AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • April 18th, 2024 • Adial Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 18th, 2024 Company Industry JurisdictionAdial Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • May 17th, 2024 • TFF Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 17th, 2024 Company Industry JurisdictionTFF Pharmaceuticals, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • May 20th, 2024 • Nauticus Robotics, Inc. • General industrial machinery & equipment, nec • New York
Contract Type FiledMay 20th, 2024 Company Industry JurisdictionNauticus Robotics, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • May 9th, 2024 • eFFECTOR Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 9th, 2024 Company Industry JurisdictioneFFECTOR Therapeutics, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • May 31st, 2024 • Ainos, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 31st, 2024 Company Industry JurisdictionAinos, Inc., a corporation organized under the laws of Texas (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AT THE MARKET OFFERING AGREEMENT April 24, 2024Market Offering Agreement • April 25th, 2024 • Air T Funding • Air courier services • New York
Contract Type FiledApril 25th, 2024 Company Industry JurisdictionAir T, Inc., a Delaware corporation (the “Company”), and Air T Funding (the “Trust”) confirm their agreement (this “Agreement”) with Ascendiant Capital Markets, LLC (the “Manager”) as follows:
AMENDMENT NO. 1 TO AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • May 20th, 2020 • ThermoGenesis Holdings, Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledMay 20th, 2020 Company Industry JurisdictionThis AMENDMENT NO. 1 (the “Amendment”) to the AT THE MARKET OFFERING AGREEMENT originally dated as of December 13, 2019 (the “Original Agreement”), by and between Thermogenesis Holdings, Inc. f/k/a Cesca Therapeutics Inc. (“Thermogenesis”) and H.C. Wainwright & Co., LLC (the “Manager”) and together with the Original Agreement (the “Agreement”) is dated as of May 19, 2020. Capitalized terms not defined herein shall have the meanings assigned to them in the Agreement.
CLEANSPARK, INC. AMENDMENT NO. 1 TO AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • March 28th, 2024 • Cleanspark, Inc. • Finance services
Contract Type FiledMarch 28th, 2024 Company Industry
AT THE MARKET OFFERING AGREEMENT December 31, 2020Market Offering Agreement • January 4th, 2021 • Mogo Inc. • Finance services • New York
Contract Type FiledJanuary 4th, 2021 Company Industry JurisdictionMogo Inc., a British Columbia company (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Lead Manager”) as well as Raymond James Ltd. and Eight Capital (collectively, the “Co-Agents” and, collectively with the Lead Manager, the “Managers” and, each, a “Manager”), as follows:
AT THE MARKET OFFERING AGREEMENT April 20, 2016Market Offering Agreement • April 21st, 2016 • Great Panther Silver LTD • Metal mining • New York
Contract Type FiledApril 21st, 2016 Company Industry JurisdictionGreat Panther Silver Limited, a Canadian corporation (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
AMENDMENT NO. 1 TO THE AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • November 25th, 2022 • Canaan Inc. • Semiconductors & related devices
Contract Type FiledNovember 25th, 2022 Company IndustryThis Amendment No. 1 (the “Amendment”) to the At The Market Offering Agreement originally dated as of April 8, 2022 (the “Original Agreement”), by and between Canaan Inc., an exempted company incorporated under the laws of the Cayman Islands (the “Company”), and H.C. Wainwright & Co., LLC (the “Manager”) is dated as of November 23, 2022. Capitalized terms not defined herein shall have the meanings assigned to them in the Original Agreement.
eMagin Corporation Hopewell Junction, New York 12533 Attention: Mark Koch, Chief Financial Officer Dear Mr. Koch:Market Offering Agreement • February 13th, 2020 • Emagin Corp • Semiconductors & related devices
Contract Type FiledFebruary 13th, 2020 Company IndustryReference is made to the At The Market Offering Agreement, dated as of November 22, 2019 (the “ATM Agreement”), between eMagin Corporation (the “Company”) and H.C. Wainwright & Co., LLC (the “Wainwright”). This letter (the “Amendment”) constitutes an agreement between the Company and Wainwright to amend the ATM Agreement as set forth herein. Defined terms that are used but not defined herein shall have the meanings ascribed to such terms in the ATM Agreement.
AMENDMENT NO. 2 TO AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • February 3rd, 2022 • ThermoGenesis Holdings, Inc. • Laboratory apparatus & furniture • New York
Contract Type FiledFebruary 3rd, 2022 Company Industry JurisdictionThis AMENDMENT NO. 2 (the “Amendment”) to the AT THE MARKET OFFERING AGREEMENT originally dated as of December 13, 2019 (the “Original Agreement”), by and between Thermogenesis Holdings, Inc. f/k/a Cesca Therapeutics Inc. (“Thermogenesis”) and H.C. Wainwright & Co., LLC (the “Manager”) and together with the Original Agreement (the “Agreement”) is dated as of February 3, 2022. Capitalized terms not defined herein shall have the meanings assigned to them in the Agreement.
