Common Contracts
109 similar Underwriting Agreement contracts by Kindly MD, Inc., C3is Inc., Applied UV, Inc., others
UNDERWRITING AGREEMENTUnderwriting Agreement • March 26th, 2024 • Lobo Ev Technologies LTD • Motorcycles, bicycles & parts • Florida
The undersigned, Lobo EV Technologies Ltd. 萝贝电动车科技有限公司, a British Virgin Islands business company (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters named herein (the “Underwriters” and each an “Underwriter”), for whom Kingswood, a division of Kingswood Capital Partners, LLC is acting as representative (in such capacity, the “Representative,” and if there are no underwriters other than the Representative, references to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) to issue and sell to the Underwriters an aggregate of 1,380,000 ordinary shares, $0.001 par value per share, of the Company (“Ordinary Shares”) to be sold by the Company (the “Firm Shares”). The Company has also granted to the Representative an option (the “Over-Allotment Option”) to purchase up to 207,000 additional Ordinary Shares from the Company, on the terms and for the purposes set forth in Se
UNDERWRITING AGREEMENTUnderwriting Agreement • March 19th, 2024 • C3is Inc. • Deep sea foreign transportation of freight • New York
The undersigned, C3is, Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
UNDERWRITING AGREEMENT between ORAGENICS, INC. and THINKEQUITY LLC as Representative of the Several Underwriters ORAGENICS, INC.Underwriting Agreement • March 1st, 2024 • Oragenics Inc • Pharmaceutical preparations • New York
The undersigned, Oragenics, Inc., a corporation formed under the laws of the State of Florida (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of the “Company”), hereby confirms its agreement (this “Agreement”) with ThinkEquity LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • February 29th, 2024 • SolarMax Technology, Inc. • Construction - special trade contractors • New York
The undersigned, SolarMax Technology, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom Kingswood, a division of Kingswood Capital Partners, LLC, is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of 4,500,000 shares of common stock, $0.001 par value per share (“Common Stock”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to 675,000 additional shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased
WETOUCH TECHNOLOGY INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 23rd, 2024 • Wetouch Technology Inc. • Computer peripheral equipment, nec • New York
The undersigned, WETOUCH TECHNOLOGY INC., a corporation formed under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which WestPark Capital, Inc. (“WestPark”) and Craft Capital Management, LLC (“Craft”) acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) and WestPark also acting as the lead Underwriter, on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • February 5th, 2024 • C3is Inc. • Deep sea foreign transportation of freight • New York
The undersigned, C3is, Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • January 23rd, 2024 • C3is Inc. • Deep sea foreign transportation of freight • New York
The undersigned, C3is, Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
UNDERWRITING AGREEMENT betweenUnderwriting Agreement • January 19th, 2024 • Trident Digital Tech Holdings Ltd. • Services-business services, nec • New York
The undersigned, Trident Digital Tech Holdings Ltd, an exempted company incorporated in the Cayman Islands with limited liability (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Trident Digital Tech Holdings Ltd, the “Company”) hereby confirms its agreement (this “Agreement”) with Eddid Securities USA, Inc. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter,” and, together with the Company, the “Parties”), as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • January 8th, 2024 • C3is Inc. • Deep sea foreign transportation of freight • New York
The undersigned, C3is, Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
UNDERWRITING AGREEMENT KULR TECHNOLOGY GROUP INC.Underwriting Agreement • December 21st, 2023 • KULR Technology Group, Inc. • Electronic components & accessories • New York
The undersigned, KULR Technology Group, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with R.F. Lafferty & Co., Inc. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • December 18th, 2023 • Li Bang International Corp Inc. • Refrigeration & service industry machinery • New York
