EXHIBIT 4.1 PRIVATE PLACEMENT PURCHASE AGREEMENT dated February 3, 2004 by and among COLONIAL COMMERCIAL CORP., a New York corporation (the "Company"), and the persons who are signing counterparts of this Agreement as "Investors." Preliminary...Private Placement Purchase Agreement • August 16th, 2005 • Colonial Commercial Corp • Wholesale-hardware & plumbing & heating equipment & supplies • New York
EX-1.2 2 dex12.htm FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENT FORM OF APOLLO RESIDENTIAL MORTGAGE, INC. PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • May 5th, 2020 • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this ___ day of _____________, 2011, by and between Apollo Residential Mortgage, Inc., a Maryland corporation (the “Company”), and [ ] (the “Purchaser”).
ESSENTIAL PROPERTIES REALTY TRUST, INC. PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • June 14th, 2018 • Essential Properties Realty Trust, Inc. • Real estate investment trusts • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of [ ], 2018, by and between Essential Properties Realty Trust, Inc., a Maryland corporation (the “Company”), and Security Benefit Life Insurance Company, a Kansas stock insurance company (the “Purchaser”).
EX-10.1 6 a17-14734_13ex10d1.htm EX-10.1 PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • May 5th, 2020 • Maryland
This PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) is made as of September 13, 2017, by and between Tremont Mortgage Trust, a Maryland real estate investment trust (the “Trust”), and Tremont Realty Advisors LLC, a Maryland limited liability company (the “Manager”).
INVESCO MORTGAGE CAPITAL INC. PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • August 12th, 2009 • Invesco Mortgage Capital Inc. • Real estate investment trusts • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 25th day of June, 2009, by and between Invesco Mortgage Capital Inc., a Maryland corporation (the “Company”), and Invesco Institutional (N.A.), Inc. (the “Purchaser”).
EXHIBIT 10.1 PRIVATE PLACEMENT PURCHASE AGREEMENT Brassie Golf Corporation (the "Company") One Tampa City Center 201 North Franklin Street, Suite 200 Tampa, Florida 33602 re: Purchase of Units Gentlemen: 1) Certain Representations. a) The undersigned...Private Placement Purchase Agreement • April 23rd, 1998 • Brassie Golf Corp • Services-miscellaneous amusement & recreation • Florida
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • November 4th, 2013 • Global Defense & National Security Systems, Inc. • Blank checks • New York
This Private Placement Purchase Agreement (this “Agreement”), dated as of October 23, 2013, is made and entered into by and between Global Defense & National Security Systems, Inc., a Delaware corporation (the “Company”), and Global Defense & National Security Holdings LLC (“Buyer”). Buyer and the Company are collectively referred to herein as the “Parties.”
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • January 5th, 2007 • Union Street Acquisition Corp. • Blank checks • New York
THIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this [ ] day of , 2007 between UNION STREET ACQUISITION CORP., a Delaware corporation (the “Company”), and UNION STREET CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Purchaser”).
FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • March 10th, 2023 • New Mountain Finance Corp
The investor listed on the signature pages hereto (the “Undersigned”), for itself and on behalf of the accounts listed on Exhibit A hereto (the “Accounts”) for whom the Undersigned holds contractual and investment authority (each Account, as well as the Undersigned if it is acquiring Purchased Notes (as defined below) hereunder, a “Purchaser”), enters into this Private Placement Purchase Agreement (this “Agreement”) with New Mountain Finance Corporation, a Delaware corporation (the “Company”), on March 8, 2023, whereby the Purchasers will purchase (the “Purchase”) an additional issuance of the Company’s outstanding 7.50% Convertible Notes due 2025 of the Company (the “Convertible Notes”), that were originally issued by the Company to several purchasers pursuant to the provisions of an indenture dated as of August 20, 2018 (the “Base Indenture”), as amended by the Third Supplemental Indenture dated as of November 2, 2022 (together with the Base Indenture, the “Indenture”), attached here
EX-10.1 5 dex101.htm FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENT LADDER CAPITAL REALTY FINANCE INC PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • May 5th, 2020 • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this [ ] day of October, 2009, by and between Ladder Capital Realty Finance Inc, a Maryland corporation (the “Company”), Ladder Capital Finance Holdings LLC, a Delaware limited liability company (“Holdings”), Ladder Capital Realty Finance Holdings LLC, a wholly-owned subsidiary of Holdings (the “Ladder Investor”) and Ladder Capital Finance Portfolio LLC, a wholly-owned subsidiary of Holdings (the “CMBS Subsidiary”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 27th, 2007 • TM Entertainment & Media, Inc. • Blank checks • New York
THIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 18th day of June 2007, by and between TM ENTERTAINMENT AND MEDIA, INC., a Delaware corporation (the “Company”), and Malcolm Bird (the “Purchaser”).
