DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2019 • Ultimus Managers Trust • Ohio
THIS DISTRIBUTION AGREEMENT (THE “Agreement”) dated as of February 1, 2019, is made and entered into by and between Ultimus Managers Trust (the “Trust”), an Ohio business trust, on behalf of each series of the Trust set forth on Schedule A attached hereto, and Ultimus Fund Distributors, LLC, an Ohio limited liability company (the “Distributor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2023 • Ultimus Managers Trust • Ohio
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 30, 2022, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Ultimus Managers Trust (the “Trust”), on behalf of the Westwood Broadmark Tactical Plus Fund, a series of the Trust (the “Fund”), and Salient Advisors, L.P. (the “Advisor”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 15th, 2023 • Ultimus Managers Trust • Ohio
This Investment Advisory Agreement (the "Agreement") is made and entered into effective as of September 8, 2023, by and between Ultimus Managers Trust, an Ohio business trust (the "Trust'') on behalf of each series of the Trust set forth on Schedule A attached hereto (individually the "Fund'' and collectively the "Funds"), a series of shares of the Trust, and Edge Capital Group, LLC, a Delaware limited liability company (the "Adviser").
ADMINISTRATION AGREEMENTAdministration Agreement • May 22nd, 2017 • Ultimus Managers Trust • Ohio
THIS AGREEMENT is made as of January 24, 2017, by and between ULTIMUS MANAGERS TRUST (the “Trust”), an Ohio business trust having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • May 22nd, 2017 • Ultimus Managers Trust • Ohio
THIS AGREEMENT is made as of January 24, 2017, by and between ULTIMUS MANAGERS TRUST (the “Trust”), an Ohio business trust having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • May 22nd, 2017 • Ultimus Managers Trust • Ohio
THIS AGREEMENT is made as of January 24, 2017, by and between ULTIMUS MANAGERS TRUST (the “Trust”), an Ohio business trust having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 20th, 2022 • Ultimus Managers Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 22nd day of April 2021, between Ultimus Managers Trust, an unincorporated Ohio business trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • September 2nd, 2021 • Ultimus Managers Trust • New York
THIS AGREEMENT (this Agreement), dated as of August 10, 2021, between ULTIMUS MANAGERS TRUST (the Fund, executing this Agreement on behalf of and for the benefit of those separate series set forth on Schedule I, each a Portfolio and collectively the Portfolios), an open-end management investment company organized as an unincorporated business trust under the laws of the State of Ohio and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund on behalf of/and/or the respective Portfolio(s), as the context requires and the terms of this Agreement shall apply separately and respectively to the Fund in respect of each P
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • September 11th, 2020 • Ultimus Managers Trust
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”), dated as of September 8, 2020, is made and entered into by and between the ULTIMUS MANAGERS TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund”), and EVOLUTIONARY TREE CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • February 28th, 2018 • Ultimus Managers Trust
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”), dated February, 28 2018, is made and entered into by and between the ULTIMUS MANAGERS TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund”), and Edgemoor Investment Advisors, Inc., a Maryland corporation (the “Adviser”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2017 • Ultimus Managers Trust
This Expense Limitation Agreement (the “Agreement”), is made and entered into effective as of February 2, 2017, by and between the Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (individually the “Fund” and collectively, the “Funds”), a series of shares of the Trust, and WAYCROSS PARTNERS, LLC, a Kentucky limit liability corporation (the “Adviser”).
Amendment to Administration AgreementAdministration Agreement • November 28th, 2018 • Ultimus Managers Trust
This Amendment (the “Amendment”), dated as of August 29, 2018, amends and revises the Administration Agreement, dated July 21, 2014, (the “Agreement”) between Ultimus Managers Trust, a Delaware statutory trust (“Trust”) and Ultimus Fund Solutions, LLC, a limited liability company organized under the laws of the State of Ohio (“Ultimus” and collectively with the Trust, the “Parties”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 8th, 2020 • Ultimus Managers Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (“Agreement”) is made as of March 31, 2020 (the “Effective Date”), by and between Blueprint Fund Management, LLC, a registered investment advisor and Limited Liability Company organized under the laws of North Carolina (“Manager”), and Blueprint Investment Partners, LLC, a registered investment advisor and Limited Liability Company organized under the laws of North Carolina (“Sub-Adviser”).
