Common use of Account Options Clause in Contracts

Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s customers and to confirm each such transaction to Broker/Dealer’s customers on Broker/Dealer’s behalf, and at the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 18 contracts

Samples: Broker Dealer (Ares Private Markets Fund), Broker Dealer Selling Agreement (Resource Real Estate Diversified Income Fund), Broker Dealer (FS Multi-Alternative Income Fund)

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Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s customers and to confirm each such transaction to Broker/Dealer’s customers on Broker/Dealer’s behalf, and at the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 16 contracts

Samples: Broker Dealer (1WS Credit Income Fund), Broker Dealer (Broadstone Real Estate Access Fund), Broker Dealer (FS Energy Total Return Fund)

Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s customers and to confirm each such transaction to Broker/Dealer’s customers on Broker/Dealer’s behalf, and at the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 14 contracts

Samples: Broker Dealer, Broker Dealer (ALPS Series Trust), Broker Dealer (ALPS Series Trust)

Account Options. (a) Broker/-Dealer may appoint the Transfer Agent as Broker/-Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/-Dealer’s customers and to confirm each such transaction to Broker/-Dealer’s customers on Broker/-Dealer’s behalf, and at the time of the transaction, Broker/-Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 9 contracts

Samples: Broker Dealer (List Income Opportunities Fund), Broker Dealer (Opportunistic Credit Interval Fund), Broker Dealer (Alternative Credit Income Fund)

Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s agent to execute customers' transactions in a the Fund’s shares sold to Broker/Dealer by the Distributor in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s customers and to confirm each such transaction to Broker/Dealer’s customers on Broker/Dealer’s behalf, and at the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such the Fund shares and any co-owners of such Fund shares.

Appears in 5 contracts

Samples: Broker Dealer (CC Real Estate Income Fund-T2), Broker Dealer (NorthStar Real Estate Capital Income Fund-C), Broker Dealer (NorthStar Real Estate Capital Income Fund-Adv)

Account Options. (a) Broker/-Dealer may appoint the Transfer Agent as Broker/-Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/-Dealer’s customers and to confirm each such transaction to Broker/-Dealer’s customers on Broker/-Dealer’s behalf, and at the time of the transaction, Broker/-Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 3 contracts

Samples: Broker Dealer (Brandes Investment Trust), Broker Dealer Selling Agreement (ALPS Series Trust), Broker Dealer (FS Series Trust)

Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s customers and to confirm each such transaction to Broker/Dealer’s customers on Broker/Dealer’s behalf, and at the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 3 contracts

Samples: Broker Dealer (Heartland Group Inc), Broker Dealer (Stone Harbor Investment Funds), Broker Dealer (Heartland Group Inc)

Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s 's agent to execute customers' transactions in a Fund’s 's shares sold to Broker/Dealer by the Distributor ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s 's customers and to confirm each such transaction to Broker/Dealer’s 's customers on Broker/Dealer’s Dealer behalf, and at the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 3 contracts

Samples: Broker Dealer Selling Agreement (Westcore Trust), Broker Dealer Selling Agreement (Westcore Trust), Selling and Shareholder Support Services Agreement (Aul American Unit Trust)

Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s customers and to confirm each such transaction to Broker/Dealer’s customers on Broker/Dealer’s Dealer behalf, and at the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 2 contracts

Samples: Selling Agreement (Westcore Trust), Broker Dealer (Stewart W P & Co Growth Fund Inc)

Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s customers and to confirm each such transaction to Broker/Dealer’s customers on Broker/Dealer’s behalf, and at . At the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 2 contracts

Samples: Broker Dealer (Wilmington Funds), Broker Dealer (Wilmington Funds)

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Account Options. (a) Broker/-Dealer may appoint the Transfer Agent as Broker/-Dealer’s agent to execute customers' transactions in a the Fund’s shares sold to Broker/Dealer by the Distributor in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/-Dealer’s customers and to confirm each such transaction to Broker/-Dealer’s customers on Broker/-Dealer’s behalf, and at the time of the transaction, Broker/-Dealer guarantees the legal capacity of its customers so transacting in such shares of the Fund shares and any co-owners of such Fund shares.

Appears in 2 contracts

Samples: Broker Dealer (Apollo Diversified Real Estate Fund), Broker Dealer (Apollo Diversified Credit Fund)

Account Options. (a) Broker/-Dealer may appoint the Transfer Agent as Broker/-Dealer’s agent to execute customers' transactions in a Fundthe Company’s shares sold to Broker/Dealer by the Distributor in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/-Dealer’s customers customers, and to confirm each such transaction to Broker/-Dealer’s customers on Broker/-Dealer’s behalf, and at the time of the transaction, Broker/-Dealer guarantees the legal capacity of its customers so transacting in such Fund the Company’s shares and any co-owners of such Fund the Company’s shares.

Appears in 1 contract

Samples: Broker Dealer (CIM Real Assets & Credit Fund)

Account Options. (a) Broker/-Dealer may appoint the Transfer Agent as Broker/-Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor Shares in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/-Dealer’s customers and to confirm each such transaction to Broker/-Dealer’s customers on Broker/-Dealer’s behalf, and at the time of the transaction, Broker/-Dealer guarantees the legal capacity of its customers so transacting in such Fund shares Shares and any co-owners of such Fund sharesShares.

Appears in 1 contract

Samples: Broker Dealer (CION Ares Diversified Credit Fund)

Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s agent to execute customers' transactions in a the Fund’s shares sold to Broker/Dealer by the Distributor in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s customers and to confirm each such transaction to Broker/Dealer’s customers on Broker/Dealer’s behalf, and at the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such the Fund shares and any co-owners of such Fund shares.

Appears in 1 contract

Samples: Broker Dealer Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.)

Account Options. (a) Broker/Dealer may appoint the Transfer Agent as Broker/Dealer’s agent to execute customers' transactions in a Fund’s shares sold to Broker/Dealer by the Distributor APSD in accordance with the terms and provisions of any account, program, plan, or service established or used by Broker/Dealer’s customers and to confirm each such transaction to Broker/Dealer’s customers on Broker/Dealer’s behalf, and at the time of the transaction, Broker/Dealer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.

Appears in 1 contract

Samples: Broker Dealer (Clough Funds Trust)

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