Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s agent to execute customers’ transactions in a Fund’s shares sold to Servicer by ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s customers and to confirm each such transaction to Servicer’s customers on Servicer’s behalf, and at the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.
Appears in 12 contracts
Samples: Shareholder Servicing Agreement (ALPS Series Trust), Shareholder Servicing Agreement (ALPS Series Trust), Shareholder Servicing Agreement (Financial Investors Trust)
Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s agent to execute customers’ ' transactions in a Fund’s shares sold to Servicer by ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s customers and to confirm each such transaction to Servicer’s customers on Servicer’s behalf, and at the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.
Appears in 5 contracts
Samples: Shareholder Servicer (List Income Opportunities Fund), Shareholder Servicer (Opportunistic Credit Interval Fund), Shareholder Servicing (ALPS Series Trust)
Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s agent to execute customers’ ' transactions in a Fund’s shares sold to Servicer by ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s customers and to confirm each such transaction to Servicer’s customers on Servicer’s behalf, and at the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.
Appears in 3 contracts
Samples: Shareholder Servicing Agreement (Heartland Group Inc), Shareholder Serving Agreement (Westcore Trust), Shareholder Servicing Agreement (Heartland Group Inc)
Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s 's agent to execute customers’ ' transactions in a Fund’s 's shares sold to Servicer by ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s 's customers and to confirm each such transaction to Servicer’s 's customers on Servicer’s 's behalf, and at the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.
Appears in 2 contracts
Samples: Shareholder Servicing Agreement (Westcore Trust), Shareholder Servicing Agreement (Westcore Trust)
Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s agent to execute customers’ transactions in a Fund’s shares sold to Servicer by ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s customers and to confirm each such transaction to Servicer’s customers on Servicer’s behalf, and at . At the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.
Appears in 2 contracts
Samples: Intermediary Servicing Agreement (Wilmington Funds), Intermediary Servicing Agreement (Wilmington Funds)
Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s agent to execute customers’ ' transactions in a Fund’s shares sold to Servicer by ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s customers and to confirm each such transaction to Servicer’s customers on Servicer’s Servicer behalf, and at the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.
Appears in 2 contracts
Samples: Intermediary Agreement (Firsthand Funds), Intermediary Agreement (Firsthand Funds)
Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s agent to execute customers’ ' transactions in a Fund’s shares sold to Servicer by ADI APSD in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s customers and to confirm each such transaction to Servicer’s customers on Servicer’s behalf, and at the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.. 2015-07-AAI-Cxxxxx 3
Appears in 1 contract
Samples: Shareholder Servicing Agreement (Clough Funds Trust)
Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s agent to execute customers’ transactions in a Fund’s shares sold to Servicer by ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s customers and to confirm each such transaction to Servicer’s customers on Servicer’s behalf, and at the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.
Appears in 1 contract
Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s agent to execute customers’ ' transactions in a Fund’s shares sold to Servicer by ADI the Distributor in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s customers and to confirm each such transaction to Servicer’s customers on Servicer’s behalf, and at the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.
Appears in 1 contract
Samples: Shareholder Servicing Agreement (Century Capital Management Trust)
Account Options. (a) Servicer may appoint the Transfer Agent as Servicer’s agent to execute customers’ ' transactions in a Fund’s shares sold to Servicer by ADI in accordance with the terms and provisions of any account, program, plan, or service established or used by Servicer’s customers and to confirm each such transaction to Servicer’s customers on Servicer’s behalf, and at the time of the transaction, Servicer guarantees the legal capacity of its customers so transacting in such Fund shares and any co-owners of such Fund shares.. Exh (h)(4)
Appears in 1 contract
Samples: Shareholder Servicer Selling Agreement (Broadstone Real Estate Access Fund)