SEC Comments definition

SEC Comments means written comments pertaining solely to Rule 415 which are received by the Company from the SEC, and a copy of which shall have been provided by the Company to the Purchasers, to a filed Registration Statement which require the Company to limit the amount of Registrable Securities which may be included therein to a number of Registrable Securities, which is less than such amount sought to be included thereon as filed with the SEC.
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SEC Comments shall have the meaning given in subsection 2.1.1.
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SEC Comments has the meaning specified in Section 1(a).
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Examples of SEC Comments in a sentence

  • SEC: Comments may be submitted by any of the following methods: Electronic Comments: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx); • Send an email to rule-comments@ xxx.xxx.

  • The Part III information included in this Amendment includes information responsive to all of the relevant SEC Comments.

  • Subject to any SEC Comments, such Shelf shall include a plan of distribution substantially in the form attached hereto as Exhibit A (the “Plan of Distribution”), as may be amended in accordance with the terms of this Agreement.

  • The Company shall use its commercially reasonable efforts to cause such Shelf to become effective as promptly thereafter as practicable, but in any event not later than 90 days after the Filing Deadline if the Company receives comments to the Shelf from the Commission (“SEC Comments”) or 30 days after the Filing Deadline if the Company does not receive SEC Comments (such date, the “Effectiveness Deadline”).

  • SEC: Comments should be directed to the Office of Management and Budget, Attention: Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Room 10102, New Executive Office Building, Washington, DC 20503, and commenters also should send a copy of their comments to Elizabeth M.

  • ASS’N TAX SEC., Comments Relating to Proposed Regulations To Be Issued Pursuant to Sections 704(c), 707(a)(2) and 752, at 11–21 (1985).

  • On June 8, 2023, the Court entered a final order relating to this motion, which included the SEC Comments (D.I. 116).

  • Paragraph 2, Section 20.A.6, POEA SEC) Comments: This amendment was prompted by the 120 day issue.

  • Section 16.C, POEA SEC) Comments: The new POEA SEC now states that an aggrieved seafarer shall elevate an unsatisfactory resolution of his grievance to voluntary arbitration as agreed upon in the CBA.

  • For a list of all the parties submitting comments and links to the relevant documents, see SEC, Comments on Study on Extraterritorial Private Rights of Action, http://www.sec.gov/comments/4- 617/4-617.shtml (last modified Feb.


More Definitions of SEC Comments

SEC Comments has the meaning set forth in Section 2.12.
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SEC Comments means comments sent by the SEC to the Company in respect of a Registration Statement.
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Related to SEC Comments

  • Commission Comments means written comments pertaining solely to Rule 415 which are received by the Company from the Commission, and a copy of which shall have been provided by the Company to the Holder, to a filed Registration Statement which limit the amount of shares which may be included therein to a number of shares which is less than such amount sought to be included thereon as filed with the Commission.

  • SEC Guidance means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act.

  • SEC means the Securities and Exchange Commission.

  • Form 10 means the registration statement on Form 10 filed by SpinCo with the Commission to effect the registration of SpinCo Common Stock pursuant to the Exchange Act in connection with the Distribution, as such registration statement may be amended or supplemented from time to time.

  • Form S-1 shall have the meaning given in subsection 2.1.1.

  • Company Proxy Statement has the meaning set forth in Section 3.5.

  • State Information Commission means the State Information Commission constituted under sub-section (1) of section 15;

  • Comment means the findings and recommendations of the Council for- mally provided in writing to the head of a Federal agency under section 106.

  • Information Statement has the meaning set forth in Section 6.6.

  • Proxy Statement has the meaning set forth in Section 6.03(a).

  • Joint Proxy Statement shall have the meaning set forth in Section 6.3(a).

  • Election Commission means the Election Commission appointed by the President under article 324;

  • Information Commissioner means the UK Information Commissioner and any successor;

  • Form S-3 Shelf shall have the meaning given in Section 2.1.1.

  • SECP or “Commission” means Securities and Exchange Commission of Pakistan established under Securities and Exchange Commission of Pakistan Act, 1997 and shall include its successor.

  • SEC Filings has the meaning set forth in Section 4.6.

  • disclosure date means either of the following:

  • Form F-3 Shelf shall have the meaning given in Section 2.1.1.

  • Form S-3 shall have the meaning given in subsection 2.3.

  • Merger Registration Statement means the registration statement, together with all amendments, filed with the SEC under the Securities Act for the purpose of registering shares of NYB Common Stock to be offered to holders of Synergy Common Stock in connection with the Merger.

  • Demand Registration Statement has the meaning set forth in Section 2.01(a).

  • Form S-1 Shelf shall have the meaning given in Section 2.1.1.

  • Disclosure Order has the meaning set forth in Section 10.7.

  • Commission Guidance means (i) any publicly available written guidance or rule of general applicability of the Securities and Exchange Commission staff or (ii) written comments, requirements or requests of the Securities and Exchange Commission staff to the Company in connection with the review of a Registration Statement.

  • Required Filing Date has the meaning set forth in Section 3.1.

  • 10-K Filing Deadline As defined in Section 11.05(a).