AMENDED AND RESTATED PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • April 13th, 2007 • MBF Healthcare Acquisition Corp. • Blank checks • Florida
THIS AMENDED AND RESTATED PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 13th day of April, 2007 among MBF HEALTHCARE ACQUISITION CORP., a Delaware corporation (the “Company”), and MBF HEALTHCARE PARTNERS, L.P., (the “Purchaser”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • October 10th, 2007 • TM Entertainment & Media, Inc. • Blank checks • New York
THIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 18th day of June 2007, by and between TM ENTERTAINMENT AND MEDIA, INC., a Delaware corporation (the “Company”), and John W. Hyde Living Trust (the “Purchaser”).
IAS OPERATING PARTNERSHIP LP PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • August 12th, 2009 • Invesco Mortgage Capital Inc. • Real estate investment trusts • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 25th day of June, 2009, by and between IAS Operating Partnership LP, a Delaware limited partnership (the “Company”), and Invesco Investments (Bermuda) Ltd. (the “Purchaser”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • March 4th, 2010 • Forest City Enterprises Inc • Operators of nonresidential buildings
(including any other persons or entities purchasing Preferred Stock (as defined below) hereunder for whom the undersigned Holder holds contractual and investment authority, the “Holder”) enters into this Private Placement Purchase Agreement (the “Agreement”) with Forest City Enterprises, Inc., an Ohio corporation (the “Company”), on , 2010 whereby the Holder will purchase (the “Purchase”) the Company’s ___% Series A Cumulative Perpetual Convertible Preferred Stock (“Preferred Stock”) governed by a Preferred Stock Designation of the ___% Series A Cumulative Perpetual Convertible Preferred Stock (the “Preferred Stock Designation”) that will constitute a part of the Company’s Amended Articles of Incorporation at Closing (as defined below).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 19th, 2007 • Golden Pond Healthcare, Inc. • New York
THIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 16th day of July, 2007, by and between GOLDEN POND HEALTHCARE, INC., a Delaware corporation (the “Company”), and PECKSLAND PARTNERS, LLC, a Delaware limited liability company (the “Purchaser”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • August 11th, 2006 • Information Services Group Inc. • New York
THIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this "Agreement") made as of this 9th day of August, 2006 between INFORMATION SERVICES GROUP, INC., a Delaware corporation (the "Company"), and OENOKE PARTNERS, LLC, a Delaware limited liability company (the "Purchaser").
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 6th, 2006 • MBF Heathcare Acquisition Corp. • Florida
THIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 3rd day of July, 2006 among MBF HEALTHCARE ACQUISITION CORP., a Delaware corporation (the “Company”), and MBF HEALTHCARE PARTNERS, L.P., (the “Purchaser”).
ROX FINANCIAL LP PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 26th, 2021 • ROX Financial LP • Real estate investment trusts • Delaware
This Private Placement Purchase Agreement (the “Agreement”) is executed as of July 15, 2021, among Series A of ROX Financial LP, a protected series of a Delaware series limited partnership ( “Series A”), ROX Financial LP, a Delaware series limited partnership (“ROX LP”), ROX AMZL Oakley CA LLC, a Delaware limited liability company (“Series A Sub”), NP Oakley, LLC, a Delaware limited liability company (“NP Oakley”), and NP Oakley Building I, LLC, a Missouri limited liability company (“Seller”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • March 1st, 2011 • Greenwich Kahala Aviation Ltd. • Services-equipment rental & leasing, nec • New York
Private Placement Purchase Agreement (this "Agreement") made as of this day of , 2011, by and between Greenwich Kahala Aviation Ltd., a Bermuda exempted company incorporated under the Companies Act of 1981 of Bermuda (the "Company"), and the parties listed on Schedule 1 hereto (each, a "Purchaser" and, together, the “Purchasers”).
NORDIC OPERATING PARTNERSHIP S.C.A. FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • January 26th, 2016 • Nordic Realty Trust, Inc. • Real estate investment trusts • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT (this "Agreement") made as of this ___day of ___________, 2016, by and between Nordic Operating Partnership S.C.A., a corporate partnership limited by shares (société en commandite par actions) governed by the laws of the Grand Duchy of Luxembourg, having its registered office at 4, rue Albert Borschette, L-1246 Luxembourg, Grand Duchy of Luxembourg and pending registration with the Luxembourg Trade and Companies' Register (Registre de Commerce et des Sociétés, Luxembourg) (the "Company"), and C-QUADRAT Investment AG, a corporation governed by the laws of Austria, having its registered office at Schottenfeldgasse 20, 1070 Vienna, Austria and registered under companies’ register number 55148a (the "Purchaser").
AMENDED AND RESTATED PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • December 22nd, 2006 • Information Services Group Inc. • Blank checks • New York
THIS AMENDED AND RESTATED PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 21st day of December 2006, by and between INFORMATION SERVICES GROUP, INC., a Delaware corporation (the “Company”), and OENOKE PARTNERS, LLC, a Delaware limited liability company (the “Purchaser”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • February 10th, 2011 • Tensas Inc • Mortgage bankers & loan correspondents
THIS PURCHASE AGREEMENT (this “Agreement”) is dated _________________, 2011 (the “Effective Date”), by and between , whose address is .(the “Purchaser”), and PGI ENERGY, INC, a Texas Corporation, whose address is 7322 Southwest Frwy, Suite 1100 Houston, TX. 77074 (the “Issuer”).
