Common use of Absence of Fiduciary Relationship Clause in Contracts

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 29 contracts

Samples: Underwriting Agreement (AN2 Therapeutics, Inc.), Underwriting Agreement (G1 Therapeutics, Inc.), Underwriting Agreement (AN2 Therapeutics, Inc.)

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Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 28 contracts

Samples: Underwriting Agreement (Aura Biosciences, Inc.), Underwriting Agreement (Aura Biosciences, Inc.), Underwriting Agreement (Nkarta, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 20 contracts

Samples: Underwriting Agreement (Orthopediatrics Corp), Purchase Agreement (Repro Med Systems Inc), Underwriting Agreement (Orthopediatrics Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters underwriter in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 18 contracts

Samples: Underwriting Agreement (American Superconductor Corp /De/), Underwriting Agreement (Emcore Corp), Underwriting Agreement (American Superconductor Corp /De/)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 16 contracts

Samples: Underwriting Agreement (ONCOSEC MEDICAL Inc), Underwriting Agreement (Matinas BioPharma Holdings, Inc.), Underwriting Agreement (Matinas BioPharma Holdings, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 16 contracts

Samples: Purchase Agreement (CymaBay Therapeutics, Inc.), Purchase Agreement (CymaBay Therapeutics, Inc.), Purchase Agreement (POINT Biopharma Global Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company Company, on the one hand, and the Representatives Underwriters, on the other hand, has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-arm’s length negotiations with the RepresentativesUnderwriters, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it the Company has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company Company, and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 15 contracts

Samples: Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 13 contracts

Samples: Purchase Agreement (Marker Therapeutics, Inc.), Purchase Agreement (Motus GI Holdings, Inc.), Purchase Agreement (Aptevo Therapeutics Inc.)

Absence of Fiduciary Relationship. The Company acknowledges Transferor and agrees the Bank acknowledge and agree that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Notes and that no fiduciary, advisory or agency relationship between the Company Transferor, the Bank and the Representatives Underwriters has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company Transferor or the Bank on other matters; (b) the price of the Stock Notes set forth in this Agreement was established by the Company Transferor and the Bank following discussions and arms-length negotiations with the RepresentativesUnderwriters, the Transferor and the Company is Bank are capable of evaluating and understanding, understanding and understands understand and accepts, accept the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has they have been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company Transferor and the Bank and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company Transferor or the Bank by virtue of any fiduciary, advisory or agency relationship; and (d) it waivesthey waive, to the fullest extent permitted by law, any claims it they may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees agree that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company Transferor or the Bank in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the CompanyTransferor or the Bank, including stockholders, employees or creditors of the CompanyTransferor and the Bank.

Appears in 12 contracts

Samples: Underwriting Agreement (First National Funding LLC), Underwriting Agreement (First National Funding LLC), Underwriting Agreement (First National Funding LLC)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriters has been created in respect of any of the transactions contemplated by this AgreementAgreement or the process leading thereto, irrespective of whether any of the Representatives Underwriters has advised or is advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it they may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Companyduty.

Appears in 10 contracts

Samples: Underwriting Agreement (National Retail Properties, Inc.), Underwriting Agreement (National Retail Properties, Inc.), Underwriting Agreement (National Retail Properties, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Shares and that no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriters has been created in respect of any of the transactions contemplated by this AgreementAgreement or the process leading thereto, irrespective of whether any of the Representatives Underwriters has advised or is advising the Company on other matters; (b) the price of the Stock Shares set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it they may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Companyduty.

Appears in 10 contracts

Samples: Underwriting Agreement (National Retail Properties, Inc.), Underwriting Agreement (National Retail Properties, Inc.), Underwriting Agreement (National Retail Properties, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 9 contracts

Samples: Underwriting Agreement (OptiNose, Inc.), Underwriting Agreement (Acelrx Pharmaceuticals Inc), Purchase Agreement (Neuronetics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have each Underwriter has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriters has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Aegis Capital Corp. has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 8 contracts

Samples: Underwriting Agreement (Cytrx Corp), Underwriting Agreement (Echo Therapeutics, Inc.), Underwriting Agreement (Echo Therapeutics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the The Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this AgreementAgreement or the Prospectus, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the The price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it The Company has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it The Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty or claim on behalf of or in right of if the Company, including stockholders, employees or creditors of the Company.

