ARTICLE I DEFINITIONSNote and Warrant Purchase Agreement • February 7th, 2007 • Petrosearch Energy Corp • Crude petroleum & natural gas • Texas
NOTE AND WARRANT PURCHASE AGREEMENT Dated as of July 28, 2011 among JUMA TECHNOLOGY CORP. and THE PURCHASERS LISTED ON EXHIBIT ANote and Warrant Purchase Agreement • August 1st, 2011 • Vision Capital Advisors, LLC • Telephone communications (no radiotelephone) • New York
This NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is dated as of July 28, 2011 by and among Juma Technology Corp., a Delaware corporation (the “Company”), and each of the Purchasers whose names are set forth on Exhibit A hereto (individually, a “Purchaser” and collectively, the “Purchasers”).
RECITALSNote and Warrant Purchase Agreement • March 31st, 2006 • Morton Industrial Group Inc • Plastics products, nec • Illinois
EXHIBIT 10.39 CEDRIC KUSHNER PROMOTIONS, INC. NOTE AND WARRANT PURCHASE AGREEMENT Cedric Kushner Promotions, Inc. 1414 Avenue of the Americas, Suite 1402 New York, NY 10019 Gentlemen: 1. The Loan. Subject to the terms of this Note and Warrant Purchase...Note and Warrant Purchase Agreement • June 25th, 2004 • Cedric Kushner Promotions Inc • Sporting & athletic goods, nec • New York
NEUROSIGMA, INC. NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • August 26th, 2014 • NeuroSigma, Inc. • Electromedical & electrotherapeutic apparatus • California
This NOTE AND WARRANT PURCHASE AGREEMENT, dated as of October 24, 2013, (this “Agreement”) is entered into by and among NeuroSigma, Inc., a Delaware corporation (the “Company”), and the persons and entities listed on the schedule of investors attached hereto as Schedule I (each an “Investor” and, collectively, the “Investors”).
AGREEMENTNote and Warrant Purchase Agreement • December 7th, 2006 • Remote Dynamics Inc • Radiotelephone communications • New York
NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • November 14th, 2011 • MusclePharm Corp • Pharmaceutical preparations • Utah
THIS NOTE AND WARRANT PURCHASE AGREEMENT, dated as of June 29, 2011 (this “Agreement”), is entered into by and between MUSCLEPHARM CORPORATION, a Nevada corporation (the “Company”), and INTER-MOUNTAIN CAPITAL CORP., a Delaware corporation, its successors or assigns (the “Buyer”).
EXHIBIT 4.2.64 -------------- NOTE AND WARRANT PURCHASE AGREEMENT This Note and Warrant Purchase Agreement, dated as of November 12, 2003 (the "Agreement"), is entered into by and among Salon Media Group, Inc., a Delaware corporation (the "Company"),...Note and Warrant Purchase Agreement • November 14th, 2003 • Salon Media Group Inc • Services-computer integrated systems design • Delaware
AGREEMENTNote and Warrant Purchase Agreement • August 17th, 2006 • Manaris Corp • Telephone communications (no radiotelephone) • New York
AUGUST 23, 2006Note and Warrant Purchase Agreement • August 31st, 2006 • BioVex Group, Inc. • Biological products, (no disgnostic substances) • Massachusetts
NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • May 15th, 2023 • Sow Good Inc. • Food and kindred products • Nevada
This NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) dated May 11, 2023 (the “Closing Date”) is entered into by and among Sow Good Inc., a Nevada corporation (the “Company”) and the parties indicated as Purchasers on one or more counterpart signature pages hereof (each of which is a “Purchaser,” and collectively the “Purchasers”).
NOTE AND WARRANT PURCHASE AGREEMENT by and between LAPIS TECHNOLOGIES INC. (“Company”) and UTA CAPITAL LLC (“Purchaser”)Note and Warrant Purchase Agreement • November 19th, 2012 • Lapis Technologies Inc • Electronic components & accessories • New York
This AMENDED AND RESTATED NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is entered into as of August 31, 2012, by and between Lapis Technologies Inc., a Delaware corporation (the “Company”), and UTA Capital LLC, a Delaware limited liability company (“Purchaser”).
