THE ADVISOR has entered into a sub-administration agreement with State Street Bank and Trust Company dated April 2, 2004 (the "Sub-administration Agreement"). Collectively, the Advisory Agreement, the Administration Agreement, the Custody Agreement, the Auction Agency Agreement and the Sub-administration Agreement are referred to herein as the "Company Agreements." In consideration of the mutual agreements contained herein and of the interests of the parties in the transactions contemplated hereby, the parties hereto agree as follows:
THE ADVISOR. (updated list) Listed above is acting as a non-exclusive independent agent and the investment advisor of clients for Pangea Asesores. The investment advisor and Pangea Asesores have entered into a written agreement, which provides that the investment advisor will be compensated by Pangea Asesores in the amount of 50% of the fees collected by Pangea Asesores from you, which will not serve to increase the fees or expenses payable by you to Pangea Asesores. The fee we pay your investment advisor should be equivalent to the fee that your investment advisor is charging you. Consequently, since your investment advisor has agreed to offset these amounts, the arrangement between your investment advisor and Pangea Asesores will have the effect of reducing the overall fees payable by you to the investment advisor. The Below acknowledges receipt of this disclosure and consents to the relationship discussed above. Date , 20 CLIENT: (Name) (Signature)
THE ADVISOR. Advisors Asset Management, Inc. By: Name: Title: Appendix A TO THE SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND ADVISORS ASSET MANAGEMENT, INC. Fund Advisor Fee Effective Date AAM/Xxxx & Xxxxxx Income Growth Fund 0.65% April 1, 2014 AAM/Insight Select Income Fund 0.38% October 20, 2017 AAM/HIMCO Short Duration Fund 0.38% December 31, 2014 AAM/HIMCO Global Enhanced Dividend Fund 0.90% December 18, 2017 AAM/Phocas Real Estate Fund 0.65% _________, 2018
Examples of THE ADVISOR in a sentence
The Advisor cannot give any advice or take any action with respect to the voting of these proxies.
The Advisor may modify the terms in this Section prospectively on at least 30 days prior written notice.
The Advisor obtains this information by having the client complete an Account Application which is a part of the Account Agreement.
The Advisor shall not be compensated on the basis of a share of capital gains realized upon sale securities or capital appreciation of the funds in which the Client is invested.
The Advisor will review the allegations on a confidential basis and provide the Complainant with information relating to due process, standards of confidentiality, standards of proof, college procedures and policies and advise on effective methods to resolve the matter.
More Definitions of THE ADVISOR
THE ADVISOR s management fee, the Investment Management Fee paid to the Sub-Advisor will be reduced to zero for that month, but in no event shall the Sub-Advisor be required to reimburse the Advisor for all or a portion of such excess reimbursements.
THE ADVISOR. CHARTWELL INVESTMENT PARTNERS, LLC By: Name: Title: Appendix A Fund Advisory Fee As a Percentage of Average Daily Net Assets Effective Date Berwyn Fund 1.00% of the first $500 million; 0.95% of the next $500 million; and 0.90% of such asset over $1 billion Berwyn Income Fund 0.50% of the first $1.75 billion; 0.48% of the next $1.75 billion; and 0.46% of such assets over $3.5 billion Berwyn Cornerstone Fund 0.85%
THE ADVISOR. LIBERTY STREET ADVISORS, INC By: Name: Title: Appendix A Fund/Class Advisor Fee Effective Date
THE ADVISOR. LIBERTY STREET ADVISORS, INC. By: Name: Title: Appendix A Fund/Class Advisor Fee Effective Date All Terrain Opportunity Fund 1.40% __/__/2019
THE ADVISOR. CM GROUP, LLC, a Delaware limited liability company By: Xxxx X. Xxxxxxxx Chief Executive Officer
THE ADVISOR. WCM Investment Management, LLC By: Name: Dxxxx Xxxxxx Title: Chief Compliance Officer Appendix A Fund Advisor Fee Effective Date WCM Focused International Growth Fund 0.85% 05/31/2011 WCM Focused Emerging Markets Fund 1.00% 06/28/2013 WCM Focused Global Growth Fund 0.85% 06/28/2013 WCM International Small Cap Growth Fund 1.00% 10/30/2015 WCM Small Cap Growth Fund 1.00% 10/30/2019 WCM Focused Small Cap Fund 1.00% 10/30/2019 WCM China Quality Growth Fund 1.00% 03/31/2020 WCM Focused ESG International Fund 0.85% 03/31/2020 WCM Focused ESG Emerging Markets Fund 1.00% 03/31/2020 WCM Focused International Value Fund 0.85% 06/29/2020 WCM Focused International Opportunities Fund 1.00% __/__/ WCM International Long -Term Growth Fund 0.85% __/__/ WCM China A-Shares Growth Fund 1.00% __/__/
THE ADVISOR. LIBERTY STREET ADVISORS, INC. By: Name: Title: DRAFT Appendix A Fund Advisor Fee Effective Date Securian AM Balanced Stabilization Fund 0.70% Securian AM Equity Stabilization Fund 0.70% Securian AM Real Asset Income Fund 0.75%