Appears in 7 contracts

Samples: Underwriting Agreement (Berkley W R Corp), Underwriting Agreement (Berkley W R Corp), Underwriting Agreement (Berkley W R Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 7 contracts

Samples: Purchase Agreement (Infinity Pharmaceuticals, Inc.), Underwriting Agreement (Beyond Air, Inc.), Underwriting Agreement (Nuvectra Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 7 contracts

Samples: Underwriting Agreement (Kura Oncology, Inc.), Underwriting Agreement (Kura Oncology, Inc.), Underwriting Agreement (Kura Oncology, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 7 contracts

Samples: Underwriting Agreement (AppHarvest, Inc.), Underwriting Agreement (CymaBay Therapeutics, Inc.), Underwriting Agreement (CymaBay Therapeutics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company Company, on the one hand, and the Representatives Underwriters, on the other hand, has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length arms’-length negotiations with the RepresentativesUnderwriters, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it The Company has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company Company, and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 7 contracts

Samples: Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each the Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Underwriter has been retained solely to act as underwriters underwriter in connection with the sale of the Stock Securities and no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriter has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Underwriter has advised or is advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesUnderwriter, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriter and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Underwriter has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriter for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriter shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 6 contracts

Samples: Underwriting Agreement (ClearSign Technologies Corp), Underwriting Agreement (Tilray, Inc.), Underwriting Agreement (Vermillion, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters underwriter in connection with the sale of the Stock Public Units and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock Public Units set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 6 contracts

Samples: Underwriting Agreement (VectoIQ Acquisition Corp.), Underwriting Agreement (VectoIQ Acquisition Corp.), Underwriting Agreement (VectoIQ Acquisition Corp.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Securities and no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and armsarm’s-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 6 contracts

Samples: Underwriting Agreement (MDxHealth SA), Underwriting Agreement (Argenx Se), Underwriting Agreement (Argenx Se)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 6 contracts

Samples: Underwriting Agreement (Leap Therapeutics, Inc.), Purchase Agreement (CoLucid Pharmaceuticals, Inc.), Purchase Agreement (CoLucid Pharmaceuticals, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriterthe Placement Agent’s responsibility to the Company is solely contractual in nature, the Representatives have Placement Agent has been retained solely to act as underwriters Placement Agent in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives Placement Agent has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Placement Agent has advised or is advising the Company on other matters; (b) the price of the Stock Units set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesPlacement Agent, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Placement Agent and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Placement Agent has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Placement Agent for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Placement Agent shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 6 contracts

Samples: Placement Agent Agreement (Altair Nanotechnologies Inc), Placement Agent Agreement (Inovio Pharmaceuticals, Inc.), Placement Agent Agreement (Harbor BioSciences, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Offered Securities and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this AgreementAgreement or the Final Prospectus, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands understand and accepts, accept the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 5 contracts

Samples: Underwriting Agreement (Energy Conversion Devices Inc), Underwriting Agreement (Sunpower Corp), Underwriting Agreement (Energy Conversion Devices Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s The Underwriters’ responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is are advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 5 contracts

Samples: Underwriting Agreement (Sunesis Pharmaceuticals Inc), Underwriting Agreement (Sunesis Pharmaceuticals Inc), Underwriting Agreement (Sunesis Pharmaceuticals Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters underwriter in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 5 contracts

Samples: Underwriting Agreement (Omeros Corp), Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Omeros Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company Company, on the one hand, and the Representatives Underwriters, on the other hand, has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length arms’-length negotiations with the RepresentativesUnderwriters, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it the Company has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company Company, and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 5 contracts

Samples: Underwriting Agreement (Arlington Asset Investment Corp.), Underwriting Agreement (Arlington Asset Investment Corp.), Underwriting Agreement (Arlington Asset Investment Corp.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 4 contracts

Samples: Purchase Agreement (Apollo Endosurgery, Inc.), Purchase Agreement (Nyxoah SA), Purchase Agreement (Neothetics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Notes and that no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriters has been created in respect of any of the transactions contemplated by this AgreementAgreement or the process leading thereto, irrespective of whether any of the Representatives Underwriters has advised or is advising the Company on other matters; (b) the price of the Stock Notes set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it they may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Companyduty.