Note and Warrant Purchase AgreementNote and Warrant Purchase Agreement • July 17th, 2023 • PARTS iD, Inc. • Services-advertising agencies • Delaware
This NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made as of the 13th day of July, 2023 (the “Effective Date”) by and among PARTS iD, Inc., a Delaware corporation (the “Company”), and each of the purchasers listed on Exhibit A attached hereto (collectively, the “Purchasers”, and individually, a “Purchaser”). As used herein, the term “Requisite Purchasers” shall mean Purchasers holding more than fifty percent (50%) of the aggregate outstanding principal amount of the Notes issued pursuant to this Agreement. Capitalized terms used herein and not otherwise defined herein shall have the respective meanings given to them in the Notes (as defined below).
GI Dynamics, Inc. Note and Warrant Purchase AgreementNote and Warrant Purchase Agreement • May 17th, 2019 • Gi Dynamics, Inc. • Surgical & medical instruments & apparatus • New York
This Note and Warrant Purchase Agreement (this “Agreement”) is made as of the 15th day of March, 2019 (the “Effective Date”) by and among GI Dynamics, Inc., a Delaware corporation (the “Company”), and Crystal Amber Fund Limited (the “Purchaser”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings given to them in the Note (as defined below).
ContractNote and Warrant Purchase Agreement • March 10th, 2020 • Miso Robotics, Inc. • General industrial machinery & equipment, nec • New York
THIS NOTE AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS IN ACCORDANCE WITH APPLICABLE REGISTRATION REQUIREMENTS OR AN EXEMPTION THEREFROM. THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE ISSUER THAT SUCH OFFER, SALE, TRANSFER, PLEDGE OR HYPOTHECATION OTHERWISE COMPLIES WITH THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.
NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • June 4th, 2008 • Ediets Com Inc • Services-personal services • New York
THIS AGREEMENT is made as of May 30, 2008 by and between EDIETS.COM, INC., a Delaware corporation (the “Company”) and the entity listed on the signature page hereof as purchaser (the “Purchaser”). Except as otherwise indicated herein, capitalized terms used herein are defined in Section 7 hereof.
NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • April 15th, 2010 • Iaso Pharma Inc
This NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made as of the last date set forth on the signature page hereof between PACIFIC BEACH BIOSCIENCES, INC., a Delaware corporation having its principal place of business at PO Box 222, La Jolla, California 92038 (the “Company”), and the undersigned (the “Subscriber”).
NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • December 22nd, 2020 • Agrify Corp • Agricultural services • New York
THIS NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”), is dated as of [_________], 2020, by and between Agrify Corporation, a Nevada corporation (the “Company”), and the Purchasers identified on Schedule 1 hereto (the “Purchasers”).
AMARANTUS THERAPEUTICS, INC. NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • June 3rd, 2011 • Amarantus BioSciences, Inc. • Retail-retail stores, nec • California
This Note and Warrant Purchase Agreement, dated as of May 1, 2011, (this “Agreement”) is entered into by and among Amarantus Therapeutics, Inc., a Delaware corporation (the “Company”), and the persons and entities listed on the schedule of investors attached hereto as Schedule I (each an “Investor” and, collectively, the “Investors”).
EX-10.1 2 dex101.htm NOTE AND WARRANT PURCHASE AGREEMENT NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • May 5th, 2020 • Delaware
THIS NOTE AND WARRANT PURCHASE AGREEMENT (the “Agreement”) is entered into as of June 18, 2009, by and among NEXXUS LIGHTING, INC., a Delaware corporation and its subsidiaries (collectively, the “Company”), with its principal executive offices located at 124 Floyd Smith Drive, Suite 300, Charlotte, North Carolina 28262, and the purchasers (collectively, the “Purchasers” and each a “Purchaser”) set forth on Schedule 1 hereof, with regard to the following:
MISO ROBOTICS, INC. NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • January 26th, 2022 • Miso Robotics, Inc. • General industrial machinery & equipment, nec • Delaware
This NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of September __, 2019 (the “Effective Date”), by and among Miso Robitics, Inc., a Delaware corporation (the “Company”), with offices at 541 East Green Street, Pasadena, CA 91101and the persons and entities listed on the schedule of investors attached hereto as Schedule I (each, an “Investor” and collectively, the “Investors”).
