Execution copy 7/24/13 AMENDED AND RESTATED COMMITTED FACILITY AGREEMENT ------ -------------------------------------------------------------------------- BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. ("PBL") and the counterparty specified on the...Committed Facility Agreement • June 19th, 2017 • First Trust Energy Income & Growth Fund • New York
Amended and Restated Committed Facility AgreementCommitted Facility Agreement • July 19th, 2019 • Guggenheim Credit Allocation Fund
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. ("BNPP PB") and GUGGENHEIM CREDIT ALLOCATION FUND ("Customer"), hereby enter into this Committed Facility Agreement (this "Agreement"), dated as of the date specified on the signature page.
Exhibit (k)(iv). Committed Facility AgreementCommitted Facility Agreement • July 3rd, 2013 • Dividend & Income Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
Committed Facility AgreementCommitted Facility Agreement • May 3rd, 2012 • Duff & Phelps Utility & Corporate Bond Trust Inc • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
Committed Facility AgreementCommitted Facility Agreement • March 14th, 2018 • Royce Value Trust, Inc. • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of November 14, 2012.
Amended and Restated Committed Facility AgreementCommitted Facility Agreement • March 31st, 2023 • Muzinich BDC, Inc.
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LIMITED (“BNPP PB”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Amended and Restated Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
AMENDMENT No. 4 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of August 1, 2014 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/ Claymore Long-Short Fund, hereinafter, the “Customer”).
Committed Facility AgreementCommitted Facility Agreement • February 15th, 2017 • FS Investment Corp IV • New York
BNP Paribas prime brokerage INTERNATIONAL, LTD. (“BNPP PB”) and the counterparty specified on the signature page hereto (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page hereto.
Committed Facility AgreementCommitted Facility Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC., ON BEHALF OF ITSELF AND AS AGENT FOR THE BNPP ENTITIES (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
Committed Facility AgreementCommitted Facility Agreement • July 9th, 2010 • Claymore/Guggenheim Strategic Opportunities Fund
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page. Whereas BNPP PB, Inc. and Customer have entered into the U.S. PB Agreement, dated as of the date hereof (the “U.S. PB Agreement”) (the U.S. PB Agreement and this Agreement, collectively, the “40 Act Financing Agreements”). Whereas this Agreement supplements and forms part of the other 40 Act Financing Agreements and sets out the terms of the commitment of BNPP PB, Inc. to provide financing to Customer under the 40 Act Financing Agreements. Now, therefore, in consideration of the foregoing promises and for other good and valuable consideration, the receipt and adequacy of which is hereby acknowledged, the parties agree as follows: 1. Definitions - (a) Capitalized terms not defined in this Agreement have the respective meaning assigned to them in
Committed Facility AgreementCommitted Facility Agreement • February 28th, 2018 • FS Energy Total Return Fund • New York
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. (“BNPP PB”) and the counterparty specified on the signature page hereto (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page hereto.
RATING RESET AMENDMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • December 9th, 2019 • Center Coast Brookfield MLP & Energy Infrastructure Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of March 16, 2016 to the Committed Facility Agreement, dated as of October 4, 2013 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Center Coast MLP & Infrastructure Fund (“Customer”).
Committed Facility AgreementCommitted Facility Agreement • April 30th, 2012 • Midas Fund, Inc. • New York
BNP PARIBAS, ACTING THROUGH ITS NEW YORK BRANCH (“BNPP NY”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
AMENDMENT No. 4 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of January 25, 2013 to the Committed Facility Agreement, dated as of November 20, 2008, as amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (the “Customer”).
AMENDMENT No. 5 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of August 26, 2013 to the Committed Facility Agreement, dated as of November 20, 2008, as amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (the “Customer”).
Amended and Restated Committed Facility AgreementCommitted Facility Agreement • April 16th, 2021 • Flaherty & Crumrine Dynamic Preferred & Income Fund Inc • New York
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. (“PBL”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Amended and Restated Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page. This Agreement amends and restates the Committed Facility Agreement dated June 24, 2013 (including amendments thereto), between the parties.
AMENDMENT No. 3 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • August 31st, 2012 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of August 27, 2012 to the Committed Facility Agreement, dated as of November 20, 2008, as amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (the “Customer”).