ETF MASTER SERVICES AGREEMENTEtf Master Services Agreement • December 20th, 2022 • Ultimus Managers Trust • Ohio
This ETF Master Services Agreement (this “Agreement”), dated April 21, 2021, is between Ultimus Managers Trust (the “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • June 6th, 2013 • Ultimus Managers Trust
THIS AGREEMENT, dated as of April 23, 2013, is made and entered into by and between the Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (the “Fund”), and Barrow Street Advisors LLC (the “Adviser”).
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • February 28th, 2017 • Ultimus Managers Trust
THIS AGREEMENT, dated as of October 24, 2016, is made and entered into by and between the Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (individually a “Fund” and collectively the “Funds”), and Fiera Capital Inc. (the “Adviser”).
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • December 24th, 2015 • Ultimus Managers Trust
THIS AGREEMENT, dated as of December 27, 2015, is made and entered into by and between the ULTIMUS MANAGERS TRUST, an Ohio business trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (individually the “Fund”), and Marshfield Associates, Inc. (the “Adviser”).
INTERIM INVESTMENT ADVISORY AGREEMENTInterim Investment Advisory Agreement • November 28th, 2018 • Ultimus Managers Trust • Ohio
This Interim Investment Advisory Agreement (the “Agreement”) is made and entered into effective as of August 1, 2018, by and between Ultimus Managers Trust, an Ohio business trust (the “Trust”) on behalf of each series of the Trust set forth on Schedule A attached hereto (individually the “Fund” and collectively the “Funds”), a series of shares of the Trust, and Wavelength Capital Management, LLC, a Delaware limited liability corporation (the “Adviser”).
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • March 30th, 2022 • Ultimus Managers Trust
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”), dated December 8, 2021, is made and entered into by and between the ULTIMUS MANAGERS TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund”), and Wavelength Capital Management, LLC, a Delaware limited liability company (the “Adviser”).
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • June 28th, 2023 • Ultimus Managers Trust
FIRST AMENDED EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • December 16th, 2015 • Ultimus Managers Trust
THIS FIRST AMENDED AGREEMENT, dated as of January 21, 2014, is made and entered into by and between the Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (the “Fund”), and Lyrical Asset Management LP (the “Adviser”).
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • September 11th, 2012 • Ultimus Managers Trust
THIS AGREEMENT, dated as of June 5, 2012, is made and entered into by and between the Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (individually a “Fund” and collectively the “Funds”), and Cincinnati Asset Management, Inc. (the “Adviser”).
CUSTODY AGREEMENTCustody Agreement • June 26th, 2012 • Ultimus Managers Trust • Minnesota
THIS AGREEMENT is made and entered into as of this ___ day of ____, 2012, by and between ULTIMUS MANAGERS TRUST, an Ohio business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
Amendment to Fund Accounting AgreementFund Accounting Agreement • November 28th, 2018 • Ultimus Managers Trust
This Amendment (the “Amendment”), dated as of August 29, 2018, amends and revises the Fund Accounting Agreement, dated July 28 2016, (the “Agreement”) between Ultimus Managers Trust, a Delaware statutory trust (“Trust”), and Ultimus Fund Solutions, LLC, a limited liability company organized under the laws of the State of Ohio (“Ultimus” and collectively with the Trust, the “Parties”)
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • December 20th, 2022 • Ultimus Managers Trust
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”), dated as of October 18, 2022, is made and entered into by and between the ULTIMUS MANAGERS TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund”), and Bullseye Investment Management, LLC, a limited liability company (the “Adviser”).
