndication Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
This agreement is between Pacific Investment Management Company LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to the PIMCO Dynamic Income Fund (the “Fund”).
FORM OF INVESTMENT MANAGEMENT AGREEMENT PIMCO Dynamic Income FundInvestment Management Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund
This Investment Management Agreement is executed as of , 2012 by and between PIMCO DYNAMIC INCOME FUND, a Massachusetts business trust (the “Fund”), and ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”).
AMENDED & RESTATED SUPPORT SERVICES AGREEMENTSupport Services Agreement • June 23rd, 2022 • PIMCO Dynamic Income Fund • New York
This AMENDED AND RESTATED AGREEMENT is made on this 9th day of December, 2021, by and between PIMCO Investments LLC, a Delaware limited liability company (“PI”), and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with PI severally and neither jointly nor jointly and severally with any other Fund.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 23rd, 2022 • PIMCO Dynamic Income Fund • California
INVESTMENT MANAGEMENT AGREEMENT, made this 8th day of May, 2018, between each Delaware limited liability company listed on Appendix A attached hereto (each a “Fund” and, together, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”), a Delaware limited liability company. Capitalized terms not otherwise defined herein have the meanings specified in the Limited Liability Company Agreement of each Fund (as amended, restated or otherwise modified from time to time, the “LLC Agreement”).
AMENDMENT TO CUSTODIAN AGREEMENTSCustodian Agreements • March 23rd, 2017 • PIMCO Dynamic Income Fund
THIS AMENDMENT is made as of the close of business on the 5th day of September, 2014 (the “Amendment”), by and among State Street Bank and Trust Company (“State Street”), each investment company listed on Schedule A hereto (each, a “Fund” and, together, the “Funds”) and Pacific Investment Management Company LLC (“PIMCO”).
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • May 11th, 2021 • PIMCO Dynamic Income Fund • New York
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Amendment”), dated as of December 15, 2020 (the “Effective Date”), by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A hereto and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with PIMCO, the “Parties” and each, a “Party”).
SUPPORT SERVICES AGREEMENTSupport Services Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
AGREEMENT made this day of , 2012, by and between Allianz Global Investors Distributors LLC, a Delaware limited liability company (“AGID”) and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with AGID severally and neither jointly nor jointly and severally with any other Fund.
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • June 23rd, 2022 • PIMCO Dynamic Income Fund • New York
AGREEMENT (this “Amendment”), dated as of December 9, 2021 (the “Effective Date”), by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A hereto and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with PIMCO, the “Parties” and each, a “Party”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2012 (the “Underwriting Agreement”), by and among PIMCO Dynamic Income Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares, par value $0.00001 (the “Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
SUPPORT SERVICES AGREEMENTSupport Services Agreement • March 23rd, 2017 • PIMCO Dynamic Income Fund • New York
AGREEMENT made on April 4, 2012, as amended May 23, 2012 and January 4, 2013, and as further amended this 5th day of September, 2014, by and between PIMCO Investments LLC, a Delaware limited liability company (“PI”) and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with PI severally and neither jointly nor jointly and severally with any other Fund.
PIMCO DYNAMIC INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST May 7, 2012Agreement and Declaration • May 11th, 2012 • PIMCO Dynamic Income Fund • Massachusetts
AGREEMENT AND DECLARATION OF TRUST made this 7th day of May, 2012, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided amending and restating the Agreement and Declaration of Trust made at Boston, Massachusetts the 19th day of January, 2011, for the purposes of eliminating references to the sole initial trustee, adding Trustees as signatories hereto and making such other changes as the Trustees deemed necessary.
SUPPORT SERVICES AGREEMENTSupport Services Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
AGREEMENT made this day of , 2012, by and between PIMCO Investments LLC, a Delaware limited liability company (“PI”) and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with PI severally and neither jointly nor jointly and severally with any other Fund.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 23rd, 2017 • PIMCO Dynamic Income Fund • California
INVESTMENT MANAGEMENT AGREEMENT, made this 5th day of September, 2014, between each closed-end management investment company listed on Schedule A attached hereto and made a part hereof, as such Schedule A may be amended from time to time, including to add or remove Funds (each a “Fund” and, collectively, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”).