EKSO BIONICS HOLDINGS, INC. AMENDMENT NO. 1 TO AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • June 12th, 2023 • Ekso Bionics Holdings, Inc. • General industrial machinery & equipment, nec
Contract Type FiledJune 12th, 2023 Company IndustryReference is made to the At the Market Offering Agreement, dated October 9, 2020 (the “Sales Agreement”), by and between Ekso Bionics Holdings, Inc., a Nevada corporation (the “Company”), and H.C. Wainwright & Co., LLC (the “Manager”). Capitalized terms used herein but not otherwise defined are used herein as defined in the Sales Agreement.
AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • October 1st, 2018 • India Globalization Capital, Inc. • Wholesale-electronic parts & equipment, nec • New York
Contract Type FiledOctober 1st, 2018 Company Industry JurisdictionIndia Globalization Capital, Inc., a corporation organized under the laws of Maryland (the “Company”), confirms its agreement (this “Agreement”) with The Benchmark Company, LLC (the “Manager”) and ViewTrade Securities, Inc. (the “Co-Manager” and collectively with the Manager, the “Managers”) as follows:
First Amendment to At The Market Offering AgreementMarket Offering Agreement • March 22nd, 2024 • Indonesia Energy Corp LTD • Crude petroleum & natural gas
Contract Type FiledMarch 22nd, 2024 Company IndustryReference is made to the At The Market Offering Agreement, dated as of July 22, 2022 (the “ATM Agreement”), between Indonesia Energy Corporation Limited (the “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”). This letter (this “Amendment”) constitutes an agreement between the Company and Wainwright to amend the ATM Agreement as set forth herein from and after the date first written above. Defined terms that are used but not defined herein shall have the meanings ascribed to such terms in the ATM Agreement.
AMENDMENT TO AT THE MARKET OFFERING AGREEMENT December 27, 2016Market Offering Agreement • December 29th, 2016 • Marrone Bio Innovations Inc • Agricultural chemicals
Contract Type FiledDecember 29th, 2016 Company Industry
Oramed Pharmaceuticals Inc. Shares of Common Stock (par value $0.012 per share) AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • March 18th, 2024 • Oramed Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 18th, 2024 Company Industry Jurisdiction
AMENDMENT NO. 1 TO AT THE MARKET OFFERING AGREEMENT March 30, 2017Market Offering Agreement • March 30th, 2017 • Naked Brand Group Inc. • Men's & boys' furnishgs, work clothg, & allied garments • New York
Contract Type FiledMarch 30th, 2017 Company Industry JurisdictionThis Amendment No. 1 to At The Market Offering Agreement (“Amendment No. 1”) amends that certain At The Market Offering Agreement, dated February 10, 2017 (the “Agreement”), by and between Naked Brand Group, Inc., a corporation organized under the laws of Nevada (the “Company”), and Maxim Group LLC (the “Manager”), pursuant to which the Company may sell from time to time, up to an aggregate of $5,000,000 of shares of Common Stock through the Manager, as sales agent. Capitalized terms used herein and not otherwise defined have the meetings ascribed to them in the Agreement.
Nemaura Medical Inc.Market Offering Agreement • April 1st, 2022 • Nemaura Medical Inc. • Surgical & medical instruments & apparatus
Contract Type FiledApril 1st, 2022 Company IndustryReference is made to the At The Market Offering Agreement, dated as of July 23, 2021 (the “ATM Agreement”), between Nemaura Medical Inc. (the “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”). This letter (the “Amendment”) constitutes an agreement between the Company and Wainwright to amend the ATM Agreement as set forth herein. Defined terms that are used but not defined herein shall have the meanings ascribed to such terms in the ATM Agreement.
AT THE MARKET OFFERING AGREEMENT July 9, 2019Market Offering Agreement • July 10th, 2019 • GREAT PANTHER MINING LTD • Metal mining • New York
Contract Type FiledJuly 10th, 2019 Company Industry JurisdictionGreat Panther Mining Limited, a corporation organized under the Business Corporations Act (British Columbia) (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Lead Manager”) and Eight Capital (“Eight Capital” and, collectively with the Lead Manager, the “Managers” and, each, a “Manager”), as follows:
July 15, 2020Market Offering Agreement • July 15th, 2020 • CAPSTONE TURBINE Corp • Engines & turbines
Contract Type FiledJuly 15th, 2020 Company IndustryReference is made to the At The Market Offering Agreement, dated as of June 7, 2018 (the “ATM Agreement”), between Capstone Turbine Corporation (the “Company”) and H.C. Wainwright & Co., LLC (the “Wainwright”). This letter (the “Amendment”) constitutes an agreement between the Company and Wainwright to amend the ATM Agreement as set forth herein. Defined terms that are used but not defined herein shall have the meanings ascribed to such terms in the ATM Agreement.
AT THE MARKET OFFERING AGREEMENT April 5, 2024Market Offering Agreement • April 5th, 2024 • VivoPower International PLC • Electric & other services combined • New York
Contract Type FiledApril 5th, 2024 Company Industry JurisdictionVivopower International PLC, a corporation organized under the laws of England and Wales (the “Company”), confirms its agreement (this “Agreement”) with Chardan Capital Markets LLC (the “Sole Manager” or “Manager”)