Absence of Certain Relationships. No relationship, direct or indirect, exists between or among the Company, on the one hand, and the directors, officers or stockholders of the Company, on the other hand, which is required by the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) to be described in the Registration Statement, the Disclosure Package or the Prospectus which is not so described.
Appears in 13 contracts
Samples: Equity Distribution Agreement (Colony Capital, Inc.), Equity Distribution Agreement (Colony Capital, Inc.), Equity Distribution Agreement (Colony Capital, Inc.)
Absence of Certain Relationships. No relationship, direct or indirect, exists between or among the Company, on the one hand, and the directors, officers or stockholders of the Company, on the other hand, which is required by the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) to be described in the Registration Statement, the General Disclosure Package or the Prospectus which is not so described.
Appears in 10 contracts
Samples: Underwriting Agreement (Colony NorthStar, Inc.), Underwriting Agreement (Colony Financial, Inc.), Underwriting Agreement (Colony Financial, Inc.)
Absence of Certain Relationships. No relationship, direct or indirect, exists between or among the Company, on the one hand, and the directors, officers or stockholders of the Company, on the other hand, which is required by the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA to be described in the Registration Statement, the General Disclosure Package or the Prospectus which is not so described.
Appears in 8 contracts
Samples: Underwriting Agreement (Colony Financial, Inc.), Underwriting Agreement (Colony American Homes, Inc.), Underwriting Agreement (Colony Financial, Inc.)
Absence of Certain Relationships. No relationship, direct or indirect, exists between or among the CompanyCompany and its subsidiaries, on the one hand, and the directors, officers officers, stockholders, customers, suppliers or stockholders other affiliates of the CompanyCompany or its subsidiaries, on the other handother, which that is required by the 1933 Act or the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA to be described in a registration statement filed with the Commission and that is not so described in each of the Registration Statement, the General Disclosure Package or and the Prospectus which is not so describedProspectus.
Appears in 3 contracts
Samples: Underwriting Agreement (BrightSpire Capital, Inc.), Underwriting Agreement (BrightSpire Capital, Inc.), Underwriting Agreement (DigitalBridge Group, Inc.)
Absence of Certain Relationships. No relationship, direct or indirect, exists between or among the CompanyCompany or any subsidiary, on the one hand, and the directors, officers officers, stockholders or stockholders directors of the CompanyCompany or any subsidiary, on the other hand, which is required by the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA to be described in the Registration Statement, the Disclosure Package or Statement and the Prospectus which is not so described.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Two Harbors Investment Corp.), Equity Distribution Agreement (Two Harbors Investment Corp.)
Absence of Certain Relationships. No relationship, direct or indirect, exists between or among the Company, on the one hand, and the directors, officers or stockholders shareholders of the Company, on the other hand, which is required by the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA to be described in the Registration Statement, the General Disclosure Package or the Prospectus which is not so described.
Appears in 2 contracts
Samples: Underwriting Agreement (Etre Reit, LLC), Underwriting Agreement (Etre Reit, LLC)