PIMCO DYNAMIC INCOME FUND Subscription AgreementSubscription Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund
This Subscription Agreement made as of April 13, 2012, by and between PIMCO Dynamic Income Fund, a Massachusetts business trust (the “Fund”), and Allianz Asset Management of America L.P. (the “Subscriber”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
This agreement (the “Agreement”) is between Pacific Investment Management Company LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the PIMCO Dynamic Income Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the principal underwriting agreement (the “Underwriting Agreement”) relating to the Offering (as defined below).
AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED SALES AGREEMENTSales Agreement • June 23rd, 2022 • PIMCO Dynamic Income Fund
THIS AMENDMENT is made as of October 5, 2021 (the “Amendment”), by and among JonesTrading Institutional Services LLC (“Jones”), Pacific Investment Management Company LLC (“PIMCO”) and of PIMCO Dynamic Income Fund (the “Fund”).
PIMCO CORPORATE & INCOME OPPORTUNITY FUND PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUND PIMCO DYNAMIC INCOME FUND PIMCO INCOME OPPORTUNITY FUND PIMCO INCOME STRATEGY FUND PIMCO INCOME STRATEGY FUND II (each, a “Fund” and collectively, the “Funds”)...PIMCO Dynamic Income Fund • November 20th, 2020
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund
THIS AGREEMENT is made as of April , 2012, by and between BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation (“BNYM”), and PIMCO Dynamic Income Fund, Inc., (the “Fund”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [—], 2012 by and among Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), Pacific Investment Management Company LLC (the “Sub-Adviser”).
Morgan Stanley & Co. LLC FORM OF MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Dealers Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of June 1, 2011, is by and between Morgan Stanley & Co. LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
PIMCO DYNAMIC INCOME FUND UP TO 9,500,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTManagement Agreement • March 27th, 2017 • PIMCO Dynamic Income Fund • New York
PIMCO Dynamic Income Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2012 (the “Underwriting Agreement”), by and among PIMCO Dynamic Income Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Adviser”) and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale of the Fund’s Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • November 4th, 2019 • PIMCO Dynamic Income Fund • New York
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Amendment”), dated as of December 13, 2018 (the “Effective Date”), by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A hereto and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with PIMCO, the “Parties” and each, a “Party”).
OFFERING EXPENSES AGREEMENTOffering Expenses Agreement • October 7th, 2020 • PIMCO Dynamic Income Fund • Massachusetts
AGREEMENT made this 17th day of September, 2020, by and between PIMCO Dynamic Income Fund, a Massachusetts business trust (the “Fund”), and Pacific Investment Management Company LLC, a Delaware limited liability company (the “Adviser”), and is acknowledged and agreed to by PIMCO Investments LLC (“PI”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [—], 2012, between Barclays Capital Inc. (“Barclays”) and Pacific Investment Management Company LLC (the “Sub-Adviser”).
AMENDED AND RESTATED BYLAWS of PIMCO DYNAMIC INCOME FUND (Dated as of May 7, 2012)Dynamic Income Fund • May 11th, 2012 • PIMCO Dynamic Income Fund
FORM OF PROSPECTUS SUPPLEMENT1 (To Prospectus dated [ ], 2019) PIMCO Dynamic Income Fund Up to [ ]PIMCO Dynamic Income Fund • November 4th, 2019
PIMCO Dynamic Income Fund (the "Fund") has entered into a sales agreement (the "Sales Agreement") with [ ] ("[ ]") relating to its common shares of beneficial interest, par value $0.00001 per share ("Common Shares"), offered by this Prospectus Supplement and the accompanying Prospectus. In accordance with the terms of the Sales Agreement, the Fund may offer and sell up to [ ] of its Common Shares, from time to time through [ ] as its agent for the offer and sales of the Common Shares. As of [ ], the Fund has sold in this offering an aggregate of [ ] Common Shares, representing net proceeds to the Fund of $[ ] after payment of commissions. Under the Investment Company Act of 1940, as amended (the "1940 Act"), the Fund may not sell any Common Shares at a price below the current net asset value of such common shares, exclusive of any distributing commission or discount. The Fund seeks current income as a primary objective and capital appreciation as a secondary objective.
FORM OF PORTFOLIO MANAGEMENT AGREEMENT PIMCO Dynamic Income FundManagement Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund
This Portfolio Management Agreement is executed as of , 2012 by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), and PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (the “Portfolio Manager”).
ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENTOrganizational and Offering Expenses Reimbursement Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund
AGREEMENT made this [ ] day of [ ], 2012, by and between PIMCO DYNAMIC INCOME FUND, a Massachusetts business trust (the “Fund”), and PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (the “Sub-Adviser”).
