Accountable Expenses. The Company shall be responsible for and shall pay all expenses relating to the Offering, including (A) all filing fees and communication and printing expenses relating to the registration of the Securities and the filing of the offering materials with FINRA; (B) costs of preparing, printing and delivering exhibits to the Registration Statement; (C) fees associated with translating documents for due diligence purposes; (D) fees of the Company’s counsel and accountants, including fees associated with “blue sky” filings; (E) fees to translate documents for due diligence purposes; and (F) reasonable costs for road show meetings, including the cost of informational meetings. In addition, the Company shall reimburse the underwriters for all expenses of the Representative related to the Offering, including legal expenses, expenses related to printing, road show, due diligence, virtual data room and background checks, and other related expenses; provided, that such reimbursement obligation for accountable expenses shall not exceed $175,000.
Accountable Expenses. The Company further agrees that, in addition to the expenses payable pursuant to Section 4.10 and Section 4.12, on the Closing Date, it shall pay to the Representative, by deduction from the net proceeds of the Offering contemplated herein, an accountable expense allowance equal to $100,000.
Accountable Expenses. Whether or not the transactions contemplated by this Agreement and the Registration Statement are consummated or this Agreement is terminated, the Company hereby agrees to pay all of the Underwriter’s costs and expenses actually incurred by the Underwriter in connection with the Offering, up to a total amount not exceeding $200,000, including the following:
Accountable Expenses. The Company further agrees that, in addition to the expenses payable pursuant to Section 4.6(d), on the Closing Date and each Option Closing Date, if any, it will pay to the Representative an accountable expense allowance provided, that the aggregate expenses payable pursuant to Sections 4.6(d)(j), 4.6(d)(n) and this Section 4.6(e) and expenses related to EGS (including without limitation, Underwriter’s counsel fees) shall not to exceed $75,000.
Accountable Expenses. The Company agrees to reimburse DC, promptly when invoiced, for all of its reasonable out-of-pocket expenses in connection with the performance of its services hereunder, regardless of whether a transaction for which DC is entitled to compensation occurs, including the following: · Cost of on-site due diligence meetings, if applicable; · Officer background checks; · Corporate web site development costs, if applicable; · FINRA fees incurred by DC to conduct an Offering, including applicable Blue Sky fees; · State registrations, where necessary; · DC’s legal counsel fees; · Road show, travel, platform on-boarding fees, and other reasonable expenses Dxxxxx Capital, LLC February 17, 2022 Engagement Agreement · Review of printing and publication Company annual reports, quarterly reports, and/or other shareholder communication collateral material. The maximum above out of pocket reimbursable expenses shall not exceed $5,000 in the aggregate.
Accountable Expenses. The Company hereby agrees to pay on each of the Closing Date, to the extent not paid at the Closing Date, all accountable expenses relating to the offering, including the costs of preparing, printing, mailing and delivering the registration statement, the preliminary and final prospectus contained therein and amendments thereto, post-effective amendments and supplements thereto, the underwriting agreement and related documents (all in such quantities as the Representqz3ative may reasonably require); preparing and printing stock certificates; the costs of any “due diligence” meetings; all reasonable and documented fees and expenses for conducting a net road show presentation; all filing fees (including SEC filing fees) and communication expenses relating to the registration of the shares offered hereby; FINRA filing fees; the reasonable and documented fees and disbursements of the Selling Agent’s counsel up to an amount of $40,000; background checks of the Company’s officers and directors described in Section 4.9; preparation of bound volumes and mementos in such quantities as the Selling Agent may reasonably request up to an amount of $2,000; transfer taxes, if any, payable upon the transfer of securities from us to the Selling Agents; and the fees and expenses of the transfer agent, clearing firm and registrar for the shares; provided that the actual accountable expenses of the Selling Agent shall not exceed $80,000.
Accountable Expenses. Whether or not the offering is successfully completed, it shall be the Company's obligation to bear all of its expenses in connection with the proposed offering, including, but not limited to, the following: filing fees, printing and duplicating costs, the Company's and Viewtrade postage, delivery, and advertising expenses, registrar and transfer agent fees, reasonable counsel and accounting fees of the Company and issue and transfer taxes.
Accountable Expenses. The Company hereby agrees to pay on each of the Closing Date and the Option Closing Date, if any, to the extent not paid at the Closing Date, all accountable expenses relating to the offering, including the costs of preparing, printing, mailing and delivering the registration statement, the preliminary and final prospectus contained therein and amendments thereto, post-effective amendments and supplements thereto, the underwriting agreement and related documents (all in such quantities as the Representative may reasonably require); preparing and printing stock certificates; the costs of any “due diligence” meetings; all reasonable and documented fees and expenses for conducting a net road show presentation; all filing fees (including SEC filing fees) and communication expenses relating to the registration of the shares offered hereby; FINRA filing fees; the reasonable and documented fees and disbursements of the Representative’s counsel up to an amount of $40,000; preparation of bound volumes and mementos in such quantities as the Representative may reasonably request up to an amount of $2,500; transfer taxes, if any, payable upon the transfer of securities from us to the underwriters; and the fees and expenses of the transfer agent, clearing firm and registrar for the shares.
Accountable Expenses. Subject to Section 13, the Company will reimburse the Managing Broker-Dealer and Selling Group Members for their expenses, on an accountable basis, in an amount equal to up to 2.5% of the principal amount of the L Bond sold, regardless of the maturity term, but subject to the final paragraph of this Section 8. The accountable expenses reimbursable under this Section 8 are referred to as “Accountable Expenses.” The Company and Managing Broker-Dealer shall work proactively with each other to insure that each are timely informed of all Accountable Expenses and commitments to pay such expenses as they are made. Accountable Expenses shall be payable in the same manner and on the same terms as Fees are payable under Section 7. In addition, the Company will pay the Managing Broker-Dealer a $5,000 monthly retainer, payable in advance on or before the third business day of each month, to reimburse anticipated due-diligence and travel-related expenses prior to the commencement of the Offering (the “Pre-Offering Monthly Retainer”); provided, however, that the maximum amount of Pre-Offering Monthly Retainer payable to the Managing Broker-Dealer will be $30,000. The Pre-Offering Monthly Retainer will no longer be payable by the Company, and shall be terminated, effective as of the month next following the month in which the Offering is declared effective by the SEC (regardless of whether or not the $30,000 maximum shall have then been attained). In the event that the Offering is terminated or abandoned such that the Pre-Offering Monthly Retainer paid to the Managing Broker-Dealer exceeds the amount of permitted Accountable Expenses hereunder, the Managing Broker-Dealer will reimburse the Company the amount of such excess. Finally (and notwithstanding the first paragraph of this Section 8), the aggregate amount of Wholesale Commissions, Accountable Expenses, the Pre-Offering Monthly Retainer, non-transaction-based and non-cash selling compensation will not aggregate to exceed the sum of the lesser of (i) 2.50% of the aggregate principal amount of L Bonds sold, regardless of their maturity term, or (ii) such lower amount as is necessary to ensure compliance with the Total Compensation limitation set forth in Section 7.6.
Accountable Expenses. The Company shall pay or reimburse the Placement Agent for the following expenses, which shall be refunded to the Company to the extent not incurred:
