SEC Filings definition

SEC Filings has the meaning set forth in Section 4.6.

SEC Filings means the Trust’s registration statement and amendments thereto and any periodic reports relating to the Trust and its Portfolios that are required by law to be furnished to shareholders of the Trust and/or filed with the Securities and Exchange Commission.

SEC Filings has the meaning set forth in Section 3.07.

Examples of SEC Filings in a sentence

• Each of the Investor and the Exchanging Investors has had access to and reviewed the Covered SEC Filings and such other information concerning the Company and the Debentures and Warrants it deems necessary to enable it to make an informed investment decision concerning the Transaction.

• Except as disclosed in the SEC Filings or on Schedule 5.6, no litigation or investigation known to any Borrower through receipt of written notice or proceeding of or by any Governmental Authority or any other Person is pending against any Group Member, (a) with respect to the validity, binding effect or enforceability of any Loan Document, or with respect to the Term Loans made hereunder, or (b) which would have a Material Adverse Effect.

• The Investor has had the chance to review and familiarize itself with the SEC Filings of the Company, and the Investor has sought such accounting, legal and tax advice as the Investor has considered necessary to make an informed investment decision.

• The Parties expect the completion of the auditing and execution of the BCA on or before July 31 2024 and the submission of audited financials with the SEC Filings on or before August 15 2024.

• The Covered SEC Filings, taken as a whole, do not include an untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.

More Definitions of SEC Filings

SEC Filings means any filings made by the Company with the Commission.

SEC Filings shall have the meaning set forth in Section 7.7.

SEC Filings means all forms, reports, schedules, statements and other documents required to be filed by the Corporation under the Securities Act and the rules and regulations promulgated thereunder);

SEC Filings shall have the meaning ascribed to such term in Section 3.1(h).

SEC Filings has the meaning set forth in Section 3.4 of this Agreement.

SEC Filings has the meaning set forth in Section 6.9(a).

SEC Filings means the Company’s Exchange Act disclosures documents filed with the Securities and Exchange Commission on Forms 8K, 10K or 10Q (or their equivalents).