Absence of Undisclosed Payments. To the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 51 contracts
Samples: Purchase Agreement (Cohen & Steers Select Utility Fund Inc), Purchase Agreement (Cohen & Steers Quality Income Realty Fund Inc), Purchase Agreement (Cohen & Steers Advantage Income Realty Fund Inc)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, each preliminary prospectus or the Prospectus.
Appears in 43 contracts
Samples: Underwriting Agreement (Nuveen California Amt-Free Municipal Income Fund), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3)
Absence of Undisclosed Payments. To the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 23 contracts
Samples: Underwriting Agreement (Western Asset High Yield Defined Opportunity Fund Inc.), Underwriting Agreement (Western Asset Mortgage Defined Opportunity Fund Inc.), Purchase Agreement (SunAmerica Focused Alpha Growth Fund, Inc.)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus and which payment has not been so disclosed.
Appears in 17 contracts
Samples: Sales Agreement (Tortoise MLP Fund, Inc.), Sales Agreement (Tortoise Energy Infrastructure Corp), Equity Distribution Agreement (Tortoise Energy Capital Corp)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 15 contracts
Samples: Underwriting Agreement (Nuveen Diversified Commodity Fund), Underwriting Agreement (Nuveen Diversified Commodity Fund), Underwriting Agreement (Nuveen Build America Bond Fund)
Absence of Undisclosed Payments. To the Fund's and the Adviser's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 5 contracts
Samples: Purchase Agreement (F&c/Claymore Preferred Securities Income Fund Inc), Purchase Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc), Purchase Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc)
Absence of Undisclosed Payments. To the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectusprospectus.
Appears in 3 contracts
Samples: Underwriter Participation Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc), Underwriter Participation Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc), Underwriter Participation Agreement (Advent Claymore Convertible Securities & Income Fund)
Absence of Undisclosed Payments. To the knowledge of the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (Cohen & Steers Global Income Builder, Inc), Purchase Agreement (Cohen & Steers Global Income Builder, Inc)
Absence of Undisclosed Payments. To the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus (other than as disclosed therein).
Appears in 2 contracts
Samples: Purchase Agreement (Neuberger Berman Dividend Advantage Fund Inc), Purchase Agreement (Neuberger Berman Dividend Advantage Fund Inc)
Absence of Undisclosed Payments. To the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus and is not disclosed therein.
Appears in 1 contract
Samples: Underwriter Participation Agreement (Mbia Capital Claymore Man Dur Inv GRD Muni Fund)
