Absence of Undisclosed Payments. To the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 51 contracts
Samples: Purchase Agreement (Cohen & Steers Quality Income Realty Fund Inc), Agreement (Cohen & Steers Quality Income Realty Fund Inc), Auction Agency Agreement (Cohen & Steers Premium Income Realty Fund Inc)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, each preliminary prospectus or the Prospectus.
Appears in 43 contracts
Samples: Underwriting Agreement (Nuveen California Amt-Free Municipal Income Fund), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3)
Absence of Undisclosed Payments. To the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 23 contracts
Samples: Underwriting Agreement (Western Asset High Yield Defined Opportunity Fund Inc.), Underwriting Agreement (Western Asset Mortgage Defined Opportunity Fund Inc.), Purchase Agreement (Duff & Phelps Utility & Corporate Bond Trust Inc)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus and which payment has not been so disclosed.
Appears in 17 contracts
Samples: Sales Agreement (Tortoise MLP Fund, Inc.), Sales Agreement (Tortoise Energy Infrastructure Corp), Equity Distribution Agreement (Tortoise Energy Capital Corp)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 15 contracts
Samples: Underwriting Agreement (Nuveen Diversified Commodity Fund), Underwriting Agreement (Nuveen Diversified Commodity Fund), Underwriting Agreement (Nuveen Build America Bond Fund)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Original Registration Statement, the Basic Prospectus, Preliminary Prospectus or Prospectus and which payment has not been so disclosed.
Appears in 13 contracts
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (Gabelli Multimedia Trust Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusRegistration Statement, the Preliminary Prospectus or the Prospectus and which payment has not been so disclosed.
Appears in 12 contracts
Samples: Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 11 contracts
Samples: Underwriting Agreement (AllianzGI Diversified Income & Convertible Fund), Underwriting Agreement (Ares Multi-Strategy Credit Fund, Inc.), Underwriting Agreement (Clearbridge American Energy MLP Fund Inc.)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's knowledge’s Knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus and which payment has not been so disclosed.
Appears in 8 contracts
Samples: Placement Agency Agreement (Tortoise Energy Capital Corp), Underwriting Agreement (Tortoise Energy Infrastructure Corp), Placement Agency Agreement (Tortoise Energy Infrastructure Corp)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, the Time of Sale Prospectus or the Prospectus.
Appears in 5 contracts
Samples: Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund)
Absence of Undisclosed Payments. To the Fund's and the Adviser's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 5 contracts
Samples: Purchase Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc), Purchase Agreement (F&c/Claymore Preferred Securities Income Fund Inc), Purchase Agreement (F&c/Claymore Preferred Securities Income Fund Inc)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus and the Time of Sale Prospectus and which payment has not been so disclosed.
Appears in 4 contracts
Samples: Underwriting Agreement (Salient MLP & Energy Infrastructure Fund), Administration Agreement (Tortoise Pipeline & Energy Fund, Inc.), Underwriting Agreement (Salient MLP & Energy Infrastructure Fund)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, each preliminary prospectus, the Time of Sale Prospectus and the Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (Nuveen Floating Rate Income Fund), Underwriting Agreement (Nuveen Floating Rate Income Opportunity Fund), Underwriting Agreement (Nuveen Senior Income Fund)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusGeneral Disclosure Package and the Prospectus and which payment has not been so disclosed.
Appears in 3 contracts
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Capital Corp), Underwriting Agreement (Tortoise Energy Infrastructure Corp)
Absence of Undisclosed Payments. To the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectusprospectus.
Appears in 3 contracts
Samples: Underwriter Participation Agreement (Advent Claymore Convertible Securities & Income Fund), Underwriter Participation Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc), Underwriter Participation Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc)
Absence of Undisclosed Payments. To the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 3 contracts
Samples: Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.), Western Asset (Western Asset Middle Market Debt Fund Inc.), Underwriting Agreement (Legg Mason BW Global Income Opportunities Fund Inc.)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, the Time of Sale of Prospectus or the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund), Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund)
Absence of Undisclosed Payments. To Neither the Fund nor, to the knowledge of the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 2 contracts
Samples: Cohen & Steers MLP Income & Energy Opportunity Fund, Cohen & Steers LTD Duration Preferred & Income Fund, Inc.
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's knowledgeKnowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus and which payment has not been so disclosed.
Appears in 2 contracts
Samples: Underwriting Agreement (Tortoise Energy Capital Corp), Tortoise Energy Capital Corp
Absence of Undisclosed Payments. To the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus (other than as disclosed therein).
