Equity Security Units definition

Equity Security Units means the collective rights and obligations of a Holder of an Equity Security Unit Certificate in respect of a Note or the appropriate Applicable Ownership Interest in the Treasury Portfolio or the Tax Event Treasury Portfolio, as the case may be, subject in each case to the Pledge thereof, and the related Purchase Contract.
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Equity Security Units means the 8.25% Equity Security
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Equity Security Units means the units issued by Platinum Holdings granting the holder thereof a contract right to purchase common shares of Platinum Holdings in 2005 and an ownership interest in a 6.371% Senior Guaranteed Note due 2007 issued by Platinum Finance and guaranteed by Platinum Holdings and any other equity security units issued by Platinum Holdings or any of its Subsidiaries granting holders thereof similar economic rights.
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Examples of Equity Security Units in a sentence

  • On January 11, 2002, the Company filed a Prospectus Supplement relating to the offering of the 9.5% Adjustable Conversion-Rate Equity Security Units.

  • In addition, the indenture governing the terms of our 5.95% debentures issued as part of our 6.00% Equity Security Units prohibits, with certain limited exceptions, the payment of dividends on our common stock during a deferral of interest payments on the debentures or an event of default under the indenture.

  • Use of Proceeds On October 29, 2001, the Securities and Exchange Commission declared effective (i) the Registration Statement on Form S-1 (Registration No. 333-67714) of the Company with respect to the Company's Common Stock; and (ii) the Registration Statement on Form S-1 (Registration No. 333-70566) of the Company with respect to the Company's 6.00% Equity Security Units (the "Units").

  • A corporate annual report or limited partnership renewal filed by the secretary of state that reflects a change of address of the principal place of business of a registrant may serve as such notice.

  • The treasury stock method assumes exercise of stock options, vesting of restricted stock and conversion of stock purchase rights under purchase contracts included in Equity Security Units, with the assumed proceeds used to purchase common stock at the average market price for the period.

  • Address of principal executive offices) (Zip Code) 313-235-4000(Registrant’s telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which registered Common Stock, without par value, with contingentpreferred stock purchase rightsNew York and Chicago Stock Exchanges 8.75% Equity Security Units New York Stock Exchange 7.8% Trust Preferred Securities * New York Stock Exchange * Issued by DTE Energy Trust I.

  • Structured products typically come in two forms: growth products, which may provide an element of capital protection, and income products, which provide fixed high income, but with a risk to the capital return.If we were discussing structured products 8-10 years ago, the instruments would have been securities such as Reverse Convertible Basket Linked Notes, Adjustable Conversion-Rate Equity Security Units, Market Value Put Securities, and Reset Performance Equity-linked Redemption Quarterly-pay Securities.

  • Diluted earnings per share includes the dilutive effect of stock options, restricted stock and purchase contracts included in Equity Security Units, using the treasury stock method.

  • In addition to the issues included in the above consolidated capitalization table HSBC Finance Corporation has in issue 8.875% Adjustable Conversion-Rate Equity Security Units (the “Units”) of US$542 million.

  • Exhibit Number Description of Exhibit <S> <C> (99) Notice, dated December 21, 2000, to holders of 7.50% Adjustable Conversion-rate Equity Security Units </TABLE> 1 NOTICE OF ANNOUNCEMENT OF SETTLEMENT RATES FOR 7.50% ADJUSTABLE CONVERSION-RATE EQUITY SECURITY UNITS December 21, 2000 Holders of 7.50% Adjustable Conversion-rate Equity Security Units: Pursuant to Section 507 of the Purchase Contract Agreement, dated as of June 21, 1991 (the "Purchase Contract Agreement"), between The Seagram Company Ltd.


More Definitions of Equity Security Units

Equity Security Units the equity security units with a stated amount of $25 consisting of (a) a contract pursuant to which the holder agrees to purchase, for $25, shares of Class A common stock of Lazard Ltd on May 15, 2008 and (b) a 1/40, or 2.5%, ownership interest in a senior note of Lazard Group Finance LLC, with a principal amount of $1,000.
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Equity Security Units means the 8.25% Equity Security --------------------- Units of the Company comprised of (A) a purchase contract under which (i) the holder of the unit agrees to purchase from the Company and the Company agrees to sell to the holder, for $50.00 in cash, a certain number of shares of Common Stock pursuant to the Purchase Contract Agreement and (ii) the Subordinated Notes Issuer will pay such holder contract adjustment payments and (B) either beneficial ownership of (i) a Preferred Security or Subordinated Note, or in certain circumstances following the occurrence of a Tax Event, the appropriate Applicable Ownership Interest of the Treasury Portfolio or (ii) following the Remarketing of the Preferred Securities pursuant to the Purchase Contract Agreement and the Remarketing Agreement, the appropriate Treasury Consideration (as defined in the Purchase Contract Agreement).
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Equity Security Units means those certain units consisting of (a) equity security interests issued pursuant to that certain Purchase Contract Agreement dated as of May 28, 2002 between Toys “R” Us, Inc. and The Bank of New York, as purchase contract agent and (b) senior notes due 2007 issued pursuant to that certain Indenture, as amended as of May 28, 2002, between Toys “R” Us, Inc. and The Bank of New York, as trustee.
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Related to Equity Security Units

  • Equity Security means any stock or similar security, including, without limitation, securities containing equity features and securities containing profit participation features, or any security convertible into or exchangeable for, with or without consideration, any stock or similar security, or any security carrying any warrant, right or option to subscribe to or purchase any shares of capital stock, or any such warrant or right.