The undersigned, Li Bang International Corporation Inc., a company limited by shares incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom WestPark Capital, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, references to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] ordinary shares, $0.0001 par value per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the Underwriters an option (the “Over-allotment Option”) to purchase up to [●]1 additional Ordinary Shares, on the terms and for the purposes set forth in Section (1) b. hereof (the “Option Shares”). The Co
UNDERWRITING AGREEMENTUnderwriting Agreement • December 12th, 2023 • Linkage Global Inc • Retail-catalog & mail-order houses • New York
The undersigned, Linkage Global Inc, a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with EF Hutton, division of Benchmark Investments, LLC (hereinafter referred to as the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
KINDLY MD, INC. UNDERWRITING AGREEMENT 1,272,727 Units, Each Consisting of One Share of Common Stock, One Warrant to Purchase One Share of Common Stock, and One Non-tradeable Warrant to Purchase One-Half of One Share of Common StockUnderwriting Agreement • December 7th, 2023 • Kindly MD, Inc. • Services-health services • New York
KINDLY MD, INC., a Utah corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital LLC is acting as Representative (the “Representative”), an aggregate of 1,272,727 Units (the “Firm Units”), each Firm Unit consisting of: (i) one share of the Company’s common stock, with no par value per share (the “Common Stock”); (ii) one tradeable warrant to purchase one share of Common Stock (the “Firm Tradeable Warrants”); and, one non-tradeable warrant to purchase one-half of one share of common stock (the “Firm Non-tradeable Warrants” and together with the Firm Tradeable Warrants, the “Firm Warrants”). The 1,272,727 shares of Common Stock referred to in this Section are hereinafter referred to as the “Firm Shares” together with the Firm Units and the Firm Warrants, the “Firm Securities.” The Firm Warrants shall be issued purs
UNDERWRITING AGREEMENT between IMMUNOPRECISE ANTIBODIES LTD. and THE BENCHMARK COMPANY LLC as Representative of the Several UnderwritersUnderwriting Agreement • December 6th, 2023 • ImmunoPrecise Antibodies Ltd. • Pharmaceutical preparations • New York
The Benchmark Company LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 150 E. 58th Street, 17th Floor
KINDLY MD, INC. UNDERWRITING AGREEMENT 1,272,727 Units, Each Consisting of One Share of Common Stock, One Warrant to Purchase One Share of Common Stock, and One Non-tradeable Warrant to Purchase One-Half of One Share of Common StockUnderwriting Agreement • November 27th, 2023 • Kindly MD, Inc. • Services-health services • New York
KINDLY MD, INC., a Utah corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital LLC is acting as Representative (the “Representative”), an aggregate of 1,272,727 Units (the “Firm Units”), each Firm Unit consisting of: (i) one share of the Company’s common stock, with no par value per share (the “Common Stock”); (ii) one tradeable warrant to purchase one share of Common Stock (the “Firm Tradeable Warrants”); and, one non-tradeable warrant to purchase one-half of one share of common stock (the “Firm Non-tradeable Warrants” and together with the Firm Tradeable Warrants, the “Firm Warrants”). The 1,272,727 shares of Common Stock referred to in this Section are hereinafter referred to as the “Firm Shares” together with the Firm Units and the Firm Warrants, the “Firm Securities.” The Firm Warrants shall be issued purs
Underwriting AgreementUnderwriting Agreement • November 17th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
The undersigned, Applied UV, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
VISION MARINE TECHNOLOGIES INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 13th, 2023 • Vision Marine Technologies Inc. • Ship & boat building & repairing • New York
The undersigned, Vision Marine Technologies Inc., a corporation organized under the laws of Quebec, Canada (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Joseph Gunnar & Co., LLC is acting as representative (in such capacity, the “Representative”), an aggregate of [ ] common shares (the “Firm Shares” or “Firm Securities”), no par value, of the Company (the “Common Shares”). The Underwriters, severally and not jointly, agree to purchase from the Company the number of Firm Securities set forth opposite their respective names on Schedule A attached hereto and made a part hereof at a purchase price of $[ ] per Firm Share. The Firm Securities are to be offered initially to the public at the offering price set forth on the cover page of the Prospectus (as defined below).