EX-10.1 4 d298993dex101.htm NOTE AND WARRANT PURCHASE AGREEMENT EXECUTION VERSION NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • May 5th, 2020 • New York
This Note and Warrant Purchase Agreement (this “Agreement”) is dated as of February 10, 2012, among Marina Biotech, Inc., a Delaware corporation (the “Company”), MDRNA Research, Inc., a Delaware corporation and a wholly-owned subsidiary of the Company (“Research”), and Cequent Pharmaceuticals, Inc., a Delaware corporation and a wholly-owned subsidiary of the Company (“Cequent” and, together with the Company and Research, the “Companies”)), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
EX-10.1 3 a16-4879_1ex10d1.htm EX-10.1 NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • May 5th, 2020 • Delaware
THIS NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made as of February 19, 2016 (the “Effective Date”) by and among Amicus Therapeutics, Inc. (“Amicus” or the “Company”), a Delaware corporation with its principal place of business at 1 Cedar Brook Drive, Cranbury, New Jersey 08512, Amicus Therapeutics UK Limited (“Amicus UK,” and together with the Company, the “Companies”), a private limited company incorporated under the laws of England and Wales with company number 05541527 and its principal place of business at Phoenix House, Oxford Road, Tatling End, Gerrards Cross, Buckinghamshire SL9 7AP United Kingdom, and each Purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
ContractNote and Warrant Purchase Agreement • May 5th, 2020 • New York
THIS INSTRUMENT IS SUBJECT TO THE TERMS OF A SUBORDINATION AGREEMENT (JL-BBNC) DATED AS OF JANUARY 22, 2015 IN FAVOR OF MIDCAP FINANCIAL TRUST, A DELAWARE STATUTORY TRUST, ADMINISTRATIVE AGENT, WHICH SUBORDINATION AGREEMENT (JL-BBNC) (AS AMENDED IN ACCORDANCE WITH ITS TERMS) IS INCORPORATED HEREIN BY REFERENCE.
Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of April 23, 2012Note and Warrant Purchase Agreement • August 14th, 2012 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This Note and Warrant Purchase Agreement (the “Agreement”) is dated as of April 23, 2012, by and among Communication Intelligence Corporation, a Delaware corporation (the “Company”), and the investors listed on Schedule A attached hereto (each an “Investor,” and, collectively, the “Investors”).
EX-10 4 rrd340887_37494.htm FOURTH AMENDMENT TO THE NOTE AND WARRANT PURCHASE AGREEMENT, DATED MARCH 30, 2012 AMONG AFFILIATED ENTITIES OF SANDERLING VENTURE PARTNERS, ALAFI CAPITAL COMPANY AND STEREOTAXIS, INC. FOURTH AMENDMENT TO NOTE AND WARRANT...Note and Warrant Purchase Agreement • May 5th, 2020 • Delaware
This Fourth Amendment to Note and Warrant Purchase Agreement (this "Fourth Amendment") is made as of March 30, 2012, and amends that certain Note And Warrant Purchase Agreement dated February 21, 2008, as amended by that certain First Amendment to Note and Warrant Purchase Agreement, made effective as of December 29, 2008, and that certain Second Amendment to Note and Warrant Purchase Agreement, dated as of October 9, 2009, and that certain Third Amendment to Note and Warrant Purchase Agreement, dated as of November 10, 2010 (as so amended, the "Existing Agreement") by and among Stereotaxis, Inc., a Delaware corporation (the "Company"), Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH & Co KG, Sanderling VI Limited Partnership and Alafi Capital Company LLC (each, a "Lender" and together, the "Lenders").