SUTHERLAND ASSET MANAGEMENT CORPORATION FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 28th, 2009 • Sutherland Asset Management Corp • Real estate investment trusts • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this day of , 2009, by and between Sutherland Asset Management Corporation, a Maryland corporation (the “Company”), and M.D. Sass Finstrat Waterfall Holdings, LLC (the “Purchaser”).
ROX FINANCIAL LP PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • July 26th, 2021 • ROX Financial LP • Real estate investment trusts • Delaware
This Private Placement Purchase Agreement (the “Agreement”) is executed as of July 15, 2021, among Series A of ROX Financial LP, a protected series of a Delaware series limited partnership ( “Series A”), ROX Financial LP, a Delaware series limited partnership (“ROX LP”), and ROX Financial Inc., a Delaware corporation (“Purchaser”).
ContractPrivate Placement Purchase Agreement • March 30th, 2006 • Colonial Commercial Corp • Wholesale-hardware & plumbing & heating equipment & supplies • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT dated June 30, 2003 by and among COLONIAL COMMERCIAL CORP., a New York corporation (the "Company"), and the persons who are signing counterparts of this Agreement as "Investors."
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • March 15th, 2013 • Cadiz Inc • Water supply • California
This Private Placement Purchase Agreement (the “Agreement”) is made as of March 4, 2013 by and among the parties set forth on Exhibit A hereof (together, the “Purchasers”) and Cadiz, Inc. (the “Company”).
PIMCO REIT, INC. FORM OF PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • June 29th, 2011 • PIMCO REIT, Inc. • Real estate investment trusts • California
PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this [ ] day of [ ], 2011, by and between PIMCO REIT, Inc., a Maryland corporation (the “Company”), and [ ] (the “Purchaser”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • March 24th, 2006 • Catalytic Capital Investment Corp • California
THIS PRIVATE PLACEMENT PURCHASE AGREEMENT (this “Agreement”) made as of this 22nd day of March, 2006 among CATALYTIC CAPITAL INVESTMENT CORPORATION, a Delaware corporation (the “Company”), and each of those persons and entities, severally and not jointly, whose names are set forth on the Schedule of Purchasers attached hereto as Exhibit A (which persons and entities are hereinafter collectively referred to as “Purchasers” and each individually as a “Purchaser”).
ContractPrivate Placement Purchase Agreement • March 2nd, 2011 • Colonial Commercial Corp • Wholesale-hardware & plumbing & heating equipment & supplies • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT dated as of March ____, 2011 by and among COLONIAL COMMERCIAL CORP., a New York corporation (the “Company”), and the persons who are signing counterparts of this Agreement as “Investors.”
ContractPrivate Placement Purchase Agreement • March 30th, 2006 • Colonial Commercial Corp • Wholesale-hardware & plumbing & heating equipment & supplies • New York
PRIVATE PLACEMENT PURCHASE AGREEMENT dated February 2, 2004 by and among COLONIAL COMMERCIAL CORP., a New York corporation (the "Company"), and the persons who are signing counterparts of this Agreement as "Investors."
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • August 5th, 2004 • Taubman Centers Inc • Real estate investment trusts • New York
FORM OF] PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • June 21st, 2017 • PROS Holdings, Inc. • Services-computer programming services
[ ] (the “Undersigned”), for itself and on behalf of the beneficial owners listed on Exhibit A hereto (the “Accounts”) for whom the Undersigned holds contractual and investment authority (each Account, as well as the Undersigned if it is acquiring Purchased Notes (as defined below) hereunder, a “Purchaser”), enters into this Private Placement Purchase Agreement (this “Agreement”) with PROS Holdings, Inc., a Delaware corporation (the “Company”), on June 15, 2017, whereby the Purchasers will purchase (the “Purchase”) the Company’s new 2.00% Convertible Senior Notes due 2047 (the “Notes”), that will be issued pursuant to the provisions of an indenture to be dated as of the Closing Date (as defined below) (the “Indenture”) by and between the Company and Wilmington Trust, National Association, as Trustee (the “Trustee”).
PRIVATE PLACEMENT PURCHASE AGREEMENTPrivate Placement Purchase Agreement • October 27th, 2010 • PDL Biopharma, Inc. • Biological products, (no disgnostic substances)
___________________ (including any other persons or entities purchasing Notes (as defined below) hereunder for whom the undersigned Holder holds contractual and investment authority, the “Holder”) enters into this Private Placement Purchase Agreement (the “Agreement”) with PDL BioPharma, Inc. (the “Company”) on ___________, 2010 whereby the Holder will purchase (the “Purchase”) a portion of the Company’s ______% Convertible Senior Notes due 2015 (the “Notes”) that will be issued pursuant to the provisions of an Indenture dated as of ____________, 2010 between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Trustee”), as it may be supplemented or amended from time to time (the “Indenture”).
THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED, DISPOSED OF OR OFFERED FOR SALE, IN WHOLE OR IN PART,...Private Placement Purchase Agreement • April 1st, 1997 • International Nursing Services Inc • Services-help supply services
