Investor Protection Rules definition

Investor Protection Rules mean the provisions specified in Chapter 9 of the Company’s Regulations, under the same chapter title.
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Examples of Investor Protection Rules in a sentence

  • The reference in the recommendation to a “second pass” costing methodology refers to a level of scrutiny greater than what would be applied when initially costing (for example) a resolution.

  • These rules are the Customer and Investor Protection Rules 2019 (or CIPR).

  • Before an Islamic financial institution issues or approves a financial communication, it must ensure that, in addition to the information required by the Customer and Investor Protection Rules 2019, the material states which Shari’a supervisory board has reviewed the products or services to which the material relates.

  • This includes through case management conferences and the judge’s power to issue directions to address any difficulties that may arise.

  • Pia Eberhardt, Blair Redlin, and Cecile Toubeau, ‘Trad- ing Away Democracy: How CETA’s Investor Protection Rules Threaten the Public Good in Canada and the EU’, November 2014 (https://www.policyalternatives.ca/publications/re- ports/trading-away-democracy).

  • Investor Protection RulesIn principle, an authorised AIFM with a retail top-up will have to meet all the requirements that apply for authorised AIFMs under the fully licensed regime (see 2.3.7 Investor Protection Rules).

  • The Customer and Investor Protection Rules 2019 (“CIPR”) will not apply to CPIF investors with the exception of Chapter 2 (Principles of fair treatment of customers).

  • Olivier Hoslet, “Wie TTIP Unsere Rechte Aushebeln Word-Ohne Dass Wir Es Mitbekommen,” Focus-Online, November 20, 2014, http://www.focus.de/politik/experten/joergens/die-dunkle-seite-des-freihandelsabkommens-wie-ttip-unsere-rechte-aushebeln-wird-ohne-dass-wir-es-mitbekommen_id_4283576.html (last accessed February 19, 2015) ; Pia Eberhardt, Blair Redlin, Cecile Toubeau Trading Away Democracy- How CETA’s Investor Protection Rules Threaten the Public Good in Canada and the EU, ed.

  • By the execution hereof, the Client declares that he knows and expressly accepts the contents of the Regulations, Terms of Trading, Privacy and Security Policy, Complaints Policy, Summary of Conflict of Interest Policy, Enforcement Policy, the Investor Protection Rules and the Risk Management Policy as well as the content of the fee list, which is applied by the eBrókerház Zrt, and which can be viewed on the websites operated by the eBrókerház Zrt.

  • Investor Protection RulesPursuant to the UCITS Act, all advertising mate- rials must be submitted for approval to the FSMA before they can be distributed in Belgium.Please also see 2.3.7 Investor Protection Rules (“Prior Approval of Advertising Material”), which applies mutatis mutandis in respect of UCITS.

Related to Investor Protection Rules

  • Common Rules means the rules and regulations specified in Schedule [G] to be observed by the Apartment Acquirers for the common, peaceful, effective and harmonious use and enjoyment of the Project;

  • Auction Rules means the West Bengal Minor Mineral (Auction) Rules, 2016.

  • Credit Risk Retention Rules shall have the meaning set forth in Section 4.9(a).

  • Common Rule means the "Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments; Final Rule" originally issued at 53 FR 8034-8103 (March 11, 1988). Other common rules will be referred to by their specific titles.

  • U.S. Risk Retention Rules means the federal interagency credit risk retention rules, codified at 17 C.F.R. Part 246.

  • Mediation Rules As defined in Section 2.03(h)(i).

  • Risk Retention Rules means the joint final rule that was promulgated to implement the Risk Retention Requirements (which such joint final rule has been codified, inter alia, at 17 C.F.R. § 246), as such rule may be amended from time to time, and subject to such clarification and interpretation as have been provided by the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, the Commission and the Department of Housing and Urban Development in the adopting release (79 Fed. Reg. 77601 et seq.) or by the staff of any such agency, or as may be provided by any such agency or its staff from time to time, in each case, as effective from time to time as of the applicable compliance date specified therein.

  • Arbitration Rules means the AAA’s Commercial Arbitration Rules and Mediation Procedures.

  • Consumer Protection Act means the Consumer Protection Act, No 68 of 2008;

  • Mentor-Protégé Agreement means an agreement between a prime and MBE or WBE subcontractor pursuant to MCC 2-92-535, that is approved by the City of Chicago and complies with all requirements of MCC 2-92-535 and any rules and regulations promulgated by the Chief Procurement Officer.

  • Fair Housing Act means the Fair Housing Act, as amended.

  • UNCITRAL Arbitration Rules means the arbitration rules of the United Nations Commission on International Trade Law.

  • Data Protection Laws and Regulations means all laws and regulations, including laws and regulations of the European Union, the European Economic Area and their member states, Switzerland and the United Kingdom, applicable to the Processing of Personal Data under the Agreement.

  • Mentor Protégé means the Comptroller of Public Accounts’ leadership program found at: http://www.window.state.tx.us/procurement/prog/hub/mentorprotege/.

  • Mentor Protégé means the Comptroller of Public Accounts’ leadership program found at: http://www.window.state.tx.us/procurement/prog/hub/mentorprotege/.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • Dodd-Frank Act means the Dodd-Frank Wall Street Reform and Consumer Protection Act.

  • Applicable Data Protection Law means all data privacy or data protection laws or regulations globally that apply to the Processing of Personal Information under this Data Processing Agreement, which may include Applicable European Data Protection Law.

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.

  • Data Protection Act means Act CXII of 2011 on Informational Self-Determination and Freedom of Information.

  • Applicable Data Protection Laws means all national, international and local laws, regulations and rules by any government, agency or authority relating to data protection and privacy which are applicable to CPA Global or the Customer, including but not limited to The General Data Protection Regulation (Regulation (EU) 2016/679), (GDPR);

  • Electricity Act means the Electricity Act, 1998, S.O. 1998, c. 15, Schedule A;

  • EU Data Protection Laws means EU Directive 95/46/EC, as transposed into domestic legislation of each Member State and as amended, replaced or superseded from time to time, including by the GDPR and laws implementing or supplementing the GDPR;

  • General Data Protection Regulation GDPR" means regulation (EU) 2016/679 of the European parliament and of the council as amended from time to time.