AMENDMENT No. 9 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • February 16th, 2017 • Fiduciary/Claymore MLP Opportunity Fund • New York
AMENDMENT AGREEMENT (“Amendment” dated as of April 1, 2016 to the Committed Facility Agreement, dated as of September 26, 2008, (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) (fka Banc of America Finance Services Inc. (“BAFSI”)) and Fiduciary/Claymore MLP Opportunity Fund (“Customer”).
AMENDMENT No. 3 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the "Amendment"), dated as of February 15, 2012 to the Committed Facility Agreement, dated as of June 18, 2010, as amended on June 28, 2010 and on May 18, 2011 (and as may be further amended, supplemented or otherwise modified from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity income Fund (formerly known as Old Mutual/ Claymore Long-Short Fund, hereinafter, the "Customer").
Committed Facility AgreementCommitted Facility Agreement • February 24th, 2012 • ClearBridge Energy MLP Fund Inc. • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
RATING RESET AMENDMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • March 23rd, 2018 • NexPoint Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of March 16, 2016 to the Committed Facility Agreement, dated as of May 16, 2013 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB”) and Nexpoint Credit Strategies Fund (the “Customer”).
AMENDMENT No. 5 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the "Amendment"), dated as of December 31, 2014 to the Committed Facility Agreement, dated as of August 5, 2009 (as amended from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity Strategy Fund (formerly known as Claymore Dividend & Income Fund, hereinafter, the "Customer").
Committed Facility AgreementCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
BNP PARIBAS PRIME BROKERAGE, INC. ("BNPP PB, Inc.") and the counterparty specified on the signature page ("Customer"), hereby enter into this Committed Facility Agreement (this "Agreement"), dated as of the date specified on the signature page.
AMENDMENT No. 6 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the "Amendment"), dated as of December 22, 2015 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/Claymore Long-Short Fund, hereinafter, the "Customer").
AMENDMENT No. 8 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 2nd, 2016 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of April 1, 2016 to the Committed Facility Agreement, dated as of November 20, 2008 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (formerly known as Claymore/Guggenheim Strategic Opportunities Fund) (the “Customer”).
Committed Facility AgreementCommitted Facility Agreement • April 10th, 2018 • FS Credit Income Fund • New York
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. (“BNPP PB”) and the counterparty specified on the signature page hereto (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page hereto.
AMENDMENT No. 7 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the ''Amendment''), dated as of April 1, 2016 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/Claymore Long-Short Fund, hereinafter, the "Customer").
Committed Facility AgreementCommitted Facility Agreement • October 23rd, 2017 • NexPoint Capital, Inc. • New York
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. (“BNPP PB”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • November 13th, 2013 • NexPoint Credit Strategies Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC., ON BEHALF OF ITSELF AND AS AGENT FOR THE BNPP ENTITIES (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
AMENDMENT No. 9 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • March 20th, 2017 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of March 20, 2017 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB”) and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/Claymore Long-Short Fund, hereinafter, the “Customer”).
Committed Facility AgreementCommitted Facility Agreement • December 17th, 2013 • FS Energy & Power Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC., ON BEHALF OF ITSELF AND AS AGENT FOR THE BNPP ENTITIES (“BNPP PB, Inc.”) and the counterparty specified on the signature page hereto (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page hereto.
AMENDMENT No. 2 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT ("Amendment") dated as of May 18th, 2011 to the Committed Facility Agreement (as amended from time to time, the "Agreement"), dated as of June 18, 2010, by and among BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc") and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual / Claymore Long-Short Fund, hereinafter the "Customer"). Any capitalized terms not defined herein shall have the meanings given them in the Agreement.
Committed Facility AgreementCommitted Facility Agreement • May 17th, 2012 • Reaves Utility Income Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
AMENDMENT No. 7 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 2nd, 2016 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of December 22, 2015 to the Committed Facility Agreement, dated as of November 20, 2008 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (formerly known as Claymore/Guggenheim Strategic Opportunities Fund) (the “Customer”).
RATING RESET AMENDMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT ("Amendment") dated as of May 18, 2016 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/ Claymore Long-Short Fund, hereinafter, the "Customer").