Appears in 4 contracts

Samples: Underwriting Agreement (NNN Reit, Inc.), Underwriting Agreement (National Retail Properties, Inc.), Underwriting Agreement (NNN Reit, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Representative have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has Representative have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 4 contracts

Samples: Underwriting Agreement (ClearPoint Neuro, Inc.), Underwriting Agreement (RumbleOn, Inc.), Underwriting Agreement (RumbleON, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their respective affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 4 contracts

Samples: Purchase Agreement (Vericel Corp), Purchase Agreement (Medgenics, Inc.), Purchase Agreement (Medgenics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each the Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Underwriter has been retained solely to act as underwriters underwriter in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriter has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Underwriter has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesUnderwriter, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriter and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Underwriter has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriter for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriter shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 4 contracts

Samples: Underwriting Agreement (Alliqua BioMedical, Inc.), Underwriting Agreement (Identiv, Inc.), Underwriting Agreement (Mela Sciences, Inc. /Ny)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriterthe Placement Agent’s responsibility to the Company is solely contractual in nature, the Representatives have Placement Agent has been retained solely to act as underwriters Placement Agent in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives Placement Agent has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Placement Agent has advised or is advising the Company on other matters; (b) the price of the Stock Shares set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesPlacement Agent, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Placement Agent and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Placement Agent has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Placement Agent for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Placement Agent shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 4 contracts

