Absence of Manipulation. The Manager has not taken, directly or indirectly, any action that is designed to or that has constituted or that would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 28 contracts
Samples: Underwriting Agreement (Invesco Mortgage Capital Inc.), Underwriting Agreement (Invesco Mortgage Capital Inc.), Underwriting Agreement (Invesco Mortgage Capital Inc.)
Absence of Manipulation. The Manager has not taken, and will not take, directly or indirectly, any action that is designed to or that has constituted or that would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 22 contracts
Samples: Underwriting Agreement (Colony Financial, Inc.), Underwriting Agreement (Colony Financial, Inc.), Equity Distribution Agreement (Colony Financial, Inc.)
Absence of Manipulation. The Manager has will not takentake, directly or indirectly, any action that is actions designed to or that has constituted would constitute or that would might reasonably be expected to cause or result in the in, stabilization or manipulation of the price of any security securities of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 15 contracts
Samples: Underwriting Agreement (Colony Financial, Inc.), Underwriting Agreement (Colony Financial, Inc.), Underwriting Agreement (Colony Financial, Inc.)
Absence of Manipulation. The Manager has will not takentake, directly or indirectly, any action that is designed to cause or result in, or that has constituted or that would might reasonably be expected to cause or result in constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 12 contracts
Samples: Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.), Underwriting Agreement (KKR Real Estate Finance Trust Inc.)
Absence of Manipulation. The Manager has not taken, and will not take, directly or indirectly, any action that is designed to or that has constituted or that would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered SecuritiesShares.
Appears in 12 contracts
Samples: Underwriting Agreement (Bluerock Residential Growth REIT, Inc.), Underwriting Agreement (Bluerock Residential Growth REIT, Inc.), Underwriting Agreement (Bluerock Residential Growth REIT, Inc.)
Absence of Manipulation. The Manager has not taken, directly or indirectly, any action that is designed to or that has constituted or that would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 6 contracts
Samples: Equity Distribution Agreement (Invesco Mortgage Capital Inc.), Equity Distribution Agreement (Invesco Mortgage Capital Inc.), Equity Distribution Agreement (Invesco Mortgage Capital Inc.)
Absence of Manipulation. The Manager has not takentaken and will not take, directly or indirectly, any action that which is designed to designed, or that has constituted or that would reasonably be expected expected, to cause or result in in, or which constitutes, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered SecuritiesSecurities or a violation of Regulation M under the 1934 Act.
Appears in 5 contracts
Samples: Underwriting Agreement (TPG RE Finance Trust, Inc.), Underwriting Agreement (TPG RE Finance Trust, Inc.), Underwriting Agreement (TPG RE Finance Trust, Inc.)
Absence of Manipulation. The Manager has not taken, and will not take, directly or indirectly, any action that is designed to or that has constituted or that would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the issuance, sale or resale further re-sale of the Offered SecuritiesShares.
Appears in 4 contracts
Samples: Underwriting Agreement (Royalty Pharma PLC), Underwriting Agreement (Royalty Pharma PLC), Underwriting Agreement (Royalty Pharma PLC)
Absence of Manipulation. The Manager has will not, and will cause its subsidiaries and affiliates over which the Manager exercises control not takento take, directly or indirectly, any action that is actions designed to or that has constituted would constitute or that would might reasonably be expected to cause or result in the in, stabilization or manipulation of the price of any security securities of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp)
Absence of Manipulation. The Neither the Company nor the Manager has not takenwill take, directly or indirectly, any action that is designed to or that has constituted would constitute or that would might reasonably be expected to cause or result in the in, stabilization or manipulation of the price of any security securities of the Company to facilitate the sale or resale of the Offered Securities; provided that the Company may bid for and purchase its common shares in accordance with Regulation M and Rule 10b-18 under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Ellington Financial LLC), Underwriting Agreement (Ellington Financial LLC), Underwriting Agreement (Ellington Financial LLC)
Absence of Manipulation. The Manager has not taken, nor will the Manager take, directly or indirectly, any action that is designed to or that has constituted or that would could reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities.Shares, in violation of Regulation M.
Appears in 2 contracts
Samples: Underwriting Agreement (AFC Gamma, Inc.), Underwriting Agreement (AFC Gamma, Inc.)
Absence of Manipulation. The Manager has not takentaken and will not take, directly or indirectly, any action that which is designed to designed, or that has constituted or that would be reasonably be expected expected, to cause or result in in, or which constitutes, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered SecuritiesSecurities or a violation of Regulation M under the 1934 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Claros Mortgage Trust, Inc.), Underwriting Agreement (Claros Mortgage Trust, Inc.)
Absence of Manipulation. The Manager has not taken, nor will the Manager take, directly or indirectly, any action that is designed to or that has constituted or that would could reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities., in violation of Regulation M.
Appears in 2 contracts
Samples: Underwriting Agreement (Chicago Atlantic Real Estate Finance, Inc.), Underwriting Agreement (AFC Gamma, Inc.)
Absence of Manipulation. The Manager None of the Manager, to the Manager’s knowledge, any affiliates of the Manager, has not taken, directly or indirectly, any action that is designed to or that has constituted or that would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered SecuritiesShares.
