Retail Clients definition

Retail Clients shall have the meaning ascribed to it in the Applicable Laws and Regulations;
Retail Clients shall have the meaning ascribed to it in the Client Categorisation Policy established pursuant to the Applicable Laws and Regulations .
Retail Clients means clients who are classified as retail clients under the FCA Rules;

Examples of Retail Clients in a sentence

  • In this respect, the Company’s Retail Clients can never lose more than the total sum invested for trading in CFDs.

  • In particular, Retail Clients are afforded the most regulatory protection.

  • The objective of the ICF is to secure any claims of the covered clients, i.e. Retail Clients, against members of the ICF.


More Definitions of Retail Clients

Retail Clients when used in this Agreement, unless the context otherwise requires, shall mean any client who is not a ‘Professional Client’ for purposes of client categorization/classification under MiFID II;
Retail Clients means a Client who is not an Eligible Counterparty or Professional Client. KBC will notify each Client of its categorization for the purpose of provision of services under this Agreement.
Retail Clients means a customer who is not classified as an Accredited Investor;
Retail Clients means a Client who is not a Professional Client by default.
Retail Clients has a meaning as defined by the Applicable Law; “Services” means the activities listed in Article 4 of this General Rules which shall be performed by the Broker in exchange of its remuneration hereunder; “Statement of Client Account” means a Report issued by the Broker which reflects all the transactions and balances of the Client’s Account as specified in Article 6.13 of these General Rules; “Stop-Limit Order” shall mean any Order to buy/sell at a fixed price provided that the market prices have reached a defined level; “Third Party” means a Person, other than the Client, involved by the Broker in connection with provision of the Brokerage Services; “Transaction” means a transaction for buying and/or selling one or more Financial Instruments, as well as REPO Transaction, concluded by the Broker on its behalf or on Client’s behalf, but for Client’s Account and in Client’s interests in accordance with the Client Order; “Transaction Costs” means all costs and expenses associated with Services provided hereunder, including any expenses which may arise in connection with the Transactions, such as (but not limited to): ▪ costs and expenses for the re-registration of Financial Instruments in the shareholders’ registers and/or depositories; ▪ registration fees; ▪ transfer agent fees and related travel expenditures; которую можно найти на веб-сайте Брокера xxxxx://xxxx-xxxxxx.xxxxxxx, для заключения сделки РЕПО для Клиента, надлежащим образом оформленную и предоставленную в соответствии со Статьей 6.11 настоящих Основных условий; «Сделка РЕПО» означает Сделку, при которой одна сторона, являющаяся Брокером или Контрагентом («Продавец»), соглашается продать другой стороне («Покупателю») Финансовые инструменты за оплату Покупной цены Покупателем, с одновременным согласием Покупателя продать Финансовые инструменты Продавцу, эквивалентные купленным Финансовым инструментам, в определенную дату или по требованию в счет уплаты Покупателем Покупной Цены. «Розничные клиенты» имеют значение, определенное применимым законодательством. «Услуги» означают услуги, перечисленные в Статье 4 настоящих Основных Условий, которые предоставляются Брокером в обмен на соответствующее вознаграждение. «Выписка по счету Клиента» означает отчет, выпущенный Брокером, который отражает все сделки и остатки на счете Клиента, как описано в Статье 6.13 настоящих Основных Условий; «Лимитный стоп-приказ» означает любое поручение на покупку/продажу по фиксированной цене при условии, что рыночные цены ...
Retail Clients means Clients categorised as retail clients pursuant to MiFID II and the Inves- tor Protection Order;
Retail Clients means clients who are not Professional Clients.