Samples: Placement Agent Agreement (Cleveland Biolabs Inc), Placement Agent Agreement (Acorn Energy, Inc.), Placement Agent Agreement (Arcadia Resources, Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Notes and that no fiduciary, advisory or agency relationship between the Company and the Representatives has Underwriters have been created in respect of any of the transactions contemplated by this Underwriting Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company on other matters; (b) the price of the Stock Notes set forth in this Agreement the final term sheet attached as Annex A to Schedule II hereto was established by the Company following discussions and arms-length negotiations with the Representatives, Underwriters and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Underwriting Agreement; (c) it the Company has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Firstenergy Corp), Underwriting Agreement (Firstenergy Corp), Underwriting Agreement (Firstenergy Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have each Underwriter has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives such Underwriter has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock Shares set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that each of the Representatives Underwriters and each of their respective affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Equity Underwriting Agreement (Sarepta Therapeutics, Inc.), Equity Underwriting Agreement (Sarepta Therapeutics, Inc.), Equity Underwriting Agreement (Sarepta Therapeutics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and armsarm’s-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Voyager Therapeutics, Inc.), Underwriting Agreement (Syros Pharmaceuticals, Inc.), Underwriting Agreement (Voyager Therapeutics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has Representative have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Baudax Bio, Inc.), Underwriting Agreement (Baudax Bio, Inc.), Underwriting Agreement (Itamar Medical Ltd.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Shares and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Shares set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Gaiam Inc), Underwriting Agreement (Crocs, Inc.), Underwriting Agreement (Crocs, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that that, to the fullest extent permitted by law, the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Regado Biosciences Inc), Underwriting Agreement (Regado Biosciences Inc), Underwriting Agreement (Regado Biosciences Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Public Units and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is advising the Company on other matters; (b) the price of the Stock Public Units set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (VectoIQ Acquisition Corp. II), Underwriting Agreement (VectoIQ Acquisition Corp. II), Underwriting Agreement (VectoIQ Acquisition Corp. II)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their respective affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Inovio Pharmaceuticals, Inc.), Purchase Agreement (Inovio Pharmaceuticals, Inc.), Purchase Agreement (Inovio Pharmaceuticals, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each the Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Underwriter has been retained solely to act as underwriters underwriter in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriter has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Underwriter has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Underwriter and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriter and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Underwriter has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriter for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriter shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Omeros Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriterthe Placement Agent’s responsibility to the Company is solely contractual in nature, the Representatives have Placement Agent has been retained solely to act as underwriters placement agent in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives Placement Agent has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Placement Agent has advised or is are advising the Company on other matters; (b) the price of the Stock Shares set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesPlacement Agent, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Placement Agent and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Placement Agent has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Placement Agent for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Placement Agent shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Placement Agent Agreement (BofI Holding, Inc.), Placement Agent Agreement (BofI Holding, Inc.), Placement Agent Agreement (BofI Holding, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands understand and accepts, accept the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Purchase Agreement (Electromed, Inc.), Purchase Agreement (Electromed, Inc.), Purchase Agreement (Electromed, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each the Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Underwriter has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives such Underwriter has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any underwriter or any of the Representatives its affiliates has advised or is advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesUnderwriter, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriter and their its respective affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Underwriter has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriter for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriter shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Loan and Security Agreement (Fuelcell Energy Inc), Underwriting Agreement (Fuelcell Energy Inc), Underwriting Agreement (Fuelcell Energy Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in natureRepresentative, on behalf of the Representatives Underwriters, have been retained solely to act as underwriters in connection with the sale of the Stock Shares and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Representative have advised or is are advising the Company on other matters; (b) the price of the Stock Shares set forth in this Agreement was established by the Company following discussions and arms-arm’s length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it the Company has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative, on behalf of themselves and the other Underwriters, for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall Representative, on behalf of themselves and the other Underwriters, have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (TICC Capital Corp.), Underwriting Agreement (TICC Capital Corp.), Underwriting Agreement (TICC Capital Corp.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Representative have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Representative have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (ImmunoCellular Therapeutics, Ltd.), Underwriting Agreement (ImmunoCellular Therapeutics, Ltd.), Underwriting Agreement (ImmunoCellular Therapeutics, Ltd.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (ViewRay, Inc.), Underwriting Agreement (ViewRay, Inc.), Purchase Agreement (MAKO Surgical Corp.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length arms‑length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Rocket Pharmaceuticals, Inc.), Underwriting Agreement (Rocket Pharmaceuticals, Inc.), Underwriting Agreement (Rocket Pharmaceuticals, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters underwriter in connection with the sale of the Stock Securities and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Catalyst Pharmaceuticals, Inc.), Underwriting Agreement (Catalyst Pharmaceutical Partners, Inc.), Underwriting Agreement (Catalyst Pharmaceutical Partners, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s the Underwriters’ responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters Underwriters in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives has Underwriters have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company on other matters; (b) the price of the Stock Shares set forth in this Agreement was established by the Company following discussions and armsarm’s-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Netlist Inc), Underwriting Agreement (Sysorex Global Holdings Corp.), Underwriting Agreement (Widepoint Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is are capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Abacus Life, Inc.), Underwriting Agreement (Abacus Life, Inc.), Underwriting Agreement (Abacus Life, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company Company, on the one hand, and the Representatives Underwriters, on the other hand, has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesUnderwriters, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it the Company has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company Company, and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (BofI Holding, Inc.), Underwriting Agreement (Arlington Asset Investment Corp.), Underwriting Agreement (Arlington Asset Investment Corp.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (Progenity, Inc.), Purchase Agreement (CyDex Pharmaceuticals, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company Company, on the one hand, and the Representatives Underwriters, on the other hand, has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-arm’s length negotiations with the RepresentativesUnderwriters, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it The Company has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company Company, and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriterthe Placement Agent’s responsibility to the Company is solely contractual in nature, the Representatives have Placement Agent has been retained solely to act as underwriters placement agent in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives Placement Agent has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Placement Agent has advised or is advising the Company on other matters; (b) the price of the Stock Shares set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesPlacement Agent, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Placement Agent and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Placement Agent has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Placement Agent for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Placement Agent shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Placement Agent Agreement (Cadiz Inc), Placement Agent Agreement (Kratos Defense & Security Solutions, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters underwriter in connection with the sale of the Stock Securities and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Nikola Corp), Underwriting Agreement (Nikola Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Offered Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this AgreementAgreement or the Prospectus, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is are capable of evaluating and understanding, understanding and understands understand and accepts, accept the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has they have been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waivesthey waive, to the fullest extent permitted by law, any claims it they may have against the Representatives Representatives, for breach of fiduciary duty or alleged breach of fiduciary duty and agrees agree that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Resource Capital Corp.), Underwriting Agreement (Resource Capital Corp.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (MDxHealth SA), Underwriting Agreement (Mackinac Financial Corp /Mi/)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Offered Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Rigel Pharmaceuticals Inc), Underwriting Agreement (Kosan Biosciences Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (OncoCyte Corp), Purchase Agreement (OncoCyte Corp)

