Common use of 1940 Act Clause in Contracts

1940 Act. The Issuer is not an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

Appears in 12 contracts

Samples: Indenture (Capitalsource Inc), Indenture (Capitalsource Inc), Indenture (Capitalsource Inc)

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1940 Act. The Issuer is not an "investment company" within the meaning of the Investment Company Act of 1940, as amended.

Appears in 7 contracts

Samples: Indenture (Capitalsource Inc), Indenture (Capitalsource Inc), Indenture (Capitalsource Inc)

1940 Act. The Issuer is not an “investment company” within the meaning of the Investment Company Act of 1940, as amended1940 Act.

Appears in 5 contracts

Samples: Indenture (Horizon Technology Finance Corp), Indenture (Horizon Technology Finance Corp), Indenture (Horizon Technology Finance Corp)

1940 Act. The Issuer is not an "investment company" (and does not control and is not under the control of) within the meaning of the Investment Company Act of 1940, as amended.

Appears in 3 contracts

Samples: Indenture (Greatamerica Leasing Receivables 2000-1 LLC), Indenture (Greatamerica Leasing Receivables 2001-1 LLC), Indenture (Greatamerica Leasing Receivables 2000-1 LLC)

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1940 Act. The Issuer is not an “investment company” within the meaning of the United States Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Indenture (Topspin Medical Inc)

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