Appears in 2 contracts
Samples: Purchase Agreement (Neuberger Berman Dividend Advantage Fund Inc), Purchase Agreement (Neuberger Berman Dividend Advantage Fund Inc)
Absence of Undisclosed Payments. To the knowledge of the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (Cohen & Steers Global Income Builder, Inc), Purchase Agreement (Cohen & Steers Global Income Builder, Inc)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, the Basic Prospectus, Preliminary Prospectus or Prospectus and which payment has not been so disclosed.
Appears in 2 contracts
Samples: Underwriting Agreement (Gabelli Dividend & Income Trust), Underwriting Agreement (Gabelli Healthcare & WellnessRx Trust)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusRegistration Statement, the General Disclosure Statement or the Prospectus and which payment has not been so disclosed.
Appears in 2 contracts
Samples: AllianzGI Convertible & Income Fund, AllianzGI Convertible & Income Fund II
Absence of Undisclosed Payments. To the knowledge of the Fund's knowledge, the Manager and the Distributor, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 1 contract
Samples: Allianz RCM Global EcoTrends Fund
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusRegistration Statement, the General Disclosure Package or the Prospectus and is not so disclosed.
Appears in 1 contract
Samples: Underwriting Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.)
Absence of Undisclosed Payments. To Neither the Fund nor, to the knowledge of the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusRegistration Statement, the General Disclosure Package or the Prospectus and is not so disclosed.
Appears in 1 contract
Samples: Investment Management Agreement (AllianzGI Artificial Intelligence & Technology Opportunities Fund)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor the Manager nor any employee or agent of the Fund or the Manager has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Long/Short Commodity Total Return Fund)
Absence of Undisclosed Payments. To the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus and is not disclosed therein.
Appears in 1 contract
Samples: Underwriter Participation Agreement (Mbia Capital Claymore Man Dur Inv GRD Muni Fund)
Absence of Undisclosed Payments. To the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus or the General Disclosure Package.
Appears in 1 contract
Samples: Purchase Agreement (Gabelli Global Gold, Natural Resources & Income Trust)
Absence of Undisclosed Payments. To Neither the Fund nor, to the knowledge of the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Statutory Prospectus or the Prospectus.
Appears in 1 contract
Samples: Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.)
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's knowledgeKnowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 1 contract
Samples: Tortoise Energy Capital Corp
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor the Advisers nor any employee or agent of the Fund or the Advisers has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Intermediate Duration Quality Municipal Term Fund)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor nor, to the knowledge of the Fund or the Investment Advisor, any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any fundsfunds on behalf of the Fund, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Cohen & Steers Real Estate Opportunities & Income Fund)
Absence of Undisclosed Payments. To the Fund's ’s knowledge, except as disclosed in the Prospectus, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 1 contract
Absence of Undisclosed Payments. To the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus or the Statutory Prospectus.
Appears in 1 contract
Absence of Undisclosed Payments. To the Fund's knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus (except as disclosed therein).
Appears in 1 contract
Samples: Purchase Agreement (First Trust Global Credit Strategies Fund)
Absence of Undisclosed Payments. To the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus (other than as disclosed therein).
Appears in 1 contract
Samples: DWS Rreef World (DWS RREEF World Real Estate & Tactical Strategies Fund, Inc.)
Absence of Undisclosed Payments. To the Fund's ’s knowledge, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the ProspectusProspectus or the General Disclosure Package and is not so disclosed.
Appears in 1 contract
Absence of Undisclosed Payments. To Neither the Fund nor, to the Fund's knowledge’s Knowledge, neither the Fund nor any employee or agent of the Fund Fund, has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor any ------------------------------- employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 1 contract
Samples: Purchase Agreement (Nuveen Equity Premium & Growth Fund)
Absence of Undisclosed Payments. To the Fund's knowledge, neither Neither the Fund nor the Subsidiary, nor, to the Fund’s knowledge, any employee or agent of the Fund or Subsidiary has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Registration Statement, the General Disclosure Package or the Prospectus, and which has not been so disclosed.
Appears in 1 contract
Absence of Undisclosed Payments. To the Fund's knowledge, except as disclosed in the Prospectus, neither the Fund nor any employee or agent of the Fund has made any payment of funds of the Fund or received or retained any funds, which payment, receipt or retention of funds is of a character required to be disclosed in the Prospectus.
Appears in 1 contract