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Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters underwriter in connection with the sale of the Stock Offered Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this AgreementAgreement or the Final Prospectus, irrespective of whether any of the Representatives has have advised or is advising the Company on other matters; (b) the price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their respective affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Rigel Pharmaceuticals Inc), Underwriting Agreement (Rigel Pharmaceuticals Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have The Underwriters has been retained solely to act as underwriters Underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriters or any of their respective affiliates has been created in respect of any of the transactions contemplated by this AgreementAgreement or the Prospectus, irrespective of whether any of the Representatives Underwriter has advised or is advising the Company on other matters; (b) the The price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesUnderwriters, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it The Company has been advised that the Representatives Underwriters and their respective affiliates are engaged in a broad range of transactions and services which may involve interests that differ from those of the Company Company, and that the Representatives Underwriters have no obligation to disclose such interests and transactions and services to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it The Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives any Underwriter for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Medicinova Inc), Underwriting Agreement (Medicinova Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; ; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company. 12.

Appears in 2 contracts

Samples: Underwriting Agreement (Avidity Biosciences, Inc.), Underwriting Agreement (Avidity Biosciences, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each UnderwriterThe Agent’s responsibility to the Company is solely contractual in nature, the Representatives have Agent has been retained solely to act as underwriters a placement agent in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company Company, on the one hand, and the Representatives Agent, on the other hand, has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Agent has advised or is advising the Company on other matters; (b) the price of the Stock Units set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesAgent, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Agent and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Agent has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Agent for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Agent shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Placement Agent Agreement (Thermogenesis Corp), Placement Agent Agreement (Thermogenesis Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (Neuronetics, Inc.), Underwriting Agreement (Aziyo Biologics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Notes and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Underwriting Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock Notes set forth in this Agreement the Final Term Sheet attached as Annex A to Schedule II hereto was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Underwriting Agreement; (c) it the Company has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Cleveland Electric Illuminating Co), Underwriting Agreement (Cleveland Electric Illuminating Co)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Offered Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this AgreementAgreement or the Final Prospectus, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Rigel Pharmaceuticals Inc), Underwriting Agreement (Rigel Pharmaceuticals Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the The Representatives have been retained solely to act as underwriters underwriter in connection with the sale of the Stock Company’s securities and that no fiduciary, advisory or agency relationship between Company, on the Company one hand, and the Representatives Representatives, on the other, has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is advising the Company on other matters; (b) the price of the Stock securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees agree that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Avnet Inc), Underwriting Agreement (Avnet Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters in connection with the sale of the Stock Units and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock Units set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Check-Cap LTD), Underwriting Agreement (Check-Cap LTD)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each The Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Underwriter has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriter has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Underwriter has advised or is advising the Company on other matters; (b) the price of the Stock Closing Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesUnderwriter, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriter and their each of its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Underwriter has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriter for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriter shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (NovaBay Pharmaceuticals, Inc.), Underwriting Agreement (BG Medicine, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters in connection with the sale of the Stock Units and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock Units set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Representative does not have no any obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Clean Diesel Technologies Inc), Underwriting Agreement (Clean Diesel Technologies Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Offered Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by the Terms Agreement (including the provisions of this AgreementAgreement incorporated by reference therein), irrespective of whether any of the Representatives has have advised or is advising the Company on other matters; (b) the price of the Stock Offered Securities set forth in this the Terms Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this the Terms Agreement; (c) it the Company has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Representative have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Rentech Inc /Co/), Underwriting Agreement (Rentech Inc /Co/)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the The Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Offered Securities and that no fiduciary, advisory or agency relationship between the Company Company, on the one hand, and the Representatives Representatives, on the other, has been created in respect of any of the transactions contemplated by this AgreementAgreement or the Final Prospectus, irrespective of whether any of the Representatives has have advised or is advising the Company on other matters; (b) the The price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands understand and accepts, accept the terms, risks and conditions of the transactions contemplated by this Agreement;; and (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the The Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees agree that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholderstheir respective shareholders, employees or creditors of the Companycreditors.