  • Equity Securities means, with respect to any Person that is a legal entity, any and all shares of capital stock, membership interests, units, profits interests, ownership interests, equity interests, registered capital, and other equity securities of such Person, and any right, warrant, option, call, commitment, conversion privilege, preemptive right or other right to acquire any of the foregoing, or security convertible into, exchangeable or exercisable for any of the foregoing, or any Contract providing for the acquisition of any of the foregoing.

  • Security, Securities shall have the meaning set forth in Section 2(1) of the Securities Act;

  • Capital Stock means (i) in the case of a corporation, capital stock, (ii) in the case of an association or business entity, any and all shares, interests, participations, rights or other equivalents (however designated) of capital stock, (iii) in the case of a partnership, partnership interests (whether general or limited), (iv) in the case of a limited liability company, membership interests and (v) any other interest or participation that confers on a Person the right to receive a share of the profits and losses of, or distributions of assets of, the issuing Person.

  • Hybrid Equity Securities means securities issued by Borrower or any subsidiary that (a) are classified as possessing a minimum of (i) “intermediate equity content” by S&P and (ii) “Basket C equity credit” by Moody’s and (b) do not contain any scheduled principal payments or prepayments or any mandatory redemptions or mandatory repurchases prior to the date that is at least 91 days after the latest applicable Maturity Date.

  • Equity Stock means all classes or series of capital stock of the Company authorized under the Charter, including, without limit, its common stock, $.001 par value per share, and preferred stock, $.001 par value per share.

  • Equity Shares means the Common Shares and any shares of any other class or series of the Corporation which may from time to time be authorized for issue if by their terms such shares confer on the holders thereof the right to participate in the distribution of assets upon the voluntary or involuntary liquidation, dissolution or winding up of the Corporation beyond a fixed sum or a fixed sum plus accrued dividends;

  • Fully Diluted Company Shares means the total number of issued and outstanding shares of Company Common Stock, (a) after giving effect to the Company Preferred Stock or otherwise treating shares of Company Preferred Stock on an as-converted to Company Common Stock basis, and (b) treating all outstanding in-the-money Specified Company Warrants as fully vested and as if the Specified Company Warrants had been exercised for cash as of the Effective Time, but for the avoidance of doubt excluding any Company Securities described in Section 1.11(b).

  • voting equity securities means equity securities having voting power for the election of directors, whether at all times or only so long as no senior class of security has such voting power by reason of any contingency.

  • Common Shares means the common shares in the capital of the Company;

  • Common Units is defined in the Partnership Agreement.

  • Preferred Stock Equivalents shall have the meaning set forth in Section 11(b) hereof.

  • Equity Interests means Capital Stock and all warrants, options or other rights to acquire Capital Stock (but excluding any debt security that is convertible into, or exchangeable for, Capital Stock).

  • New Equity Interests means the limited liability company

  • Common Stock means the common stock of the Company.

  • Common Stock Equivalents means any securities of the Company or the Subsidiaries which would entitle the holder thereof to acquire at any time Common Stock, including, without limitation, any debt, preferred stock, right, option, warrant or other instrument that is at any time convertible into or exercisable or exchangeable for, or otherwise entitles the holder thereof to receive, Common Stock.

  • equity share capital means the total issued and paid-up equity share capital of the Company, calculated on a Fully Diluted Basis.

  • Fully Diluted Shares means an amount equal to the sum of (a) the total number of shares of Common Stock outstanding immediately prior to the Effective Time, plus (b) the total number of shares of Common Stock that all In-the-Money Options outstanding immediately prior to the Effective Time are exercisable into at such time and without any withholding of shares to pay the exercise price or Taxes.

  • Fully-Diluted Common Stock means the outstanding Common Stock and the shares of Common Stock issued or issuable upon exercise of Warrants (assuming full exercise).

  • Company Units has the meaning set forth in the Recitals.

  • Capital Shares Equivalents means any securities, rights, or obligations that are convertible into or exchangeable for or give any right to subscribe for any Capital Shares of the Company or any warrants, options or other rights to subscribe for or purchase Capital Shares or any such convertible or exchangeable securities.

  • Additional Ordinary Shares means Ordinary Shares issued by the Guarantor following the issuance of the Subscribed Ordinary Shares;

  • Ordinary Shares Equivalents means any securities of the Company or the Subsidiaries which would entitle the holder thereof to acquire at any time Ordinary Shares, including, without limitation, any debt, preferred stock, right, option, warrant or other instrument that is at any time convertible into or exercisable or exchangeable for, or otherwise entitles the holder thereof to receive, Ordinary Shares.

  • Class B Ordinary Shares shall have the meaning ascribed to it in Section 2.4(a).

  • Common Stock Equivalent means any Convertible Security or warrant, option or other right to subscribe for or purchase any Additional Shares of Common Stock or any Convertible Security.

  • Units means the units of the Company, each comprised of one share of Common Stock and one-half of one Warrant.