UT Code definition

UT Code means the Code on Unit Trusts and Mutual Funds issued by the SFC, as amended from time to time and supplemented by published guidelines or other guidance issued by the SFC.

Examples of UT Code in a sentence

  • State / U.T Code and Pin / Post Code will not be mandatory for Overseas addresses.

  • The following table defines the UT Code values provided in the Additional Message Info segment (526-FQ).

  • The term “net derivative exposure” shall have the meaning as defined in 7.26 of the UT Code.

  • For trustees/custodians whose functions are mainly carried out in Hong Kong, an audit certificate will be required with respect to the trustee/custodian’s internal controls and systems in accordance with Appendix G of the UT Code.

  • For the purpose of existing management company, please refer to the implementation schedule in the UT Code.

  • Schemes that are established outside of Hong Kong are normally expected to comply with the applicable provisions of the Handbook, the UT Code and the Published Guidance in order to be authorized in Hong Kong by the SFC for offering to the public in Hong Kong.

  • The management company of a hedge fund should, amongst others, put in place suitable internal controls and risk management systems commensurate with its business and risk profile in compliance with 8.7(a)(iv) of the UT Code.

  • If the new management company is in the process of applying for the required licensing / registration status under Part V of the SFO to carry on the required regulated activity at the time of a new fund application, applicants are reminded that the authorization of the new fund application may only be granted by the SFC when, among others, the requirement as provided under 5.6 of the UT Code has been complied with to the satisfaction of the SFC.

  • An applicant should prepare a KFS in accordance with the requirements under 6.5 to 6.8 of the Overarching Principles Section of the Handbook and 6.2A of the UT Code.

  • Reference should be made to 1.2 of the UT Code and the List of RJS for further details on the concept of RJS.


More Definitions of UT Code

UT Code means the Code on Unit Trusts and Mutual Funds of the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products issued by the SFC, as may be amended, supplemented or otherwise modified from time to time.
UT Code means the Code on Unit Trusts and Mutual Funds administered by the SFC as set out in Section II of the SFC Products Handbook.
UT Code means the Code on Unit Trusts and Mutual Funds administered by the Commission as set out in Section II of the Handbook.

Related to UT Code

  • Procurement Code means §13-1-101, et seq., XXXX 0000, as amended and supplemented from time to time.

  • Grid Code / “IEGC” or “State Grid Code” shall mean the Grid Code specified by the Central Commission under clause (h) of sub-section (1) of Section 79 of the Electricity Act and/or the State Grid Code as specified by the concerned State Commission referred under clause (h) of sub-section (1) of Section 86 of the Electricity Act, as applicable;

  • Network Code means the document now known as the Network Code and formerly known as the Railtrack Track Access Conditions 1995;

  • Data Protection Regulation means Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 20161 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation);

  • Data Protection Law means the applicable legislation protecting the fundamental rights and freedoms of persons and their right to privacy with regard to the processing of Personal Data under the Agreement (and includes, as far as it concerns the relationship between the parties regarding the processing of Personal Data by SAP on behalf of Customer, the GDPR as a minimum standard, irrespective of whether the Personal Data is subject to GDPR or not).

  • EU Data Protection Law means (i) prior to 25 May 2018, Directive 95/46/EC of the European Parliament and of the Council on the protection of individuals with regard to the processing of Personal Data and on the free movement of such data ("Directive") and on and after 25 May 2018, Regulation 2016/679 of the European Parliament and of the Council on the protection of natural persons with regard to the processing of Personal Data and on the free movement of such data (General Data Protection Regulation) ("GDPR"); and (ii) Directive 2002/58/EC concerning the processing of Personal Data and the protection of privacy in the electronic communications sector and applicable national implementations of it (as may be amended, superseded or replaced).

  • Erasmus Code A unique identifier that every higher education institution that has been awarded with the Erasmus Charter for Higher Education receives. It is only applicable to higher education institutions located in Programme Countries. 5 Country code: ISO 3166-2 country codes available at: xxxxx://xxx.xxx.xxx/obp/ui/#search. 6 Any Programme Country enterprise or, more generally, any public or private organisation active in the labour market or in the fields of education, training and youth (training of staff members from Programme Country HEIs in Partner Country non-academic partners is not eligible).

  • Privacy Act means the Privacy Act 1988 (Cth).

  • Access Codes means the username and password provided by the Company to the Client for accessing his Trading Account through the Company’s electronic systems.

  • Metering Code means the Metering Code prepared by the Board andapproved by the Commission, as from time to time revised, amended, supplemented or replaced with the approval of, or at the instance of, the Commission;

  • Code means the Internal Revenue Code of 1986, as amended.