Appears in 2 contracts

Samples: Underwriting Agreement (UP Fintech Holding LTD), Underwriting Agreement (X Financial)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (ElectroCore, LLC), Purchase Agreement (ElectroCore, LLC)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives The Purchasers have been retained solely to act as underwriters purchasers in connection with the sale of the Stock Company’s Offered Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Purchasers has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Purchasers have advised or is are advising the Company on other matters; (b) the The price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesPurchasers, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it It has been advised that the Representatives Purchasers and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Purchasers have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it It waives, to the fullest extent permitted by law, any claims it may have against the Representatives Purchasers for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Purchasers shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (ITC Holdings Corp.), Purchase Agreement (ITC Holdings Corp.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; Company; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it has been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Uroplasty Inc), Underwriting Agreement (Uroplasty Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriterthe Placement Agent’s responsibility to the Company is solely contractual in nature, the Representatives have Placement Agent has been retained solely to act as underwriters placement agent in connection with the sale of the Stock Offering and no fiduciary, advisory or agency relationship between the Company and the Representatives Placement Agent has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Placement Agent has advised or is are advising the Company on other matters; (b) the price of the Stock Notes set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesPlacement Agent, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Placement Agent and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Placement Agent has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Placement Agent for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Placement Agent shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Placement Agent Agreement (Cadiz Inc), Placement Agent Agreement (Cadiz Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company Company, on the one hand, and the Representatives Underwriters, on the other hand, has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and armsarm's-length negotiations with the RepresentativesUnderwriters, and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it The Company has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company Company, and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriters shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Shares and that no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Shares set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their respective affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Naked Brand Group Inc.), Underwriting Agreement (Naked Brand Group Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Representative have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Attunity LTD), Underwriting Agreement (Attunity LTD)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Cascadian Therapeutics, Inc.), Underwriting Agreement (Cascadian Therapeutics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company and is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representatives are acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representatives and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (Cachet Financial Solutions, Inc.), Purchase Agreement (Cachet Financial Solutions, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Notes and that no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Underwriting Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock Notes set forth in this Agreement the final term sheet attached as Annex A to Schedule II hereto was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Underwriting Agreement; (c) it the Company has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (FirstEnergy Solutions Corp.), Underwriting Agreement (Jersey Central Power & Light Co)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has Representative have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company and is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (Cachet Financial Solutions, Inc.), Purchase Agreement (Cachet Financial Solutions, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship relationships between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Aeglea BioTherapeutics, Inc.), Underwriting Agreement (Aeglea BioTherapeutics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters initial purchasers in connection with the sale initial purchase, offering and resale of the Stock Offered Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this AgreementAgreement or the Preliminary or Final Offering Circular, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the purchase price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it the Company has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it the Company waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (Northwestern Corp), Purchase Agreement (Northwestern Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters underwriter in connection with the sale of the Stock Securities and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock Units set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (American Superconductor Corp /De/), Underwriting Agreement (Mast Therapeutics, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters in connection with the sale of the Stock Securities and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Rada Electronic Industries LTD), Underwriting Agreement (Inotek Pharmaceuticals Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters underwriter in connection with the sale of the Stock Offered Securities and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this AgreementAgreement or the Final Prospectus, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representatives and the Company is capable of evaluating and understanding, understanding and understands understand and accepts, accept the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it they may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Sunpower Corp), Underwriting Agreement (Sunpower Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s The Underwriters’ responsibility to the Company is solely contractual in nature, the Representatives Underwriters have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives Underwriters has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has Underwriters have advised or is are advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesUnderwriters, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Underwriters and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives Underwriters have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Underwriters for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Underwriter shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Sunesis Pharmaceuticals Inc), Underwriting Agreement (Sunesis Pharmaceuticals Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Representative have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has Representative have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company or on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (CONTRAFECT Corp), Purchase Agreement (CONTRAFECT Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives Representative have been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives has Representative have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Purchase Agreement (Trovagene, Inc.), Purchase Agreement (Trovagene, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Stock, and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and armsarm’s-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which that may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Viewray Inc), Underwriting Agreement (Viewray Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: : (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters an underwriter in connection with the sale of the Stock Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is are advising the Company on other matters; ; (b) the price and other terms of the Stock Securities set forth in this Agreement was were established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; ; (c) it has been advised that the Representatives Representative and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests interest and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waiveshas been advised that the Representative is acting, in respect of the transactions contemplated by this Agreement, solely for the benefit of the Representative and the other Underwriters, and not on behalf of the Company; (e) it, he or she waives to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty in respect of any of the transactions contemplated by this Agreement and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 2 contracts