Appears in 2 contracts
Samples: Underwriting Agreement (Granite Point Mortgage Trust Inc.), Underwriting Agreement (Granite Point Mortgage Trust Inc.)
Absence of Manipulation. The Neither the Manager nor any affiliate of the Manager has not taken, nor will the Manager or any affiliate of the Manager take, directly or indirectly, any action that which is designed to or that which has constituted or that which would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp)
Absence of Manipulation. The Manager has will not takentake, directly or indirectly, any action that is designed to cause or result in, or that has constituted or that would might reasonably be expected to cause or result in constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Placement Securities.
Appears in 1 contract
Samples: Equity Distribution Agreement (ACRES Commercial Realty Corp.)
Absence of Manipulation. The Manager has not taken, nor will it take, directly or indirectly, any action that which is designed to designed, or that has constituted or that would reasonably be expected expected, to cause or result in in, or which constitutes, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered SecuritiesSecurities or to result in a violation of Regulation M under the 1934 Act.
Appears in 1 contract
Absence of Manipulation. The None of the Manager or any of its subsidiaries or, to the Manager’s knowledge, any affiliates of the Manager, has not taken, directly or indirectly, any action that is designed to or that has constituted or that would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Silver Bay Realty Trust Corp.)
Absence of Manipulation. The Manager has will not, and will cause its subsidiaries and affiliates over which the Manager exercises control not takento take, directly or indirectly, any action that is designed to or that has constituted would constitute or that would might reasonably be expected to cause or result in the in, stabilization or manipulation of the price of any security securities of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Invesco Mortgage Capital Inc.)
Absence of Manipulation. The Manager has not taken, nor will the Manager take, directly or indirectly, any action that is designed to or that has constituted or that would could reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities.Shares, in violation of Regulation M.
Appears in 1 contract
Absence of Manipulation. The Manager has will not takentake, directly or indirectly, any action that is designed to cause or result in, or that has constituted or that would might reasonably be expected to cause or result in constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered SecuritiesNotes.
Appears in 1 contract
Samples: Underwriting Agreement (ACRES Commercial Realty Corp.)
Absence of Manipulation. The Manager has will not, and will cause its subsidiaries and affiliates over which the Manager exercises control not takento take, directly or indirectly, any action that is actions designed to or that has constituted would constitute or that would might reasonably be expected to cause or result in the in, stabilization or manipulation of the price of any security securities of the Company to facilitate the sale or resale of the Offered Securities or the Private Placement Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp)
Absence of Manipulation. The Manager has will not takentake, and will cause its subsidiaries and affiliates over which the Manager exercises control not to take, directly or indirectly, any action that is actions designed to or that has constituted would constitute or that would might reasonably be expected to cause or result in the in, stabilization or manipulation of the price of any security securities of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp)
Absence of Manipulation. The Manager has not takentaken and will not take, directly or indirectly, any action that which is designed to designed, or that has constituted or that would be reasonably be expected expected, to cause or result in in, or which constitutes, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered SecuritiesShares or a violation of Regulation M under the Exchange Act.
Appears in 1 contract
Samples: At the Market Sales Agreement (Claros Mortgage Trust, Inc.)
Absence of Manipulation. The Manager has will not, and will cause its subsidiaries and affiliates over which the Manager exercises control not takento take, directly or indirectly, any action that is designed to or that has constituted would constitute or that would reasonably be expected to might cause or result in the in, stabilization or manipulation of the price of any security securities of the Company to facilitate the sale or resale of the Offered Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Silver Bay Realty Trust Corp.)
Absence of Manipulation. The Manager has not takentaken and will not take, directly or indirectly, any action that is designed to or that has constituted would constitute or that would might reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities, and the Manager is not aware of any such action taken or to be taken by any affiliates of the Manager, other than such actions as taken by the Underwriters that are affiliates of the Manager, so long as such actions are in compliance with all applicable law.
Appears in 1 contract
Samples: Underwriting Agreement (Seligman Premium Technology Growth Fund, Inc.)
Absence of Manipulation. The Manager has not takentaken and will not take, directly or indirectly, any action that is designed to or that has constituted would constitute or that would might reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities, and the Manager is not aware of any such action taken or to be taken by any affiliates of the Manager, other than such actions as taken by the Underwriters that are affiliates of the Manager.
Appears in 1 contract
Samples: Underwriting Agreement (Columbia Seligman Premium Technology Growth Fund, Inc.)
Absence of Manipulation. The Neither the Manager nor any affiliate of the Manager has not taken, nor will the Manager or any affiliate of the Manager take, directly or indirectly, any action that which is designed to or that which has constituted or that which would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Securities, the Private Placement Securities or the Warrant Shares upon their issuance.
Appears in 1 contract
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp)
Absence of Manipulation. The Manager has not taken, and will not take, directly or indirectly, any action that is designed to or that has constituted or that would reasonably be expected to cause or result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered SecuritiesPlacement Shares.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Bluerock Residential Growth REIT, Inc.)