Underwriting AgreementUnderwriting Agreement • November 9th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
The undersigned, Applied UV, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2023 • SolarMax Technology, Inc. • Construction - special trade contractors • New York
The undersigned, SolarMax Technology, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom Kingswood, a division of Kingswood Capital Partners, LLC, is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] shares of common stock, $0.001 par value per share (“Common Stock”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to [●] additional shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant
Underwriting AgreementUnderwriting Agreement • November 8th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
The undersigned, Applied UV, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) as follows:
KINDLY MD, INC. UNDERWRITING AGREEMENT 1,272,727 Units, Each Consisting of One Share of Common Stock, One Warrant to Purchase One Share of Common Stock, and One Non-tradeable Warrant to Purchase One-Half of One Share of Common StockUnderwriting Agreement • November 6th, 2023 • Kindly MD, Inc. • Services-health services • New York
KINDLY MD, INC., a Utah corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital LLC is acting as Representative (the “Representative”), an aggregate of 1,272,727 Units (the “Firm Units”), each Firm Unit consisting of: (i) one share of the Company’s common stock, with no par value per share (the “Common Stock”); (ii) one tradeable warrant to purchase one share of Common Stock (the “Firm Tradeable Warrants”); and, one non-tradeable warrant to purchase one-half of one share of common stock (the “Firm Non-tradeable Warrants” and together with the Firm Tradeable Warrants, the “Firm Warrants”). The 1,272,727 shares of Common Stock referred to in this Section are hereinafter referred to as the “Firm Shares” together with the Firm Units and the Firm Warrants, the “Firm Securities.” The Firm Warrants shall be issued purs
KINDLY MD, INC. UNDERWRITING AGREEMENT 1,272,727 Units, Each Consisting of One Share of Common Stock, One Warrant to Purchase One Share of Common Stock, and One Non-tradeable Warrant to Purchase One-Half of One Share of Common StockUnderwriting Agreement • October 26th, 2023 • Kindly MD, Inc. • Services-health services • New York
KINDLY MD, INC., a Utah corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital LLC is acting as Representative (the “Representative”), an aggregate of 1,272,727 Units (the “Firm Units”), each Firm Unit consisting of: (i) one share of the Company’s common stock, with no par value per share (the “Common Stock”); (ii) one tradeable warrant to purchase one share of Common Stock (the “Firm Tradeable Warrants”); and, one non-tradeable warrant to purchase one-half of one share of common stock (the “Firm Non-tradeable Warrants” and together with the Firm Tradeable Warrants, the “Firm Warrants”). The 1,272,727 shares of Common Stock referred to in this Section are hereinafter referred to as the “Firm Shares” together with the Firm Units and the Firm Warrants, the “Firm Securities.” The Firm Warrants shall be issued purs
KINDLY MD, INC. UNDERWRITING AGREEMENT 1,272,727 Units, Each Consisting of One Share of Common Stock, One Warrant to Purchase One Share of Common Stock, and One Non-tradeable Warrant to Purchase One-Half of One Share of Common StockUnderwriting Agreement • October 11th, 2023 • Kindly MD, Inc. • Services-health services • New York
KINDLY MD, INC., a Utah corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital LLC is acting as Representative (the “Representative”), an aggregate of 1,272,727 Units (the “Firm Units”), each Firm Unit consisting of: (i) one share of the Company’s common stock, with no par value per share (the “Common Stock”); (ii) one tradeable warrant to purchase one share of Common Stock (the “Firm Tradeable Warrants”); and, one non-tradeable warrant to purchase one-half of one share of common stock (the “Firm Non-tradeable Warrants” and together with the Firm Tradeable Warrants, the “Firm Warrants”). The 1,272,727 shares of Common Stock referred to in this Section are hereinafter referred to as the “Firm Shares” together with the Firm Units and the Firm Warrants, the “Firm Securities.” The Firm Warrants shall be issued purs
UNDERWRITING AGREEMENT between MAISON SOLUTIONS INC. (the “Company”) and JOSEPH STONE CAPITAL, LLC (the “Underwriter”) MAISON SOLUTIONS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 10th, 2023 • Maison Solutions Inc. • Retail-grocery stores • New York
The undersigned, MAISON SOLUTIONS INC., a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of the Company, the “Company”), hereby confirms its agreement with JOSEPH STONE CAPITAL, LLC (for itself and on behalf of the underwriters as set forth on Schedule A, if any, each an “Underwriter”) hereinafter referred to as “you” (including its correlatives) to issue and sell to the Underwriter certain amount of shares of common stock of the Company, par value $0.0001 per share of Class A Common Stock (the “Common Stock”) in a public offering (the “Offering”).