Samples: Underwriting Agreement (Rockwell Medical, Inc.), Underwriting Agreement (Gemphire Therapeutics Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each UnderwriterUnderwriter ’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock and no fiduciary, advisory or agency relationship between the Company and the Representatives has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has have advised or is are advising the Company on other matters; (b) the price of the Stock set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Dynavax Technologies Corp)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Shares and no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price of the Stock Shares set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholdersshareholders, employees or creditors of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (GH Research PLC)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each UnderwriterPlacement Agent’s responsibility to the Company is solely contractual in nature, the Representatives Representative have been retained solely to act as underwriters placement agent in connection with the sale of the Preferred Stock, Stock and Warrants and no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Preferred Stock, Stock and Warrants set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the RepresentativesRepresentative, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 1 contract

Samples: Placement Agency Agreement (NeoStem, Inc.)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have Representative has been retained solely to act as underwriters underwriter in connection with the sale of the Stock Offered Securities and that no fiduciary, advisory or agency relationship between the Company and the Representatives Representative has been created in respect of any of the transactions contemplated by this AgreementAgreement or the Final Prospectus, irrespective of whether any of the Representatives Representative has advised or is advising the Company on other matters; (b) the price of the Stock Offered Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, Representative and the Company is capable of evaluating and understanding, understanding and understands and accepts, accepts the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives Representative and their its affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have Representative has no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives Representative for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives Representative shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Rigel Pharmaceuticals Inc)

Absence of Fiduciary Relationship. The Company acknowledges and agrees that: (a) each Underwriter’s responsibility to the Company is solely contractual in nature, the Representatives have been retained solely to act as underwriters in connection with the sale of the Stock Securities and no fiduciary, advisory or agency relationship between the Company and the Representatives has have been created in respect of any of the transactions contemplated by this Agreement, irrespective of whether any of the Representatives has advised or is advising the Company on other matters; (b) the price prices of the Stock Securities set forth in this Agreement was established by the Company following discussions and arms-length negotiations with the Representatives, and the Company is capable of evaluating and understanding, and understands and accepts, the terms, risks and conditions of the transactions contemplated by this Agreement; (c) it has been advised that the Representatives and their affiliates are engaged in a broad range of transactions which may involve interests that differ from those of the Company and that the Representatives have no obligation to disclose such interests and transactions to the Company by virtue of any fiduciary, advisory or agency relationship; and (d) it waives, to the fullest extent permitted by law, any claims it may have against the Representatives for breach of fiduciary duty or alleged breach of fiduciary duty and agrees that the Representatives shall have no liability (whether direct or indirect) to the Company in respect of such a fiduciary duty claim or to any person asserting a fiduciary duty claim on behalf of or in right of the Company, including stockholders, employees or creditors of the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Nkarta, Inc.)

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