Common use of 17g-5 Information Clause in Contracts

17g-5 Information. (a) The Issuer shall comply with its obligation under Rule 17g-5 promulgated under the Exchange Act (“Rule 17g-5”), by posting on the Issuer’s Website, no later than the time such information is provided to the Rating Agencies, all information that the Issuer or other parties on their behalf, including the Trustee and the Collateral Manager, provide to the Rating Agencies pursuant to this Indenture (the “17g-5 Information”). For the avoidance of doubt, such information excludes any letter or report provided by the firm of Independent certified public accountants that performs accounting services for the Issuer or the Collateral Manager. At all times while any Secured Notes are rated by any Rating Agency, the Issuer shall engage a third-party to post 17g-5 Information to the Issuer’s Website. On the Closing Date, the Issuer shall engage the Collateral Administrator (in such capacity, the “Information Agent”), to forward certain of the 17g-5 Information in accordance with the Collateral Administration Agreement.

Appears in 2 contracts

Samples: Indenture (KCAP Financial, Inc.), Indenture (TICC Capital Corp.)

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17g-5 Information. (a) The Issuer shall comply with its obligation obligations under Rule 17g-5 promulgated under the Exchange Act (“Rule 17g-5”), by their or their agent’s posting on the Issuer’s 17g-5 Website, no later than the time such information is provided to the Rating AgenciesMoody’s, all information that the Issuer Co-Issuers or other parties on their behalf, including the Trustee and the Collateral Portfolio Manager, provide to Moody’s for the Rating Agencies pursuant to this Indenture purposes of determining the initial credit rating of the Secured Notes or undertaking credit rating surveillance of the Secured Notes (the “17g-5 Information”). For the avoidance of doubt, such information excludes any letter or report provided by the firm of Independent certified public accountants that performs accounting services for the Issuer or the Collateral Manager. At all times while any Secured Notes Securities are rated by Moody’s or any Rating Agencyother NRSRO, the Issuer Co-Issuers shall engage a third-party to post 17g-5 Information to the Issuer’s 17g-5 Website. On the Closing Date, the Issuer shall engage the Collateral Administrator (in such capacity, the “Information Agent”), to forward certain of post 17g-5 Information it receives from the Issuer, the Trustee or the Portfolio Manager to the 17g-5 Information Website in accordance with the Collateral Administration Agreement.

Appears in 1 contract

Samples: www.rns-pdf.londonstockexchange.com

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17g-5 Information. (a) The Issuer shall comply with its obligation obligations under Rule 17g-5 17g‑5 promulgated under the Exchange Act (“Rule 17g-517g‑5”), by it or its agent’s posting on the Issuer’s 17g‑5 Website, no later than promptly following the time such information is provided to the Rating AgenciesAgency, all information that the Issuer Issuers or other parties on their behalf, including the Collateral Trustee and the Collateral Manager, provide to the Rating Agencies pursuant to this Indenture Agency for the purposes of determining the initial credit rating of the Secured Debt or undertaking credit rating surveillance of the Secured Debt (the “17g-5 17g‑5 Information”). For the avoidance of doubt, such information excludes any letter or report provided by the firm of Independent certified public accountants that performs accounting services for the Issuer or the Collateral Manager. At all times while any Secured Notes are Debt is rated by the Rating Agency or any Rating Agencyother NRSRO, the Issuer Issuers shall engage a third-party third‑party to post 17g-5 17g‑5 Information to the Issuer’s 17g‑5 Website. On the Closing Date, the Issuer shall engage the Collateral Administrator (in such capacity, the “Information Agent”), to forward certain of post 17g‑5 Information it receives from the 17g-5 Information Issuer, the Collateral Trustee or the Collateral Manager to the 17g‑5 Website in accordance with the Collateral Administration Agreement.

Appears in 1 contract

Samples: Indenture (Barings Private Credit Corp)

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