Compliance Manager definition

Compliance Manager means a person appointed to identify and report to the Managing Principal or the Responsible Executive of a Market Participant (whichever is appropriate) any suspected breaches of that Market Participant’s internal policies and procedures, in addition to ensuring compliance with these Rules and any directions issued from time to time by NZX and any other statutory requirements;
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Compliance Manager means a person who has responsibility for all or part of the compliance function in the business of the Market Participant in connection with the Market.
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Compliance Manager shall have the meaning set forth in Section 4.3.10.
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Examples of Compliance Manager in a sentence

  • If a Plan has been approved, the Contractor is additionally required to submit a monthly Subcontract Awards and Expenditures Report to the Contract Manager and the Purchasing Office Contract Compliance Manager no later than the tenth calendar day of each month.

  • All changes are subject to review and approval by the NJPA Contracts & Compliance Manager, signed in acceptance by the NJPA Executive Director and acknowledged by the NJPA Contract Council.

  • The Contractor’s Project Manager, the Construction Project Engineer and the Department’s District Contract Compliance Manager will attend this meeting.

  • MAN-SS-003 Version 2: 07/03/2022 Document Owner: Compliance Manager Authorised by: CEO This document is uncontrolled when printed.

  • The Data Compliance Manager shall coordinate with the State to implement data exchange requirements.


More Definitions of Compliance Manager

Compliance Manager means a person who holds an appraiser license or certificate in at least one state and who is responsible for overseeing the implementation of, and compliance with, procedures for an appraisal management company to:
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Compliance Manager means the person designated by the Authority to oversee and administer the Pretreatment program and who is charged with certain duties and responsibilities by this article, or his duly authorized representative.
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Compliance Manager means Adam J. Reback or such other person as may be designated from time to time.
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Compliance Manager shall have the meaning set forth in Section 2.6.
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Compliance Manager has the meaning set forth in Section 4.6(a). “Compliance Practices” has the meaning set forth in Section 3.6(a). “Conversion” has the meaning set forth in Section 15.3(a). “Confidential Information” has the meaning set forth in Section 11.1(a).
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Compliance Manager means any individual designated as such by CFH from time to time provided such person is a CFH representative on the PCG, the first of which shall be Xxxx Xxxxxxxxxx; Confidential Information of CFH or Chorus (Owner) means:
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Compliance Manager means the “compliance manager” of InfraCo Africa from time to time. “CPCS” means CPCS Transcom Limited.
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