UNDERWRITING AGREEMENTUnderwriting Agreement • September 29th, 2023 • Lobo Ev Technologies LTD • Motorcycles, bicycles & parts • Florida
The undersigned, Lobo EV Technologies Ltd. 萝贝电动车科技有限公司, a British Virgin Islands business company (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters named herein (the “Underwriters” and each an “Underwriter”), for whom Kingswood, a division of Kingswood Capital Partners, LLC is acting as representative (in such capacity, the “Representative,” and if there are no underwriters other than the Representative, references to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) to issue and sell to the Underwriters an aggregate of [●] ordinary shares, $0.001 par value per share, of the Company (“Ordinary Shares”) to be sold by the Company (the “Firm Shares”). The Company has also granted to the Representative an option (the “Over-Allotment Option”) to purchase up to [●] additional Ordinary Shares from the Company, on the terms and for the purposes set forth in Section 1(b)
WETOUCH TECHNOLOGY INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 22nd, 2023 • Wetouch Technology Inc. • Computer peripheral equipment, nec • New York
The undersigned, WETOUCH TECHNOLOGY INC., a corporation formed under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which WestPark Capital, Inc. (“WestPark”) and Craft Capital Management, LLC (“Craft”) acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) and WestPark also acting as the lead Underwriter, on the terms and conditions set forth herein.
KINDLY MD, INC. UNDERWRITING AGREEMENT [●] Units, Each Consisting of One Share of Common Stock, One Warrant to Purchase One Share of Common Stock, and One Non-tradeable Warrant to Purchase One-Half of One Share of Common StockUnderwriting Agreement • September 20th, 2023 • Kindly MD, Inc. • Services-health services • New York
KINDLY MD, INC., a Utah corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital LLC is acting as Representative (the “Representative”), an aggregate of [●] Units (the “Firm Units”), each Firm Unit consisting of: (i) one share of the Company’s common stock, with no par value per share (the “Common Stock”); (ii) one tradeable warrant to purchase one share of Common Stock (the “Firm Tradeable Warrants”); and, one non-tradeable warrant to purchase one-half of one share of common stock (the “Firm Non-tradeable Warrants” and together with the Firm Tradeable Warrants, the “Firm Warrants”). The [●] shares of Common Stock referred to in this Section are hereinafter referred to as the “Firm Shares” together with the Firm Units and the Firm Warrants, the “Firm Securities.” The Firm Warrants shall be issued pursuant to and
UNDERWRITING AGREEMENT between SUPER LEAGUE GAMING, INC. and AEGIS CAPITAL CORP.Underwriting Agreement • August 24th, 2023 • Super League Gaming, Inc. • Services-amusement & recreation services • New York
The undersigned, Super League Gaming, Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Super League Gaming, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Underwriter,” and, together with the Company, the “Parties” or “us”), as follows:
UNDERWRITING AGREEMENT between Cingulate Inc. and Bancroft Capital, LLC, as Representative of the Several Underwriters CINGULATE INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 22nd, 2023 • Cingulate Inc. • Pharmaceutical preparations • New York
The undersigned, Cingulate Inc., a corporation formed under the laws of the State of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with Bancroft Capital, LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENTUnderwriting Agreement • July 6th, 2023 • Syra Health Corp • Services-employment agencies • New York
