10b-5 Representation. At the respective times the Registration Statement, the Prospectus and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 29 contracts
Samples: Underwriting Agreement (U.S. Rare Earths, Inc), Underwriting Agreement (Peak Resorts Inc), Underwriting Agreement (Selway Capital Acquisition Corp.)
10b-5 Representation. At the respective times the Registration Statement, the Prospectus Statement and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 9 contracts
Samples: Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.)
10b-5 Representation. At the respective times the Registration Statement, the Prospectus and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 8 contracts
Samples: Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.)
10b-5 Representation. At the respective times of use of the Preliminary Prospectus and Prospectus and the effectiveness of the Registration Statement, the Prospectus Statement and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 8 contracts
Samples: Underwriting Agreement (Movano Inc.), Underwriting Agreement (Movano Inc.), Underwriting Agreement (TFF Pharmaceuticals, Inc.)
10b-5 Representation. At the Applicable Time and at the respective times the Registration Statement, the Prospectus and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 6 contracts
Samples: Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (Eco-Stim Energy Solutions, Inc.)
10b-5 Representation. At the respective times the Registration Statement, the Prospectus and any post-effective amendments thereto become effective (effective, and at the Closing Date and the Option Closing Date, if any):Time:
Appears in 6 contracts
Samples: Underwriter Agreement (Dogness (International) Corp), Placement Agent Agreement (Endurance Exploration Group, Inc.), Placement Agreement (Hebron Technology Co., LTD)
10b-5 Representation. At the respective times the Preliminary Prospectus, the Time of Sale Prospectus, the Registration Statement, the Prospectus and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 4 contracts
Samples: Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.)
10b-5 Representation. At the respective times the Registration Statement, the Prospectus and any post-effective amendments thereto become effective (and at the Closing Date and the each Option Closing Date, if any):
Appears in 4 contracts
Samples: Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.)
10b-5 Representation. At the respective times the Registration Statement, the Prospectus and any post-effective amendments thereto become effective effective, and as of the date of the Prospectus (and at the Closing Date and the Option Closing Date, if any):
Appears in 3 contracts
Samples: Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD), Underwriting Agreement (Sunity Online Entertainment LTD)
10b-5 Representation. At the respective times the Registration Statement, the Prospectus and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 3 contracts
Samples: Underwriting Agreement (China Growth Alliance LTD), Underwriting Agreement (China Growth Alliance LTD), Underwriting Agreement (China Growth Alliance LTD)
10b-5 Representation. At the respective times the Registration Statement, the Prospectus Statement and any post-effective amendments thereto become effective effective, and at the time the Prospectus is filed (and at the Closing Date and the Option Closing Date, if any):
Appears in 2 contracts
Samples: Underwriting Agreement (On Track Innovations LTD), Underwriting Agreement (Lihua International Inc.)
10b-5 Representation. At the respective times of use of the Preliminary Prospectus and Prospectus and the effectiveness of the Registration Statement, the Prospectus Statement and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 1 contract
10b-5 Representation. At the respective times that the Registration Statement, the Prospectus and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 1 contract
10b-5 Representation. At the respective times the Registration Statement, the Prospectus Prospectus, supplements and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 1 contract
Samples: Underwriting Agreement (Uni-Pixel)
10b-5 Representation. At the respective times the Registration Statement, the Prospectus and any post-effective amendments thereto become effective effective, and as of the date of the Prospectus (and at the Closing Date and the Option Closing Date, if any):
Appears in 1 contract
Samples: Underwriting Agreement (Sunity Online Entertainment LTD)
10b-5 Representation. At the respective times the Registration Statement, the Base Prospectus, the Time of Sale Prospectus, if any, the Prospectus Supplement, and any post-effective amendments thereto become effective (and at the Closing Date and the Option Closing Date, if any):
Appears in 1 contract
Samples: Underwriting Agreement (China Education Alliance Inc.)