BIOCEPT, INC. NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • September 23rd, 2013 • Biocept Inc • Services-medical laboratories • California
THIS NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of January 13, 2012 (the “Effective Date”) by and among BIOCEPT, INC., a California corporation (the “Company”) and the Investors listed on the Schedule of Investors attached hereto (each an “Investor” and collectively, the “Investors”).
FIFTH AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT AND LIMITED CONSENTNote and Warrant Purchase Agreement • May 5th, 2020 • New York
This FIFTH AMENDMENT TO NOTE AND WARRANT AGREEMENT AND LIMITED CONSENT (this “Amendment”), dated as of September 9, 2015, is made by and between TWINLAB CONSOLIDATED HOLDINGS, INC., a Nevada corporation (“Parent”), TWINLAB CONSOLIDATION CORPORATION, a Delaware corporation (“TCC”), TWINLAB HOLDINGS, INC., a Michigan corporation (“Twinlab Holdings”), ISI BRANDS INC., a Michigan corporation (“ISI Brands”), and TWINLAB CORPORATION, a Delaware corporation (“Twinlab Corporation”), NUTRASCIENCE LABS, INC., a Delaware corporation, NUTRASCIENCE LABS IP CORPORATION., a Delaware corporation (each of the foregoing Persons being referred to herein individually as a “Company” and collectively as the “Companies”), and PENTA MEZZANINE SBIC FUND I, L.P., a Delaware limited partnership (the “Purchaser”).
FIFTH AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • May 5th, 2020 • New York
This FIFTH AMENDMENT TO NOTE AND WARRANT AGREEMENT (this “Amendment”), dated as of October 5, 2015, is made by and between TWINLAB CONSOLIDATED HOLDINGS, INC., a Nevada corporation (“Parent”), TWINLAB CONSOLIDATION CORPORATION, a Delaware corporation (“TCC”), TWINLAB HOLDINGS, INC., a Michigan corporation (“Twinlab Holdings”), ISI BRANDS INC., a Michigan corporation (“ISI Brands”), and TWINLAB CORPORATION, a Delaware corporation (“Twinlab Corporation”), NUTRASCIENCE LABS, INC., a Delaware corporation, NUTRASCIENCE LABS IP CORPORATION., a Delaware corporation (each of the foregoing Persons being referred to herein individually as a “Company” and collectively as the “Companies”), and JL-MEZZ UTAH, LLC, an Alaska limited liability company, f/k/a JL-BBNC Mezz Utah, LLC (the “Purchaser”).
RECITALNote and Warrant Purchase Agreement • July 25th, 2003 • Salon Media Group Inc • Services-computer integrated systems design • Delaware
NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • November 30th, 2007 • Eugene Science • Pharmaceutical preparations • California
THIS NOTE AND WARRANT PURCHASE AGREEMENT (this "Agreement"), is executed as of November 27, 2007, by and among Eugene Science, Inc., a Delaware corporation (the "Company"), and the purchaser set forth on the signature page attached hereto (the “Purchaser”).
RECITALNote and Warrant Purchase Agreement • September 29th, 2003 • Salon Media Group Inc • Services-computer integrated systems design • Delaware
DUSKA THERAPEUTICS, INC. NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • December 12th, 2006 • Duska Therapeutics, Inc. • Biological products, (no disgnostic substances) • Pennsylvania
THIS NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made as of December 8, 2006 by and among Duska Therapeutics, Inc., a Nevada corporation (the “Company”), and Manuel Graiwer, herein referred to as an “Investor.”
AMARANTUS THERAPEUTICS, INC. NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • June 3rd, 2011 • Amarantus BioSciences, Inc. • Retail-retail stores, nec • California
This Note and Warrant Purchase Agreement dated as of August 25, 2010, (this “Agreement”) is entered into by and among Amarantus Therapeutics, Inc., a Delaware corporation the “Company”), and the persons and entities listed on the schedule of investors attached hereto as Schedule I (each an "Investor" and, collectively, the "Investors").
AGREEMENTNote and Warrant Purchase Agreement • December 2nd, 2005 • In Touch Media Group, Inc. • Services-offices & clinics of doctors of medicine • New York
