Examples of NYSE in a sentence
Receipt of orders by the Intermediary in good order by the close of the New York Stock Exchange (“NYSE”) on a day when the NYSE is open (or such other time as determined by the Fund) shall be deemed receipt by the Fund for that day’s net asset value to the extent permitted by Rule 22c-1 of the Investment Company Act of 1940 (“’40 Act”) and the agreement between Price Services and the Intermediary.
The Custodian shall provide or cause to be provided this information to the Portfolios’ distributor and other persons as instructed according to the policies established by the Board and/or instructions from an officer of the Fund or the Investment Advisor and shall disseminate such information on each day that the NYSE is open, including through the facilities of the National Securities Clearing Corporation (the “NSCC”), prior to the opening of trading on the NYSE.
The Custodian shall transmit the net asset value per share of each Portfolio to the Transfer Agent, the Distributor, the NYSE or such other national securities exchange as defined in Section 2(a)(26) of the 1940 Act on which a Fund is listed, and such other entities as directed in writing by the Fund.
The Director acknowledges that his appointment hereunder is contingent upon the Board’s determination that he is “independent” with respect to the Company, in accordance with the listing requirements of the Nasdaq and NYSE stock exchanges, and that his appointment may be terminated by the Company in the event that the Director does not maintain such independence standard.
This section shall not apply to (i) transfers occurring upon the incapacitation or death of an owner; (ii) transfers associated with an initial public offering on the NYSE or NASDAQ markets; or (iii) transfers to a company whose stock is publicly traded on the NYSE or NASDAQ markets.