Principal Securities Exchange definition

Principal Securities Exchange means any United States or Canadian national stock exchange or automated inter-dealer quotation system upon which the Common Shares are listed or quoted. As of the date hereof, the Principal Securities Exchange for the Common Shares is the TSX;
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Principal Securities Exchange means any United States national stock exchange or automated inter-dealer quotation system upon which the Company has listed the Common Shares for trading; as of the date hereof, the Principal Securities Exchange for the Common Shares is the NYSE American;
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Principal Securities Exchange means the New York Stock Exchange, but if the New York Stock Exchange is not the principal U.S. trading market for the Series A Common Units, the "Principal Securities Exchange" shall be deemed to mean the principal U.S. National Securities Exchange on which the Series A Common Units are traded, or if the Series A Common Units are not then listed or admitted to trading on any National Securities Exchange but are designated as a national market system security or a Nasdaq SmallCap Market Security by the NASD, or any successor thereto, then such market system, or if the Series A Common Units are not listed or quoted on any of the foregoing, then the OTC Bulletin Board.
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Examples of Principal Securities Exchange in a sentence

  • Any adjustments to the Exchange Basis and the Exercise Price pursuant to this Warrant Certificate shall be subject to the prior approval, if required, of the Principal Securities Exchange.

  • Any adjustments to the Exchange Basis and the Exercise Price pursuant to this Warrant Certificate shall be subject to the prior approval, if required of the Principal Securities Exchange.

  • The Corporation shall use commercially reasonable efforts to ensure that the Common Shares issuable from time to time upon the exercise of this Warrant are listed and posted for trading on the Principal Securities Exchange upon which the Common Shares are then listed or quoted, simultaneously with or as soon as practicable following their issue.

  • If the closing price per security on the Principal Securities Exchange of the Common Shares for the 20 consecutive Trading Days ending on the Trading Day three Trading Days before the date an Acceleration Notice is given is at least 1.71875 times the Exercise Price ($2.75/$1.60) on each such day in the 20 consecutive Trading Day period, then the Corporation may give written notice (the “Acceleration Notice”), (i) to the Holders by personal delivery to Deans Knight Capital Management Ltd.

  • Any such amendment shall be subject to receipt by the Company of all required approvals (if any) from any Principal Securities Exchange, security holders of the Company and all applicable securities regulatory authorities.


More Definitions of Principal Securities Exchange

Principal Securities Exchange means any Canadian or United States national stock exchange or automated inter-dealer quotation system upon which the Common Shares are listed or quoted from time to time and which forms the primary trading market for the Company Shares;
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Principal Securities Exchange as used herein means any United States or Canadian national stock exchange, automated inter-dealer quotation system, or in the over-the-counter market upon which shares of the Common Stock are listed or quoted. The term “Trading Day” as used herein means any day on which the exchange, listing or quotation system on which shares of the Common Stock are listed or quoted and which forms the primary trading market for shares of the Common Stock is open for trading.
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Principal Securities Exchange means, in respect of the Common Shares, the recognized stock exchange in Canada or in the United States upon which the Common Shares are listed or quoted during the applicable period or at the applicable time and, if the Common Shares are listed or quoted on more than one such exchange during the applicable period or at the applicable time, the exchange upon which the average daily trading volume for the Common Shares is highest during the applicable period or, where determined at a point in time, on the Trading Day immediately preceding that applicable time;
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Principal Securities Exchange means, in respect of a security, the national stock exchange, automated inter-dealer quotation system, alternative trading system or over- the-counter market upon which such securities are listed or quoted and which forms the primary trading market by volume for such securities;
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Principal Securities Exchange means the Nasdaq Global Market, but if the Nasdaq Global Market is not the principal U.S. trading market for the Common Stock, the “Principal Securities Exchange” shall be deemed to mean the principal National Securities Exchange on which the Common Stock is traded, or if the Common Stock is not then listed or admitted to trading on any National Securities Exchange, then the OTC Bulletin Board.
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Related to Principal Securities Exchange

  • National Securities Exchange means an exchange registered with the Commission under Section 6(a) of the Exchange Act (or any successor to such Section).

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Futures Exchange means the exchange or trading system with the highest trading volume of options or futures contracts relating to the Share. If options or futures contracts on the Share are not traded on any exchange, the Futures Exchange shall be the options or futures exchange with the highest amount of options or futures contracts relating to shares of companies having their residence in the country in which the Company has its residence. If there is no options or futures exchange in the country in which the Company has its residence on which options or futures contracts on shares are traded, the Calculation Agent will determine the Futures Exchange in its reasonable discretion (billiges Ermessen) (§ 317 BGB) and will make notification thereof in accordance with § 6 of the General Terms.

  • Recognised Futures Exchange means an international futures exchange which is recognised by the SFC or which is approved by the Manager.

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Regulation S Global Securities Appendix A

  • Hague Securities Convention means The Convention on the Law Applicable to Certain Rights in Respect of Securities Held with an Intermediary (Concluded 5 July 2006), which became effective in the United States of America on April 1, 2017.

  • Primary Exchange means, with respect to each Index constituent or each constituent underlying a Successor Index, the primary exchange or market of trading such Index constituent or such constituent underlying a Successor Index.

  • Determining Futures Exchange means the options and/or futures exchange, on which respective derivatives of the Underlying (the "Derivatives") are mostly liquidly traded, such options and/or futures exchange shall be determined by the Calculation Agent acting in accordance with relevant market practice and in good faith by way of notice pursuant to § 6 of the General Conditions.In the case of a material change in the market conditions at the Determining Futures Exchange, such as a final discontinuation of derivatives' quotation linked to the Underlying at the Determining Futures Exchange or a considerably restricted number or liquidity, it shall be substituted as the Determining Futures Exchange by another options and/or futures exchange that offers satisfactorily liquid trading in the Derivatives (the "Substitute Futures Exchange"); such options and/or futures exchange shall be determined by the Calculation Agent acting in accordance with relevant market practice and in good faith. In the event of such substitution, any reference to the Determining Futures Exchange in the Terms and Conditions of these Securities shall be deemed to refer to the Substitute Futures Exchange.

  • central securities depository or ‘CSD’ means a central securities depository as defined in point (1) of Article 2(1) of Regulation (EU) No 909/2014.

  • Private Exchange Securities shall have the meaning set forth in Section 2(a) hereof.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Private Exchange Notes See Section 2(b) hereof.

  • Municipal Securities means municipal securities as described under “The Fund’s Investments—Municipal Securities” in the Memorandum.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • NYSE means the New York Stock Exchange.

  • Original Securities means all Securities other than Exchange Securities.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Alternative Stock Exchange means at any time, in the case of the Ordinary Shares, if they are not at that time listed and traded on the ASX, the principal stock exchange or securities market on which the Ordinary Shares are then listed or quoted or dealt in;