The undersigned, Syra Health Corp., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters named herein (the “Underwriters” and each an “Underwriter”), for whom Kingswood, a division of Kingswood Capital Partners, LLC is acting as lead managing underwriter, bookrunner and representative (in such capacity, the “Representative,” and if there are no underwriters other than the Representative, the term Representative as used herein shall have the same meaning as Underwriter) to issue and sell to the Underwriters an aggregate of [●] immediately detachable units of the Company (“Units”) to be sold by the Company (the “Firm Securities”). Each Unit consists of one share of Class A common stock, par value $0.001 per share (“Share”), and one non-tradeable warrant of the Company (“Warrant”), where each Warrant entitles the holder to purchase one Share for an exercise price of $[●] per share, subject to adjustment as provided in that
UNDERWRITING AGREEMENTUnderwriting Agreement • June 2nd, 2023 • Guerrilla RF, Inc. • Semiconductors & related devices • New York
Guerrilla RF, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter), for whom Laidlaw & Company (UK) Ltd. is acting as the representative (the “Representative”), an aggregate of [ ] authorized but unissued shares (the “Firm Shares”) of common stock of the Company, par value $0.0001 per share (the “Common Stock”). In addition, the Company proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional [ ] authorized but unissued shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares”. The Shares, the Underwriter Warrants (as defined below) and the Underwriter Warrant Shares (as defined below) are collectively referred to as the “Securities.”
UNDERWRITING AGREEMENT between MAISON SOLUTIONS INC. (the “Company”) and JOSEPH STONE CAPITAL, LLC (the “Underwriter”) MAISON SOLUTIONS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 2nd, 2023 • Maison Solutions Inc. • Retail-grocery stores • New York
The undersigned, MAISON SOLUTIONS INC., a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of the Company, the “Company”), hereby confirms its agreement with JOSEPH STONE CAPITAL, LLC (for itself and on behalf of the underwriters as set forth on Schedule A, if any, each an “Underwriter”) hereinafter referred to as “you” (including its correlatives) to issue and sell to the Underwriter certain amount of shares of common stock of the Company, par value $0.0001 per share of Class A Common Stock (the “Common Stock”) in a public offering (the “Offering”).
ASSURE HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • May 2nd, 2023 • Assure Holdings Corp. • Surgical & medical instruments & apparatus • New York
The undersigned, Assure Holdings Corp., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Joseph Gunnar & Co., LLC is acting as representative (in such capacity, the “Representative”), (a) an aggregate of [__] shares of common stock (the “Firm Shares”), par value $0.001 per share, of the Company (the “Common Stock”) and (b) Common Stock purchase warrants (the “Firm Pre-Funded Warrants” and together with the Firm Shares, the “Firm Securities”) in the form filed as an exhibit to the Registration Statement to purchase up to an aggregate of [__] shares of Common Stock (the “Pre-Funded Warrant Shares”), which shall have an exercise price of $0.001 (subject to adjustment as provided in the Firm Pre-Funded Warrants). The Underwriters, severally and not jointly, agree to purchase from t
UNDERWRITING AGREEMENTUnderwriting Agreement • April 17th, 2023 • Golden Heaven Group Holdings Ltd. • Services-miscellaneous amusement & recreation • New York
The undersigned, Golden Heaven Group Holdings Ltd., a Cayman Islands exempted company (the “Company”), hereby confirms its agreement (this “Agreement”) with Revere Securities LLC and R.F. Lafferty & Co., Inc. (the “Representatives”) and with the other underwriters named on Schedule 1 hereto for which the Representatives are acting as representatives (the Representatives and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”), as follows:
WETOUCH TECHNOLOGY INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2023 • Wetouch Technology Inc. • Computer peripheral equipment, nec • New York
The undersigned, WETOUCH TECHNOLOGY INC., a corporation formed under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which Craft Capital Management, LLC (“Craft”) and R.F. Lafferty & Co. Inc (“Lafferty”) acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) and Craft also acting as the lead Underwriter, on the terms and conditions set forth herein.