Amendment to Fund Accounting AgreementFund Accounting Agreement • November 28th, 2018 • Ultimus Managers Trust
This Amendment (the “Amendment”), dated as of August 29, 2018, amends and revises the Fund Accounting Agreement, dated April 20, 2015, (the “Agreement”) between Ultimus Managers Trust, a Delaware statutory trust (“Trust”), and Ultimus Fund Solutions, LLC, a limited liability company organized under the laws of the State of Ohio (“Ultimus” and collectively with the Trust, the “Parties”)
AMENDED EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • December 29th, 2016 • Ultimus Managers Trust
THIS AGREEMENT, dated March 31, 2015, is made and entered into by and between the Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (the “Fund”), and Ryan Labs Asset Management Inc. (the “Adviser”).
SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • September 11th, 2020 • Ultimus Managers Trust
THIS SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”), dated as of January 1, 2020, is made and entered into by and between the Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund” and collectively, the “Funds”), and Sun Life Capital Management (U.S.) LLC, formerly Ryan Labs Asset Management Inc. (the “Adviser”).
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • December 15th, 2023 • Ultimus Managers Trust
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”), dated as of September 8, 2023, is made and entered into by and between the ULTIMUS MANAGERS TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund”), and Edge Capital Group, LLC, a Delaware limited liability company (the “Adviser”).
ULTIMUS MANAGERS TRUST AGREEMENT AND DECLARATION OF TRUST February 28, 2012Ultimus Managers Trust • March 23rd, 2012 • Ultimus Managers Trust • Ohio
AGREEMENT AND DECLARATION OF TRUST made this 28th day of February, 2012, by the Trustees hereunder, and by the holders of Shares of beneficial interest to be issued hereunder as hereinafter provided.
Amendment to Administration AgreementAdministration Agreement • February 28th, 2019 • Ultimus Managers Trust
This Amendment (the “Amendment”), dated as of January 23, 2019, amends and revises the Administration Agreement, dated January 24, 2017, (the “Agreement”) between Ultimus Managers Trust, a Delaware statutory trust (“Trust”) and Ultimus Fund Solutions, LLC, a limited liability company organized under the laws of the State of Ohio (“Ultimus” and collectively with the Trust, the “Parties”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 30th, 2017 • Ultimus Managers Trust
THIS AGREEMENT, dated as of January 24, 2017, is entered into by and between Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of its series listed on Schedule A hereto (individually, a “Fund” and collectively, the “Funds”), and Barrow Street Advisors, LLC (the “Adviser”).
ULTIMUS MANAGERS TRUST EIGHTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • June 28th, 2017 • Ultimus Managers Trust
THIS EIGHTH AMENDMENT dated as of the 11th day of November, 2014, to the Custody Agreement, dated as of June 5, 2012, as amended August 20, 2012, August 21, 2012, December 31, 2012, May 28, 2013, September 11, 2013, May 15, 2014 and August 26, 2014 (the “Custody Agreement”), is entered into by and between ULTIMUS MANAGERS TRUST, an Ohio business trust, (the “Trust”) and U.S. BANK, N.A., a national banking association (the “Custodian”).
EXPENSE LIMITATION AGREEMENT FOR ULTIMUS MANAGERS TRUSTExpense Limitation Agreement • February 6th, 2017 • Ultimus Managers Trust
This Expense Limitation Agreement (the “Agreement”), is made and entered into effective as of April 14, 2017, by and between the Ultimus Managers Trust, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (individually the “Fund” and collectively, the “Funds”), a series of shares of the Trust, and Kempner Capital Management, Inc., a Texas corporation (the “Adviser”).
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • June 29th, 2012 • Ultimus Managers Trust • Ohio
THIS AGREEMENT is made as of this 5th day of June, 2012, by and between ULTIMUS MANAGERS TRUST (the “Trust”), an Ohio business trust having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
