NASD definition

NASD means the National Association of Securities Dealers, Inc.

NASD means The National Association of Securities Dealers, Inc.

NASD. The National Association of Securities Dealers, Inc.

Examples of NASD in a sentence

• This relief is subject to specific conditions, including the condition that such broker-dealer (whether or not an Authorized Participant) does not, directly or indirectly, receive from the Fund complex any payment, compensation or other economic incentive to promote or sell the Shares of a Fund to persons outside the fund complex, other than non-cash compensation permitted under NASD Rule 2830(l)(5)(A), (B) or (C).

• This relief is subject to specific conditions, including the condition that such broker- dealer (whether or not an Authorized Participant) does not, directly or indirectly, receive from the Fund complex any payment, compensation or other economic incentive to promote or sell the Shares of a Fund to persons outside the fund complex, other than non-cash compensation permitted under NASD Rule 2830(l)(5)(A), (B) or (C).

• Copies of such filing will also be available for inspection and copying at the principal office of the NASD.

• In its filing with the Commission, NASD included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change.

• While we work to open our markets to one another, we must make the same effort to open the Single Market to the world.

More Definitions of NASD

NASD means the National Association of Securities Dealers, Inc., or any successor corporation thereto.

NASD shall have the meaning set forth in Section 5(s) hereof.

NASD. See Section 5(t).

NASD has the meaning set forth in Section 3(i) hereof.

NASD has the meaning given such term in Section 13(b).

NASD. See Section 5(r) hereof. Notes: See the introductory paragraphs hereto.

NASD has the meaning set forth in Section 7.10.